Filed: 7/16/2026ACC: 0002109295-26-000005
📋 What this filing means
DOUGHERTY & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $124.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$124.98M
Total AUM (reported)
1.22M
Total Shares
Allocation by class
COM$62.31M49.9%
INF TECH ETF$10.01M8.0%
PREFERRED SECURT$9.09M7.3%
CAP STK CL A$7.81M6.2%
S&P 500 ETF SHS$7.72M6.2%
COM NEW$5.91M4.7%
CL A$4.90M3.9%
Portfolio Concentration
Top 3$35.54M28.4%
4–10$41.14M32.9%
11–25$33.11M26.5%
Rest$15.18M12.1%
Top 3 weight
28.4%
Top 10 weight
61.4%
Voting Authority Distribution
Total shares with voting rights: 1.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
NVIDIA CORPORATION
SOLEShares68.94K
TypeSH
Market value$13.79M
11.04%
Sole
0.00
Shared
0.00
None
68.94K
ROYAL CARIBBEAN GROUP
SOLEShares36.98K
TypeSH
Market value$11.74M
9.40%
Sole
0.00
Shared
0.00
None
36.98K
VANGUARD WORLD FD
SOLEShares83.72K
TypeSH
Market value$10.01M
8.01%
Sole
0.00
Shared
0.00
None
83.72K
VANECK ETF TRUST
SOLEShares509.43K
TypeSH
Market value$9.09M
7.27%
Sole
0.00
Shared
0.00
None
509.43K
ALPHABET INC
SOLEShares21.85K
TypeSH
Market value$7.81M
6.25%
Sole
0.00
Shared
0.00
None
21.85K
VANGUARD INDEX FDS
SOLEShares11.25K
TypeSH
Market value$7.72M
6.18%
Sole
0.00
Shared
0.00
None
11.25K
PALO ALTO NETWORKS INC
SOLEShares14.26K
TypeSH
Market value$4.86M
3.89%
Sole
0.00
Shared
0.00
None
14.26K
APPLE INC
SOLEShares15.67K
TypeSH
Market value$4.53M
3.63%
Sole
0.00
Shared
0.00
None
15.67K
AMAZON COM INC
SOLEShares16.82K
TypeSH
Market value$4.01M
3.21%
Sole
0.00
Shared
0.00
None
16.82K
MICROSOFT CORP
SOLEShares8.37K
TypeSH
Market value$3.12M
2.50%
Sole
0.00
Shared
0.00
None
8.37K
INVESCO EXCH TRADED FD TR II
SOLEShares9.81K
TypeSH
Market value$2.97M
2.38%
Sole
0.00
Shared
0.00
None
9.81K
GE AEROSPACE
SOLEShares7.81K
TypeSH
Market value$2.92M
2.34%
Sole
0.00
Shared
0.00
None
7.81K
VANGUARD WORLD FD
SOLEShares14.90K
TypeSH
Market value$2.92M
2.33%
Sole
0.00
Shared
0.00
None
14.90K
PROGRESSIVE CORP
SOLEShares12.44K
TypeSH
Market value$2.72M
2.18%
Sole
0.00
Shared
0.00
None
12.44K
VANECK ETF TRUST
SOLEShares92.27K
TypeSH
Market value$2.70M
2.16%
Sole
0.00
Shared
0.00
None
92.27K
MARRIOTT INTL INC NEW
SOLEShares6.68K
TypeSH
Market value$2.48M
1.98%
Sole
0.00
Shared
0.00
None
6.68K
DUKE ENERGY CORP NEW
SOLEShares19.36K
TypeSH
Market value$2.45M
1.96%
Sole
0.00
Shared
0.00
None
19.36K
META PLATFORMS INC
SOLEShares4.30K
TypeSH
Market value$2.42M
1.94%
Sole
0.00
Shared
0.00
None
4.30K
CONSOLIDATED EDISON INC
SOLEShares20.31K
TypeSH
Market value$2.25M
1.80%
Sole
0.00
Shared
0.00
None
20.31K
BOOKING HOLDINGS INC
SOLEShares11.16K
TypeSH
Market value$1.99M
1.59%
Sole
0.00
Shared
0.00
None
11.16K
ALPHABET INC
SOLEShares4.93K
TypeSH
Market value$1.74M
1.39%
Sole
0.00
Shared
0.00
None
4.93K
NVENT ELEC PLC
SOLEShares9.32K
TypeSH
Market value$1.58M
1.26%
Sole
0.00
Shared
0.00
None
9.32K
VISA INC
SOLEShares4.50K
TypeSH
Market value$1.55M
1.24%
Sole
0.00
Shared
0.00
None
4.50K
SOUTHERN CO
SOLEShares13.31K
TypeSH
Market value$1.27M
1.02%
Sole
0.00
Shared
0.00
None
13.31K
VIKING HOLDINGS LTD
SOLEShares11.07K
TypeSH
Market value$1.16M
0.93%
Sole
0.00
Shared
0.00
None
11.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 68.94K | SH | $13.79M 11.04% | 0.00 | 0.00 | 68.94K |
ROYAL CARIBBEAN GROUPSOLE | COM | 36.98K | SH | $11.74M 9.40% | 0.00 | 0.00 | 36.98K |
VANGUARD WORLD FDSOLE | INF TECH ETF | 83.72K | SH | $10.01M 8.01% | 0.00 | 0.00 | 83.72K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 509.43K | SH | $9.09M 7.27% | 0.00 | 0.00 | 509.43K |
ALPHABET INCSOLE | CAP STK CL A | 21.85K | SH | $7.81M 6.25% | 0.00 | 0.00 | 21.85K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.25K | SH | $7.72M 6.18% | 0.00 | 0.00 | 11.25K |
PALO ALTO NETWORKS INCSOLE | COM | 14.26K | SH | $4.86M 3.89% | 0.00 | 0.00 | 14.26K |
APPLE INCSOLE | COM | 15.67K | SH | $4.53M 3.63% | 0.00 | 0.00 | 15.67K |
AMAZON COM INCSOLE | COM | 16.82K | SH | $4.01M 3.21% | 0.00 | 0.00 | 16.82K |
MICROSOFT CORPSOLE | COM | 8.37K | SH | $3.12M 2.50% | 0.00 | 0.00 | 8.37K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 9.81K | SH | $2.97M 2.38% | 0.00 | 0.00 | 9.81K |
GE AEROSPACESOLE | COM NEW | 7.81K | SH | $2.92M 2.34% | 0.00 | 0.00 | 7.81K |
VANGUARD WORLD FDSOLE | UTILITIES ETF | 14.90K | SH | $2.92M 2.33% | 0.00 | 0.00 | 14.90K |
PROGRESSIVE CORPSOLE | COM | 12.44K | SH | $2.72M 2.18% | 0.00 | 0.00 | 12.44K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 92.27K | SH | $2.70M 2.16% | 0.00 | 0.00 | 92.27K |
MARRIOTT INTL INC NEWSOLE | CL A | 6.68K | SH | $2.48M 1.98% | 0.00 | 0.00 | 6.68K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 19.36K | SH | $2.45M 1.96% | 0.00 | 0.00 | 19.36K |
META PLATFORMS INCSOLE | CL A | 4.30K | SH | $2.42M 1.94% | 0.00 | 0.00 | 4.30K |
CONSOLIDATED EDISON INCSOLE | COM | 20.31K | SH | $2.25M 1.80% | 0.00 | 0.00 | 20.31K |
BOOKING HOLDINGS INCSOLE | COM | 11.16K | SH | $1.99M 1.59% | 0.00 | 0.00 | 11.16K |
ALPHABET INCSOLE | CAP STK CL C | 4.93K | SH | $1.74M 1.39% | 0.00 | 0.00 | 4.93K |
NVENT ELEC PLCSOLE | SHS | 9.32K | SH | $1.58M 1.26% | 0.00 | 0.00 | 9.32K |
VISA INCSOLE | COM CL A | 4.50K | SH | $1.55M 1.24% | 0.00 | 0.00 | 4.50K |
SOUTHERN COSOLE | COM | 13.31K | SH | $1.27M 1.02% | 0.00 | 0.00 | 13.31K |
VIKING HOLDINGS LTDSOLE | ORD SHS | 11.07K | SH | $1.16M 0.93% | 0.00 | 0.00 | 11.07K |
Page 1 of 3