Filed: 4/21/2026ACC: 0002109295-26-000004
📋 What this filing means
DOUGHERTY & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $108.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$108.84M
Total AUM (reported)
1.13M
Total Shares
Allocation by class
COM$55.30M50.8%
PREFERRED SECURT$8.99M8.3%
INF TECH ETF$7.12M6.5%
S&P 500 ETF SHS$6.66M6.1%
CAP STK CL A$6.27M5.8%
COM NEW$5.05M4.6%
CL A$4.39M4.0%
Portfolio Concentration
Top 3$31.64M29.1%
4–10$33.73M31.0%
11–25$28.95M26.6%
Rest$14.52M13.3%
Top 3 weight
29.1%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 1.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
NVIDIA CORPORATION
SOLEShares71.58K
TypeSH
Market value$12.48M
11.47%
Sole
0.00
Shared
0.00
None
71.58K
ROYAL CARIBBEAN GROUP
SOLEShares36.95K
TypeSH
Market value$10.17M
9.34%
Sole
0.00
Shared
0.00
None
36.95K
VANECK ETF TRUST
SOLEShares512.48K
TypeSH
Market value$8.99M
8.26%
Sole
0.00
Shared
0.00
None
512.48K
VANGUARD WORLD FD
SOLEShares10.21K
TypeSH
Market value$7.12M
6.55%
Sole
0.00
Shared
0.00
None
10.21K
VANGUARD INDEX FDS
SOLEShares11.15K
TypeSH
Market value$6.66M
6.12%
Sole
0.00
Shared
0.00
None
11.15K
ALPHABET INC
SOLEShares21.80K
TypeSH
Market value$6.27M
5.76%
Sole
0.00
Shared
0.00
None
21.80K
APPLE INC
SOLEShares15.63K
TypeSH
Market value$3.97M
3.64%
Sole
0.00
Shared
0.00
None
15.63K
AMAZON COM INC
SOLEShares16.64K
TypeSH
Market value$3.47M
3.18%
Sole
0.00
Shared
0.00
None
16.64K
MICROSOFT CORP
SOLEShares9.22K
TypeSH
Market value$3.42M
3.14%
Sole
0.00
Shared
0.00
None
9.22K
VANGUARD WORLD FD
SOLEShares14.27K
TypeSH
Market value$2.83M
2.60%
Sole
0.00
Shared
0.00
None
14.27K
VANECK ETF TRUST
SOLEShares88.71K
TypeSH
Market value$2.55M
2.34%
Sole
0.00
Shared
0.00
None
88.71K
DUKE ENERGY CORP NEW
SOLEShares18.95K
TypeSH
Market value$2.48M
2.28%
Sole
0.00
Shared
0.00
None
18.95K
PROGRESSIVE CORP
SOLEShares12.44K
TypeSH
Market value$2.47M
2.26%
Sole
0.00
Shared
0.00
None
12.44K
INVESCO EXCH TRADED FD TR II
SOLEShares10.23K
TypeSH
Market value$2.43M
2.23%
Sole
0.00
Shared
0.00
None
10.23K
PALO ALTO NETWORKS INC
SOLEShares14.20K
TypeSH
Market value$2.28M
2.09%
Sole
0.00
Shared
0.00
None
14.20K
CONSOLIDATED EDISON INC
SOLEShares19.93K
TypeSH
Market value$2.26M
2.07%
Sole
0.00
Shared
0.00
None
19.93K
MARRIOTT INTL INC NEW
SOLEShares6.74K
TypeSH
Market value$2.20M
2.02%
Sole
0.00
Shared
0.00
None
6.74K
GE AEROSPACE
SOLEShares7.73K
TypeSH
Market value$2.19M
2.01%
Sole
0.00
Shared
0.00
None
7.73K
META PLATFORMS INC
SOLEShares3.82K
TypeSH
Market value$2.19M
2.01%
Sole
0.00
Shared
0.00
None
3.82K
BOOKING HOLDINGS INC
SOLEShares411.00
TypeSH
Market value$1.73M
1.59%
Sole
0.00
Shared
0.00
None
411.00
ALPHABET INC
SOLEShares5K
TypeSH
Market value$1.44M
1.32%
Sole
0.00
Shared
0.00
None
5K
VISA INC
SOLEShares4.59K
TypeSH
Market value$1.39M
1.28%
Sole
0.00
Shared
0.00
None
4.59K
SOUTHERN CO
SOLEShares12.61K
TypeSH
Market value$1.22M
1.12%
Sole
0.00
Shared
0.00
None
12.61K
NVENT ELEC PLC
SOLEShares9.40K
TypeSH
Market value$1.11M
1.02%
Sole
0.00
Shared
0.00
None
9.40K
GENERAL DYNAMICS CORP
SOLEShares2.99K
TypeSH
Market value$1.03M
0.94%
Sole
0.00
Shared
0.00
None
2.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 71.58K | SH | $12.48M 11.47% | 0.00 | 0.00 | 71.58K |
ROYAL CARIBBEAN GROUPSOLE | COM | 36.95K | SH | $10.17M 9.34% | 0.00 | 0.00 | 36.95K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 512.48K | SH | $8.99M 8.26% | 0.00 | 0.00 | 512.48K |
VANGUARD WORLD FDSOLE | INF TECH ETF | 10.21K | SH | $7.12M 6.55% | 0.00 | 0.00 | 10.21K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.15K | SH | $6.66M 6.12% | 0.00 | 0.00 | 11.15K |
ALPHABET INCSOLE | CAP STK CL A | 21.80K | SH | $6.27M 5.76% | 0.00 | 0.00 | 21.80K |
APPLE INCSOLE | COM | 15.63K | SH | $3.97M 3.64% | 0.00 | 0.00 | 15.63K |
AMAZON COM INCSOLE | COM | 16.64K | SH | $3.47M 3.18% | 0.00 | 0.00 | 16.64K |
MICROSOFT CORPSOLE | COM | 9.22K | SH | $3.42M 3.14% | 0.00 | 0.00 | 9.22K |
VANGUARD WORLD FDSOLE | UTILITIES ETF | 14.27K | SH | $2.83M 2.60% | 0.00 | 0.00 | 14.27K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 88.71K | SH | $2.55M 2.34% | 0.00 | 0.00 | 88.71K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 18.95K | SH | $2.48M 2.28% | 0.00 | 0.00 | 18.95K |
PROGRESSIVE CORPSOLE | COM | 12.44K | SH | $2.47M 2.26% | 0.00 | 0.00 | 12.44K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 10.23K | SH | $2.43M 2.23% | 0.00 | 0.00 | 10.23K |
PALO ALTO NETWORKS INCSOLE | COM | 14.20K | SH | $2.28M 2.09% | 0.00 | 0.00 | 14.20K |
CONSOLIDATED EDISON INCSOLE | COM | 19.93K | SH | $2.26M 2.07% | 0.00 | 0.00 | 19.93K |
MARRIOTT INTL INC NEWSOLE | CL A | 6.74K | SH | $2.20M 2.02% | 0.00 | 0.00 | 6.74K |
GE AEROSPACESOLE | COM NEW | 7.73K | SH | $2.19M 2.01% | 0.00 | 0.00 | 7.73K |
META PLATFORMS INCSOLE | CL A | 3.82K | SH | $2.19M 2.01% | 0.00 | 0.00 | 3.82K |
BOOKING HOLDINGS INCSOLE | COM | 411.00 | SH | $1.73M 1.59% | 0.00 | 0.00 | 411.00 |
ALPHABET INCSOLE | CAP STK CL C | 5K | SH | $1.44M 1.32% | 0.00 | 0.00 | 5K |
VISA INCSOLE | COM CL A | 4.59K | SH | $1.39M 1.28% | 0.00 | 0.00 | 4.59K |
SOUTHERN COSOLE | COM | 12.61K | SH | $1.22M 1.12% | 0.00 | 0.00 | 12.61K |
NVENT ELEC PLCSOLE | SHS | 9.40K | SH | $1.11M 1.02% | 0.00 | 0.00 | 9.40K |
GENERAL DYNAMICS CORPSOLE | COM | 2.99K | SH | $1.03M 0.94% | 0.00 | 0.00 | 2.99K |
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