Filed: 2/5/2026ACC: 0002109295-26-000003
📋 What this filing means
DOUGHERTY & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $111.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
56
Positions
$111.87M
Total AUM (reported)
1.08M
Total Shares
Allocation by class
COM$58.38M52.2%
PREFERRED SECURT$8.51M7.6%
INF TECH ETF$7.16M6.4%
CAP STK CL A$6.93M6.2%
S&P 500 ETF SHS$6.87M6.1%
COM NEW$5.10M4.6%
CL A$4.20M3.8%
Portfolio Concentration
Top 3$34.15M30.5%
4–10$34.46M30.8%
11–25$28.76M25.7%
Rest$14.51M13.0%
Top 3 weight
30.5%
Top 10 weight
61.3%
Voting Authority Distribution
Total shares with voting rights: 1.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole56
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings56
Rows:
NVIDIA CORPORATION
SOLEShares79.43K
TypeSH
Market value$14.81M
13.24%
Sole
0.00
Shared
0.00
None
79.43K
ROYAL CARIBBEAN GROUP
SOLEShares38.82K
TypeSH
Market value$10.83M
9.68%
Sole
0.00
Shared
0.00
None
38.82K
VANECK ETF TRUST
SOLEShares481.61K
TypeSH
Market value$8.51M
7.60%
Sole
0.00
Shared
0.00
None
481.61K
VANGUARD WORLD FD
SOLEShares9.49K
TypeSH
Market value$7.16M
6.40%
Sole
0.00
Shared
0.00
None
9.49K
ALPHABET INC
SOLEShares22.14K
TypeSH
Market value$6.93M
6.20%
Sole
0.00
Shared
0.00
None
22.14K
VANGUARD INDEX FDS
SOLEShares10.96K
TypeSH
Market value$6.87M
6.14%
Sole
0.00
Shared
0.00
None
10.96K
APPLE INC
SOLEShares15.83K
TypeSH
Market value$4.30M
3.85%
Sole
0.00
Shared
0.00
None
15.83K
AMAZON COM INC
SOLEShares15.21K
TypeSH
Market value$3.51M
3.14%
Sole
0.00
Shared
0.00
None
15.21K
MICROSOFT CORP
SOLEShares6.45K
TypeSH
Market value$3.12M
2.79%
Sole
0.00
Shared
0.00
None
6.45K
INVESCO EXCH TRADED FD TR II
SOLEShares10.12K
TypeSH
Market value$2.56M
2.29%
Sole
0.00
Shared
0.00
None
10.12K
GE AEROSPACE
SOLEShares8.10K
TypeSH
Market value$2.49M
2.23%
Sole
0.00
Shared
0.00
None
8.10K
PROGRESSIVE CORP
SOLEShares10.89K
TypeSH
Market value$2.48M
2.22%
Sole
0.00
Shared
0.00
None
10.89K
PALO ALTO NETWORKS INC
SOLEShares13.04K
TypeSH
Market value$2.40M
2.15%
Sole
0.00
Shared
0.00
None
13.04K
VANGUARD WORLD FD
SOLEShares12.75K
TypeSH
Market value$2.36M
2.11%
Sole
0.00
Shared
0.00
None
12.75K
VANECK ETF TRUST
SOLEShares75.17K
TypeSH
Market value$2.21M
1.97%
Sole
0.00
Shared
0.00
None
75.17K
DUKE ENERGY CORP NEW
SOLEShares18.68K
TypeSH
Market value$2.19M
1.96%
Sole
0.00
Shared
0.00
None
18.68K
MARRIOTT INTL INC NEW
SOLEShares6.84K
TypeSH
Market value$2.12M
1.90%
Sole
0.00
Shared
0.00
None
6.84K
META PLATFORMS INC
SOLEShares3.15K
TypeSH
Market value$2.08M
1.86%
Sole
0.00
Shared
0.00
None
3.15K
CONSOLIDATED EDISON INC
SOLEShares19.78K
TypeSH
Market value$1.96M
1.76%
Sole
0.00
Shared
0.00
None
19.78K
BOOKING HOLDINGS INC
SOLEShares354.00
TypeSH
Market value$1.90M
1.70%
Sole
0.00
Shared
0.00
None
354.00
ALPHABET INC
SOLEShares5K
TypeSH
Market value$1.57M
1.40%
Sole
0.00
Shared
0.00
None
5K
VISA INC
SOLEShares4.42K
TypeSH
Market value$1.55M
1.39%
Sole
0.00
Shared
0.00
None
4.42K
THERMO FISHER SCIENTIFIC INC
SOLEShares2.13K
TypeSH
Market value$1.24M
1.11%
Sole
0.00
Shared
0.00
None
2.13K
HOME DEPOT INC
SOLEShares3.36K
TypeSH
Market value$1.16M
1.03%
Sole
0.00
Shared
0.00
None
3.36K
SOUTHERN CO
SOLEShares11.93K
TypeSH
Market value$1.04M
0.93%
Sole
0.00
Shared
0.00
None
11.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 79.43K | SH | $14.81M 13.24% | 0.00 | 0.00 | 79.43K |
ROYAL CARIBBEAN GROUPSOLE | COM | 38.82K | SH | $10.83M 9.68% | 0.00 | 0.00 | 38.82K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 481.61K | SH | $8.51M 7.60% | 0.00 | 0.00 | 481.61K |
VANGUARD WORLD FDSOLE | INF TECH ETF | 9.49K | SH | $7.16M 6.40% | 0.00 | 0.00 | 9.49K |
ALPHABET INCSOLE | CAP STK CL A | 22.14K | SH | $6.93M 6.20% | 0.00 | 0.00 | 22.14K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 10.96K | SH | $6.87M 6.14% | 0.00 | 0.00 | 10.96K |
APPLE INCSOLE | COM | 15.83K | SH | $4.30M 3.85% | 0.00 | 0.00 | 15.83K |
AMAZON COM INCSOLE | COM | 15.21K | SH | $3.51M 3.14% | 0.00 | 0.00 | 15.21K |
MICROSOFT CORPSOLE | COM | 6.45K | SH | $3.12M 2.79% | 0.00 | 0.00 | 6.45K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 10.12K | SH | $2.56M 2.29% | 0.00 | 0.00 | 10.12K |
GE AEROSPACESOLE | COM NEW | 8.10K | SH | $2.49M 2.23% | 0.00 | 0.00 | 8.10K |
PROGRESSIVE CORPSOLE | COM | 10.89K | SH | $2.48M 2.22% | 0.00 | 0.00 | 10.89K |
PALO ALTO NETWORKS INCSOLE | COM | 13.04K | SH | $2.40M 2.15% | 0.00 | 0.00 | 13.04K |
VANGUARD WORLD FDSOLE | UTILITIES ETF | 12.75K | SH | $2.36M 2.11% | 0.00 | 0.00 | 12.75K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 75.17K | SH | $2.21M 1.97% | 0.00 | 0.00 | 75.17K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 18.68K | SH | $2.19M 1.96% | 0.00 | 0.00 | 18.68K |
MARRIOTT INTL INC NEWSOLE | CL A | 6.84K | SH | $2.12M 1.90% | 0.00 | 0.00 | 6.84K |
META PLATFORMS INCSOLE | CL A | 3.15K | SH | $2.08M 1.86% | 0.00 | 0.00 | 3.15K |
CONSOLIDATED EDISON INCSOLE | COM | 19.78K | SH | $1.96M 1.76% | 0.00 | 0.00 | 19.78K |
BOOKING HOLDINGS INCSOLE | COM | 354.00 | SH | $1.90M 1.70% | 0.00 | 0.00 | 354.00 |
ALPHABET INCSOLE | CAP STK CL C | 5K | SH | $1.57M 1.40% | 0.00 | 0.00 | 5K |
VISA INCSOLE | COM CL A | 4.42K | SH | $1.55M 1.39% | 0.00 | 0.00 | 4.42K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 2.13K | SH | $1.24M 1.11% | 0.00 | 0.00 | 2.13K |
HOME DEPOT INCSOLE | COM | 3.36K | SH | $1.16M 1.03% | 0.00 | 0.00 | 3.36K |
SOUTHERN COSOLE | COM | 11.93K | SH | $1.04M 0.93% | 0.00 | 0.00 | 11.93K |
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