TAMPA, FL
Total Insiders
26
Active leadership & owners
Board Directors
0
Governing body
Corporate Officers
15
Executive management
10%+ Owners
0
Major shareholders
Active Insiders
26
Currently serving
Former Insiders
0
Past roles
| Name & Role | Position | Tenure | Holdings |
|---|---|---|---|
ALCANTARA ANA Officer | Vice President | Since Jun 2025 | — |
CHEN LISA Officer | AML Compliance Officer | Since Oct 2023 | — |
ELAM JOAN Officer | Dir of HR for DSL's Inv Adv | Since Aug 2020 | — |
FEMLING BRADY J. Officer | Vice President | Since May 2017 | — |
GUIA YOUSE Officer | Chief Compliance Officer | Since Mar 2024 | — |
HAN WINNIE Officer | Assistant Treasurer | Since May 2017 | — |
HERRON ROBERT Officer | Vice President | Since Jun 2020 | — |
LIU-HARTMAN CAROLYN Officer | Vice President | Since Aug 2025 | — |
OSWALD DAWN Officer | Vice President | Since Jan 2020 | — |
ROSSETTI ADAM D. Officer | Vice President | Since Feb 2019 | — |