DFPG INVESTMENTS, LLC

PrivateCIK: 1504665

Location

SANDY, UT

621

Positions

$1.28B

Total AUM (reported)

19.10M

Total Shares

Allocation by class

COM$549.96M42.9%

CL A$57.77M4.5%

MSCI INDIA ETF$23.32M1.8%

COM CL A$22.86M1.8%

CORE S&P500 ETF$22.16M1.7%

TOTAL BND MRKT$21.35M1.7%

SR LN ETF$16.47M1.3%

Portfolio Concentration

Top 3$119.47M9.3%

4–10$147.44M11.5%

11–25$200.11M15.6%

Rest$814.39M63.6%

Top 3 weight

9.3%

Top 10 weight

20.8%

Voting Authority Distribution

Total shares with voting rights: 19.10M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.10M

% of voting shares100.0%

Investment Discretion (by position count)

Sole621

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings621

Rows:

APPLE INC

SOLE

COM

Shares276.66K

TypeSH

Market value$50.97M

3.98%

Sole

0.00

Shared

0.00

None

276.66K

NVIDIA CORPORATION

SOLE

COM

Shares81.19K

TypeSH

Market value$38.62M

3.01%

Sole

0.00

Shared

0.00

None

81.19K

MICROSOFT CORP

SOLE

COM

Shares80.60K

TypeSH

Market value$29.87M

2.33%

Sole

0.00

Shared

0.00

None

80.60K

AMAZON COM INC

SOLE

COM

Shares201.06K

TypeSH

Market value$29.85M

2.33%

Sole

0.00

Shared

0.00

None

201.06K

ISHARES TR

SOLE

MSCI INDIA ETF

Shares479.98K

TypeSH

Market value$23.32M

1.82%

Sole

0.00

Shared

0.00

None

479.98K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares47.04K

TypeSH

Market value$22.16M

1.73%

Sole

0.00

Shared

0.00

None

47.04K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares291.29K

TypeSH

Market value$21.35M

1.67%

Sole

0.00

Shared

0.00

None

291.29K

ADVANCED MICRO DEVICES INC

SOLE

COM

Shares132.27K

TypeSH

Market value$17.90M

1.40%

Sole

0.00

Shared

0.00

None

132.27K

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares778.54K

TypeSH

Market value$16.47M

1.29%

Sole

0.00

Shared

0.00

None

778.54K

META PLATFORMS INC

SOLE

CL A

Shares47.58K

TypeSH

Market value$16.39M

1.28%

Sole

0.00

Shared

0.00

None

47.58K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares161.63K

TypeSH

Market value$15.93M

1.24%

Sole

0.00

Shared

0.00

None

161.63K

COSTCO WHSL CORP NEW

SOLE

COM

Shares24.50K

TypeSH

Market value$15.79M

1.23%

Sole

0.00

Shared

0.00

None

24.50K

ALPHABET INC

SOLE

CAP STK CL A

Shares111.95K

TypeSH

Market value$15.55M

1.21%

Sole

0.00

Shared

0.00

None

111.95K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares320.37K

TypeSH

Market value$14.92M

1.16%

Sole

0.00

Shared

0.00

None

320.37K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares155.54K

TypeSH

Market value$13.40M

1.05%

Sole

0.00

Shared

0.00

None

155.54K

SPDR SER TR

SOLE

S&P OILGAS EXP

Shares94.97K

TypeSH

Market value$13.22M

1.03%

Sole

0.00

Shared

0.00

None

94.97K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares33.10K

TypeSH

Market value$13.19M

1.03%

Sole

0.00

Shared

0.00

None

33.10K

SCHWAB CHARLES CORP

SOLE

COM

Shares194.06K

TypeSH

Market value$13.01M

1.02%

Sole

0.00

Shared

0.00

None

194.06K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares204.55K

TypeSH

Market value$12.98M

1.01%

Sole

0.00

Shared

0.00

None

204.55K

ALPHABET INC

SOLE

CAP STK CL C

Shares91.32K

TypeSH

Market value$12.82M

1.00%

Sole

0.00

Shared

0.00

None

91.32K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares27.22K

TypeSH

Market value$12.76M

1.00%

Sole

0.00

Shared

0.00

None

27.22K

BNY MELLON ETF TRUST

SOLE

US MDCP CORE EQT

Shares144.58K

TypeSH

Market value$12.74M

0.99%

Sole

0.00

Shared

0.00

None

144.58K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares373.47K

TypeSH

Market value$12.47M

0.97%

Sole

0.00

Shared

0.00

None

373.47K

ENERGY TRANSFER L P

SOLE

COM UT LTD PTN

Shares766.89K

TypeSH

Market value$10.75M

0.84%

Sole

0.00

Shared

0.00

None

766.89K

OCCIDENTAL PETE CORP

SOLE

COM

Shares174.47K

TypeSH

Market value$10.57M

0.83%

Sole

0.00

Shared

0.00

None

174.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	276.66K	SH	$50.97M 3.98%	276.66K
NVIDIA CORPORATIONSOLE	COM	81.19K	SH	$38.62M 3.01%	81.19K
MICROSOFT CORPSOLE	COM	80.60K	SH	$29.87M 2.33%	80.60K
AMAZON COM INCSOLE	COM	201.06K	SH	$29.85M 2.33%	201.06K
ISHARES TRSOLE	MSCI INDIA ETF	479.98K	SH	$23.32M 1.82%	479.98K
ISHARES TRSOLE	CORE S&P500 ETF	47.04K	SH	$22.16M 1.73%	47.04K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	291.29K	SH	$21.35M 1.67%	291.29K
ADVANCED MICRO DEVICES INCSOLE	COM	132.27K	SH	$17.90M 1.40%	132.27K
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	778.54K	SH	$16.47M 1.29%	778.54K
META PLATFORMS INCSOLE	CL A	47.58K	SH	$16.39M 1.28%	47.58K
ISHARES TRSOLE	0-5 YR TIPS ETF	161.63K	SH	$15.93M 1.24%	161.63K
COSTCO WHSL CORP NEWSOLE	COM	24.50K	SH	$15.79M 1.23%	24.50K
ALPHABET INCSOLE	CAP STK CL A	111.95K	SH	$15.55M 1.21%	111.95K
SPDR SER TRSOLE	PRTFLO S&P500 VL	320.37K	SH	$14.92M 1.16%	320.37K
SELECT SECTOR SPDR TRSOLE	ENERGY	155.54K	SH	$13.40M 1.05%	155.54K
SPDR SER TRSOLE	S&P OILGAS EXP	94.97K	SH	$13.22M 1.03%	94.97K
INVESCO QQQ TRSOLE	UNIT SER 1	33.10K	SH	$13.19M 1.03%	33.10K
SCHWAB CHARLES CORPSOLE	COM	194.06K	SH	$13.01M 1.02%	194.06K
SPDR SER TRSOLE	PRTFLO S&P500 GW	204.55K	SH	$12.98M 1.01%	204.55K
ALPHABET INCSOLE	CAP STK CL C	91.32K	SH	$12.82M 1.00%	91.32K
SPDR S&P 500 ETF TRSOLE	TR UNIT	27.22K	SH	$12.76M 1.00%	27.22K
BNY MELLON ETF TRUSTSOLE	US MDCP CORE EQT	144.58K	SH	$12.74M 0.99%	144.58K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	373.47K	SH	$12.47M 0.97%	373.47K
ENERGY TRANSFER L PSOLE	COM UT LTD PTN	766.89K	SH	$10.75M 0.84%	766.89K
OCCIDENTAL PETE CORPSOLE	COM	174.47K	SH	$10.57M 0.83%	174.47K

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