Filed: 1/10/2024ACC: 0001085146-24-000121
📋 What this filing means
DFPG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 621 equity positions with a total reported market value of $1.28B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
621
Positions
$1.28B
Total AUM (reported)
19.10M
Total Shares
Allocation by class
COM$549.96M42.9%
CL A$57.77M4.5%
MSCI INDIA ETF$23.32M1.8%
COM CL A$22.86M1.8%
CORE S&P500 ETF$22.16M1.7%
TOTAL BND MRKT$21.35M1.7%
SR LN ETF$16.47M1.3%
Portfolio Concentration
Top 3$119.47M9.3%
4–10$147.44M11.5%
11–25$200.11M15.6%
Rest$814.39M63.6%
Top 3 weight
9.3%
Top 10 weight
20.8%
Voting Authority Distribution
Total shares with voting rights: 19.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole621
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings621
Rows:
APPLE INC
SOLEShares276.66K
TypeSH
Market value$50.97M
3.98%
Sole
0.00
Shared
0.00
None
276.66K
NVIDIA CORPORATION
SOLEShares81.19K
TypeSH
Market value$38.62M
3.01%
Sole
0.00
Shared
0.00
None
81.19K
MICROSOFT CORP
SOLEShares80.60K
TypeSH
Market value$29.87M
2.33%
Sole
0.00
Shared
0.00
None
80.60K
AMAZON COM INC
SOLEShares201.06K
TypeSH
Market value$29.85M
2.33%
Sole
0.00
Shared
0.00
None
201.06K
ISHARES TR
SOLEShares479.98K
TypeSH
Market value$23.32M
1.82%
Sole
0.00
Shared
0.00
None
479.98K
ISHARES TR
SOLEShares47.04K
TypeSH
Market value$22.16M
1.73%
Sole
0.00
Shared
0.00
None
47.04K
VANGUARD BD INDEX FDS
SOLEShares291.29K
TypeSH
Market value$21.35M
1.67%
Sole
0.00
Shared
0.00
None
291.29K
ADVANCED MICRO DEVICES INC
SOLEShares132.27K
TypeSH
Market value$17.90M
1.40%
Sole
0.00
Shared
0.00
None
132.27K
INVESCO EXCH TRADED FD TR II
SOLEShares778.54K
TypeSH
Market value$16.47M
1.29%
Sole
0.00
Shared
0.00
None
778.54K
META PLATFORMS INC
SOLEShares47.58K
TypeSH
Market value$16.39M
1.28%
Sole
0.00
Shared
0.00
None
47.58K
ISHARES TR
SOLEShares161.63K
TypeSH
Market value$15.93M
1.24%
Sole
0.00
Shared
0.00
None
161.63K
COSTCO WHSL CORP NEW
SOLEShares24.50K
TypeSH
Market value$15.79M
1.23%
Sole
0.00
Shared
0.00
None
24.50K
ALPHABET INC
SOLEShares111.95K
TypeSH
Market value$15.55M
1.21%
Sole
0.00
Shared
0.00
None
111.95K
SPDR SER TR
SOLEShares320.37K
TypeSH
Market value$14.92M
1.16%
Sole
0.00
Shared
0.00
None
320.37K
SELECT SECTOR SPDR TR
SOLEShares155.54K
TypeSH
Market value$13.40M
1.05%
Sole
0.00
Shared
0.00
None
155.54K
SPDR SER TR
SOLEShares94.97K
TypeSH
Market value$13.22M
1.03%
Sole
0.00
Shared
0.00
None
94.97K
INVESCO QQQ TR
SOLEShares33.10K
TypeSH
Market value$13.19M
1.03%
Sole
0.00
Shared
0.00
None
33.10K
SCHWAB CHARLES CORP
SOLEShares194.06K
TypeSH
Market value$13.01M
1.02%
Sole
0.00
Shared
0.00
None
194.06K
SPDR SER TR
SOLEShares204.55K
TypeSH
Market value$12.98M
1.01%
Sole
0.00
Shared
0.00
None
204.55K
ALPHABET INC
SOLEShares91.32K
TypeSH
Market value$12.82M
1.00%
Sole
0.00
Shared
0.00
None
91.32K
SPDR S&P 500 ETF TR
SOLEShares27.22K
TypeSH
Market value$12.76M
1.00%
Sole
0.00
Shared
0.00
None
27.22K
BNY MELLON ETF TRUST
SOLEShares144.58K
TypeSH
Market value$12.74M
0.99%
Sole
0.00
Shared
0.00
None
144.58K
SPDR INDEX SHS FDS
SOLEShares373.47K
TypeSH
Market value$12.47M
0.97%
Sole
0.00
Shared
0.00
None
373.47K
ENERGY TRANSFER L P
SOLEShares766.89K
TypeSH
Market value$10.75M
0.84%
Sole
0.00
Shared
0.00
None
766.89K
OCCIDENTAL PETE CORP
SOLEShares174.47K
TypeSH
Market value$10.57M
0.83%
Sole
0.00
Shared
0.00
None
174.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 276.66K | SH | $50.97M 3.98% | 0.00 | 0.00 | 276.66K |
NVIDIA CORPORATIONSOLE | COM | 81.19K | SH | $38.62M 3.01% | 0.00 | 0.00 | 81.19K |
MICROSOFT CORPSOLE | COM | 80.60K | SH | $29.87M 2.33% | 0.00 | 0.00 | 80.60K |
AMAZON COM INCSOLE | COM | 201.06K | SH | $29.85M 2.33% | 0.00 | 0.00 | 201.06K |
ISHARES TRSOLE | MSCI INDIA ETF | 479.98K | SH | $23.32M 1.82% | 0.00 | 0.00 | 479.98K |
ISHARES TRSOLE | CORE S&P500 ETF | 47.04K | SH | $22.16M 1.73% | 0.00 | 0.00 | 47.04K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 291.29K | SH | $21.35M 1.67% | 0.00 | 0.00 | 291.29K |
ADVANCED MICRO DEVICES INCSOLE | COM | 132.27K | SH | $17.90M 1.40% | 0.00 | 0.00 | 132.27K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 778.54K | SH | $16.47M 1.29% | 0.00 | 0.00 | 778.54K |
META PLATFORMS INCSOLE | CL A | 47.58K | SH | $16.39M 1.28% | 0.00 | 0.00 | 47.58K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 161.63K | SH | $15.93M 1.24% | 0.00 | 0.00 | 161.63K |
COSTCO WHSL CORP NEWSOLE | COM | 24.50K | SH | $15.79M 1.23% | 0.00 | 0.00 | 24.50K |
ALPHABET INCSOLE | CAP STK CL A | 111.95K | SH | $15.55M 1.21% | 0.00 | 0.00 | 111.95K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 320.37K | SH | $14.92M 1.16% | 0.00 | 0.00 | 320.37K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 155.54K | SH | $13.40M 1.05% | 0.00 | 0.00 | 155.54K |
SPDR SER TRSOLE | S&P OILGAS EXP | 94.97K | SH | $13.22M 1.03% | 0.00 | 0.00 | 94.97K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 33.10K | SH | $13.19M 1.03% | 0.00 | 0.00 | 33.10K |
SCHWAB CHARLES CORPSOLE | COM | 194.06K | SH | $13.01M 1.02% | 0.00 | 0.00 | 194.06K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 204.55K | SH | $12.98M 1.01% | 0.00 | 0.00 | 204.55K |
ALPHABET INCSOLE | CAP STK CL C | 91.32K | SH | $12.82M 1.00% | 0.00 | 0.00 | 91.32K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 27.22K | SH | $12.76M 1.00% | 0.00 | 0.00 | 27.22K |
BNY MELLON ETF TRUSTSOLE | US MDCP CORE EQT | 144.58K | SH | $12.74M 0.99% | 0.00 | 0.00 | 144.58K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 373.47K | SH | $12.47M 0.97% | 0.00 | 0.00 | 373.47K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 766.89K | SH | $10.75M 0.84% | 0.00 | 0.00 | 766.89K |
OCCIDENTAL PETE CORPSOLE | COM | 174.47K | SH | $10.57M 0.83% | 0.00 | 0.00 | 174.47K |
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