Filed: 7/24/2023ACC: 0001085146-23-002878
📋 What this filing means
DFPG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 575 equity positions with a total reported market value of $1.11B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
575
Positions
$1.11B
Total AUM (reported)
15.93M
Total Shares
Allocation by class
COM$458.96M41.4%
CL A$43.37M3.9%
HLTH CR EQUIP$30.30M2.7%
GOLD SHS$25.39M2.3%
20 YR TR BD ETF$22.04M2.0%
7-10 YR TRSY BD$20.25M1.8%
COM CL A$19.72M1.8%
Portfolio Concentration
Top 3$107.96M9.7%
4–10$145.90M13.2%
11–25$158.39M14.3%
Rest$697.07M62.8%
Top 3 weight
9.7%
Top 10 weight
22.9%
Voting Authority Distribution
Total shares with voting rights: 15.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole575
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings575
Rows:
APPLE INC
SOLEShares218.46K
TypeSH
Market value$42.62M
3.84%
Sole
0.00
Shared
0.00
None
218.46K
NVIDIA CORPORATION
SOLEShares74.43K
TypeSH
Market value$35.04M
3.16%
Sole
0.00
Shared
0.00
None
74.43K
SPDR SER TR
SOLEShares308.73K
TypeSH
Market value$30.30M
2.73%
Sole
0.00
Shared
0.00
None
308.73K
SPDR GOLD TR
SOLEShares138.24K
TypeSH
Market value$25.39M
2.29%
Sole
0.00
Shared
0.00
None
138.24K
AMAZON COM INC
SOLEShares167.14K
TypeSH
Market value$22.62M
2.04%
Sole
0.00
Shared
0.00
None
167.14K
MICROSOFT CORP
SOLEShares62.75K
TypeSH
Market value$22.28M
2.01%
Sole
0.00
Shared
0.00
None
62.75K
ISHARES TR
SOLEShares214.07K
TypeSH
Market value$22.04M
1.99%
Sole
0.00
Shared
0.00
None
214.07K
ISHARES TR
SOLEShares208.46K
TypeSH
Market value$20.25M
1.83%
Sole
0.00
Shared
0.00
None
208.46K
ISHARES TR
SOLEShares418.16K
TypeSH
Market value$18.67M
1.68%
Sole
0.00
Shared
0.00
None
418.16K
SELECT SECTOR SPDR TR
SOLEShares110.40K
TypeSH
Market value$14.65M
1.32%
Sole
0.00
Shared
0.00
None
110.40K
ISHARES TR
SOLEShares148.46K
TypeSH
Market value$14.45M
1.30%
Sole
0.00
Shared
0.00
None
148.46K
META PLATFORMS INC
SOLEShares44.11K
TypeSH
Market value$13.94M
1.26%
Sole
0.00
Shared
0.00
None
44.11K
ISHARES TR
SOLEShares27.07K
TypeSH
Market value$12.38M
1.12%
Sole
0.00
Shared
0.00
None
27.07K
VANGUARD WORLD FD
SOLEShares137.08K
TypeSH
Market value$11.83M
1.07%
Sole
0.00
Shared
0.00
None
137.08K
SCHWAB CHARLES CORP
SOLEShares165.02K
TypeSH
Market value$10.90M
0.98%
Sole
0.00
Shared
0.00
None
165.02K
ALPHABET INC
SOLEShares89.10K
TypeSH
Market value$10.87M
0.98%
Sole
0.00
Shared
0.00
None
89.10K
COSTCO WHSL CORP NEW
SOLEShares19.59K
TypeSH
Market value$10.85M
0.98%
Sole
0.00
Shared
0.00
None
19.59K
ALPHABET INC
SOLEShares85.59K
TypeSH
Market value$10.51M
0.95%
Sole
0.00
Shared
0.00
None
85.59K
INVESCO QQQ TR
SOLEShares25.96K
TypeSH
Market value$10.01M
0.90%
Sole
0.00
Shared
0.00
None
25.96K
ENERGY TRANSFER L P
SOLEShares702.01K
TypeSH
Market value$9.25M
0.83%
Sole
0.00
Shared
0.00
None
702.01K
SPDR INDEX SHS FDS
SOLEShares264.39K
TypeSH
Market value$8.85M
0.80%
Sole
0.00
Shared
0.00
None
264.39K
OCCIDENTAL PETE CORP
SOLEShares147.09K
TypeSH
Market value$8.85M
0.80%
Sole
0.00
Shared
0.00
None
147.09K
SPDR S&P 500 ETF TR
SOLEShares19.33K
TypeSH
Market value$8.80M
0.79%
Sole
0.00
Shared
0.00
None
19.33K
ISHARES TR
SOLEShares75.73K
TypeSH
Market value$8.76M
0.79%
Sole
0.00
Shared
0.00
None
75.73K
ADVANCED MICRO DEVICES INC
SOLEShares69.84K
TypeSH
Market value$8.13M
0.73%
Sole
0.00
Shared
0.00
None
69.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 218.46K | SH | $42.62M 3.84% | 0.00 | 0.00 | 218.46K |
NVIDIA CORPORATIONSOLE | COM | 74.43K | SH | $35.04M 3.16% | 0.00 | 0.00 | 74.43K |
SPDR SER TRSOLE | HLTH CR EQUIP | 308.73K | SH | $30.30M 2.73% | 0.00 | 0.00 | 308.73K |
SPDR GOLD TRSOLE | GOLD SHS | 138.24K | SH | $25.39M 2.29% | 0.00 | 0.00 | 138.24K |
AMAZON COM INCSOLE | COM | 167.14K | SH | $22.62M 2.04% | 0.00 | 0.00 | 167.14K |
MICROSOFT CORPSOLE | COM | 62.75K | SH | $22.28M 2.01% | 0.00 | 0.00 | 62.75K |
ISHARES TRSOLE | 20 YR TR BD ETF | 214.07K | SH | $22.04M 1.99% | 0.00 | 0.00 | 214.07K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 208.46K | SH | $20.25M 1.83% | 0.00 | 0.00 | 208.46K |
ISHARES TRSOLE | MSCI INDIA ETF | 418.16K | SH | $18.67M 1.68% | 0.00 | 0.00 | 418.16K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 110.40K | SH | $14.65M 1.32% | 0.00 | 0.00 | 110.40K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 148.46K | SH | $14.45M 1.30% | 0.00 | 0.00 | 148.46K |
META PLATFORMS INCSOLE | CL A | 44.11K | SH | $13.94M 1.26% | 0.00 | 0.00 | 44.11K |
ISHARES TRSOLE | CORE S&P500 ETF | 27.07K | SH | $12.38M 1.12% | 0.00 | 0.00 | 27.07K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 137.08K | SH | $11.83M 1.07% | 0.00 | 0.00 | 137.08K |
SCHWAB CHARLES CORPSOLE | COM | 165.02K | SH | $10.90M 0.98% | 0.00 | 0.00 | 165.02K |
ALPHABET INCSOLE | CAP STK CL A | 89.10K | SH | $10.87M 0.98% | 0.00 | 0.00 | 89.10K |
COSTCO WHSL CORP NEWSOLE | COM | 19.59K | SH | $10.85M 0.98% | 0.00 | 0.00 | 19.59K |
ALPHABET INCSOLE | CAP STK CL C | 85.59K | SH | $10.51M 0.95% | 0.00 | 0.00 | 85.59K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 25.96K | SH | $10.01M 0.90% | 0.00 | 0.00 | 25.96K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 702.01K | SH | $9.25M 0.83% | 0.00 | 0.00 | 702.01K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 264.39K | SH | $8.85M 0.80% | 0.00 | 0.00 | 264.39K |
OCCIDENTAL PETE CORPSOLE | COM | 147.09K | SH | $8.85M 0.80% | 0.00 | 0.00 | 147.09K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.33K | SH | $8.80M 0.79% | 0.00 | 0.00 | 19.33K |
ISHARES TRSOLE | US AER DEF ETF | 75.73K | SH | $8.76M 0.79% | 0.00 | 0.00 | 75.73K |
ADVANCED MICRO DEVICES INCSOLE | COM | 69.84K | SH | $8.13M 0.73% | 0.00 | 0.00 | 69.84K |
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