Filed: 4/11/2023ACC: 0001085146-23-001603
📋 What this filing means
DFPG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 513 equity positions with a total reported market value of $931.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
513
Positions
$931.13M
Total AUM (reported)
13.46M
Total Shares
Allocation by class
COM$370.82M39.8%
7-10 YR TRSY BD$49.36M5.3%
20 YR TR BD ETF$44.43M4.8%
CL A$29.83M3.2%
1 3 YR TREAS BD$18.35M2.0%
SBI CONS STPLS$16.45M1.8%
EXTENDED DUR$15.28M1.6%
Portfolio Concentration
Top 3$125.58M13.5%
4–10$117.78M12.6%
11–25$122.94M13.2%
Rest$564.83M60.7%
Top 3 weight
13.5%
Top 10 weight
26.1%
Voting Authority Distribution
Total shares with voting rights: 13.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
13.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole513
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings513
Rows:
ISHARES TR
SOLEShares497.97K
TypeSH
Market value$49.36M
5.30%
Sole
0.00
Shared
0.00
None
497.97K
ISHARES TR
SOLEShares417.70K
TypeSH
Market value$44.43M
4.77%
Sole
0.00
Shared
0.00
None
417.70K
APPLE INC
SOLEShares192.79K
TypeSH
Market value$31.79M
3.41%
Sole
0.00
Shared
0.00
None
192.79K
NVIDIA CORPORATION
SOLEShares83.57K
TypeSH
Market value$23.21M
2.49%
Sole
0.00
Shared
0.00
None
83.57K
ISHARES TR
SOLEShares223.31K
TypeSH
Market value$18.35M
1.97%
Sole
0.00
Shared
0.00
None
223.31K
SELECT SECTOR SPDR TR
SOLEShares220.12K
TypeSH
Market value$16.45M
1.77%
Sole
0.00
Shared
0.00
None
220.12K
MICROSOFT CORP
SOLEShares56.29K
TypeSH
Market value$16.23M
1.74%
Sole
0.00
Shared
0.00
None
56.29K
VANGUARD WORLD FD
SOLEShares168.72K
TypeSH
Market value$15.28M
1.64%
Sole
0.00
Shared
0.00
None
168.72K
VANGUARD BD INDEX FDS
SOLEShares194.50K
TypeSH
Market value$14.36M
1.54%
Sole
0.00
Shared
0.00
None
194.50K
ISHARES TR
SOLEShares140.15K
TypeSH
Market value$13.91M
1.49%
Sole
0.00
Shared
0.00
None
140.15K
SELECT SECTOR SPDR TR
SOLEShares102.98K
TypeSH
Market value$13.33M
1.43%
Sole
0.00
Shared
0.00
None
102.98K
AMAZON COM INC
SOLEShares114.08K
TypeSH
Market value$11.78M
1.27%
Sole
0.00
Shared
0.00
None
114.08K
ALPHABET INC
SOLEShares83.42K
TypeSH
Market value$8.68M
0.93%
Sole
0.00
Shared
0.00
None
83.42K
INVESCO QQQ TR
SOLEShares26.90K
TypeSH
Market value$8.63M
0.93%
Sole
0.00
Shared
0.00
None
26.90K
META PLATFORMS INC
SOLEShares38.42K
TypeSH
Market value$8.14M
0.87%
Sole
0.00
Shared
0.00
None
38.42K
ALPHABET INC
SOLEShares78.18K
TypeSH
Market value$8.11M
0.87%
Sole
0.00
Shared
0.00
None
78.18K
ISHARES TR
SOLEShares19.49K
TypeSH
Market value$8.01M
0.86%
Sole
0.00
Shared
0.00
None
19.49K
SPDR S&P 500 ETF TR
SOLEShares19.42K
TypeSH
Market value$7.95M
0.85%
Sole
0.00
Shared
0.00
None
19.42K
COSTCO WHSL CORP NEW
SOLEShares15.80K
TypeSH
Market value$7.85M
0.84%
Sole
0.00
Shared
0.00
None
15.80K
ENERGY TRANSFER L P
SOLEShares573.95K
TypeSH
Market value$7.16M
0.77%
Sole
0.00
Shared
0.00
None
573.95K
SCHWAB STRATEGIC TR
SOLEShares143.21K
TypeSH
Market value$6.99M
0.75%
Sole
0.00
Shared
0.00
None
143.21K
OCCIDENTAL PETE CORP
SOLEShares111.46K
TypeSH
Market value$6.96M
0.75%
Sole
0.00
Shared
0.00
None
111.46K
JOHNSON & JOHNSON
SOLEShares42.46K
TypeSH
Market value$6.58M
0.71%
Sole
0.00
Shared
0.00
None
42.46K
SPDR INDEX SHS FDS
SOLEShares200.99K
TypeSH
Market value$6.46M
0.69%
Sole
0.00
Shared
0.00
None
200.99K
CHEVRON CORP NEW
SOLEShares38.70K
TypeSH
Market value$6.31M
0.68%
Sole
0.00
Shared
0.00
None
38.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 7-10 YR TRSY BD | 497.97K | SH | $49.36M 5.30% | 0.00 | 0.00 | 497.97K |
ISHARES TRSOLE | 20 YR TR BD ETF | 417.70K | SH | $44.43M 4.77% | 0.00 | 0.00 | 417.70K |
APPLE INCSOLE | COM | 192.79K | SH | $31.79M 3.41% | 0.00 | 0.00 | 192.79K |
NVIDIA CORPORATIONSOLE | COM | 83.57K | SH | $23.21M 2.49% | 0.00 | 0.00 | 83.57K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 223.31K | SH | $18.35M 1.97% | 0.00 | 0.00 | 223.31K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 220.12K | SH | $16.45M 1.77% | 0.00 | 0.00 | 220.12K |
MICROSOFT CORPSOLE | COM | 56.29K | SH | $16.23M 1.74% | 0.00 | 0.00 | 56.29K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 168.72K | SH | $15.28M 1.64% | 0.00 | 0.00 | 168.72K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 194.50K | SH | $14.36M 1.54% | 0.00 | 0.00 | 194.50K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 140.15K | SH | $13.91M 1.49% | 0.00 | 0.00 | 140.15K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 102.98K | SH | $13.33M 1.43% | 0.00 | 0.00 | 102.98K |
AMAZON COM INCSOLE | COM | 114.08K | SH | $11.78M 1.27% | 0.00 | 0.00 | 114.08K |
ALPHABET INCSOLE | CAP STK CL C | 83.42K | SH | $8.68M 0.93% | 0.00 | 0.00 | 83.42K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.90K | SH | $8.63M 0.93% | 0.00 | 0.00 | 26.90K |
META PLATFORMS INCSOLE | CL A | 38.42K | SH | $8.14M 0.87% | 0.00 | 0.00 | 38.42K |
ALPHABET INCSOLE | CAP STK CL A | 78.18K | SH | $8.11M 0.87% | 0.00 | 0.00 | 78.18K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.49K | SH | $8.01M 0.86% | 0.00 | 0.00 | 19.49K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.42K | SH | $7.95M 0.85% | 0.00 | 0.00 | 19.42K |
COSTCO WHSL CORP NEWSOLE | COM | 15.80K | SH | $7.85M 0.84% | 0.00 | 0.00 | 15.80K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 573.95K | SH | $7.16M 0.77% | 0.00 | 0.00 | 573.95K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 143.21K | SH | $6.99M 0.75% | 0.00 | 0.00 | 143.21K |
OCCIDENTAL PETE CORPSOLE | COM | 111.46K | SH | $6.96M 0.75% | 0.00 | 0.00 | 111.46K |
JOHNSON & JOHNSONSOLE | COM | 42.46K | SH | $6.58M 0.71% | 0.00 | 0.00 | 42.46K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 200.99K | SH | $6.46M 0.69% | 0.00 | 0.00 | 200.99K |
CHEVRON CORP NEWSOLE | COM | 38.70K | SH | $6.31M 0.68% | 0.00 | 0.00 | 38.70K |
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