Filed: 2/2/2023ACC: 0001085146-23-000578
📋 What this filing means
DFPG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 434 equity positions with a total reported market value of $606.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
434
Positions
$606.86M
Total AUM (reported)
9.15M
Total Shares
Allocation by class
COM$274.44M45.2%
CL A$25.07M4.1%
7-10 YR TRSY BD$17.52M2.9%
20 YR TR BD ETF$16.54M2.7%
SBI CONS STPLS$13.21M2.2%
TOTAL BND MRKT$12.97M2.1%
SBI HEALTHCARE$11.02M1.8%
Portfolio Concentration
Top 3$55.54M9.2%
4–10$79.65M13.1%
11–25$90.91M15.0%
Rest$380.77M62.7%
Top 3 weight
9.2%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 9.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole434
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings434
Rows:
APPLE INC
SOLEShares160.95K
TypeSH
Market value$21.49M
3.54%
Sole
0.00
Shared
0.00
None
160.95K
ISHARES TR
SOLEShares177.58K
TypeSH
Market value$17.52M
2.89%
Sole
0.00
Shared
0.00
None
177.58K
ISHARES TR
SOLEShares156.50K
TypeSH
Market value$16.54M
2.73%
Sole
0.00
Shared
0.00
None
156.50K
SELECT SECTOR SPDR TR
SOLEShares176.22K
TypeSH
Market value$13.21M
2.18%
Sole
0.00
Shared
0.00
None
176.22K
VANGUARD BD INDEX FDS
SOLEShares176.07K
TypeSH
Market value$12.97M
2.14%
Sole
0.00
Shared
0.00
None
176.07K
NVIDIA CORPORATION
SOLEShares75.54K
TypeSH
Market value$12.09M
1.99%
Sole
0.00
Shared
0.00
None
75.54K
SELECT SECTOR SPDR TR
SOLEShares81.46K
TypeSH
Market value$11.02M
1.82%
Sole
0.00
Shared
0.00
None
81.46K
MICROSOFT CORP
SOLEShares44.11K
TypeSH
Market value$10.40M
1.71%
Sole
0.00
Shared
0.00
None
44.11K
AMAZON COM INC
SOLEShares108.92K
TypeSH
Market value$10.36M
1.71%
Sole
0.00
Shared
0.00
None
108.92K
SELECT SECTOR SPDR TR
SOLEShares133.19K
TypeSH
Market value$9.60M
1.58%
Sole
0.00
Shared
0.00
None
133.19K
INVESCO QQQ TR
SOLEShares28.68K
TypeSH
Market value$7.96M
1.31%
Sole
0.00
Shared
0.00
None
28.68K
DEERE & CO
SOLEShares16.89K
TypeSH
Market value$7.32M
1.21%
Sole
0.00
Shared
0.00
None
16.89K
J P MORGAN EXCHANGE TRADED F
SOLEShares144.62K
TypeSH
Market value$7.26M
1.20%
Sole
0.00
Shared
0.00
None
144.62K
ENERGY TRANSFER L P
SOLEShares550.87K
TypeSH
Market value$6.90M
1.14%
Sole
0.00
Shared
0.00
None
550.87K
SCHWAB STRATEGIC TR
SOLEShares133.56K
TypeSH
Market value$6.48M
1.07%
Sole
0.00
Shared
0.00
None
133.56K
ALPHABET INC
SOLEShares69.04K
TypeSH
Market value$6.37M
1.05%
Sole
0.00
Shared
0.00
None
69.04K
JOHNSON & JOHNSON
SOLEShares34.41K
TypeSH
Market value$6.02M
0.99%
Sole
0.00
Shared
0.00
None
34.41K
OCCIDENTAL PETE CORP
SOLEShares92.75K
TypeSH
Market value$5.94M
0.98%
Sole
0.00
Shared
0.00
None
92.75K
COSTCO WHSL CORP NEW
SOLEShares12.25K
TypeSH
Market value$5.93M
0.98%
Sole
0.00
Shared
0.00
None
12.25K
HEALTHEQUITY INC
SOLEShares100.10K
TypeSH
Market value$5.68M
0.94%
Sole
0.00
Shared
0.00
None
100.10K
CHEVRON CORP NEW
SOLEShares30.92K
TypeSH
Market value$5.42M
0.89%
Sole
0.00
Shared
0.00
None
30.92K
ISHARES TR
SOLEShares48.73K
TypeSH
Market value$5.23M
0.86%
Sole
0.00
Shared
0.00
None
48.73K
PHILIP MORRIS INTL INC
SOLEShares49.52K
TypeSH
Market value$5.05M
0.83%
Sole
0.00
Shared
0.00
None
49.52K
VALARIS LIMITED
SOLEShares68.28K
TypeSH
Market value$4.69M
0.77%
Sole
0.00
Shared
0.00
None
68.28K
ROSS STORES INC
SOLEShares39.02K
TypeSH
Market value$4.66M
0.77%
Sole
0.00
Shared
0.00
None
39.02K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 160.95K | SH | $21.49M 3.54% | 0.00 | 0.00 | 160.95K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 177.58K | SH | $17.52M 2.89% | 0.00 | 0.00 | 177.58K |
ISHARES TRSOLE | 20 YR TR BD ETF | 156.50K | SH | $16.54M 2.73% | 0.00 | 0.00 | 156.50K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 176.22K | SH | $13.21M 2.18% | 0.00 | 0.00 | 176.22K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 176.07K | SH | $12.97M 2.14% | 0.00 | 0.00 | 176.07K |
NVIDIA CORPORATIONSOLE | COM | 75.54K | SH | $12.09M 1.99% | 0.00 | 0.00 | 75.54K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 81.46K | SH | $11.02M 1.82% | 0.00 | 0.00 | 81.46K |
MICROSOFT CORPSOLE | COM | 44.11K | SH | $10.40M 1.71% | 0.00 | 0.00 | 44.11K |
AMAZON COM INCSOLE | COM | 108.92K | SH | $10.36M 1.71% | 0.00 | 0.00 | 108.92K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 133.19K | SH | $9.60M 1.58% | 0.00 | 0.00 | 133.19K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 28.68K | SH | $7.96M 1.31% | 0.00 | 0.00 | 28.68K |
DEERE & COSOLE | COM | 16.89K | SH | $7.32M 1.21% | 0.00 | 0.00 | 16.89K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 144.62K | SH | $7.26M 1.20% | 0.00 | 0.00 | 144.62K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 550.87K | SH | $6.90M 1.14% | 0.00 | 0.00 | 550.87K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 133.56K | SH | $6.48M 1.07% | 0.00 | 0.00 | 133.56K |
ALPHABET INCSOLE | CAP STK CL C | 69.04K | SH | $6.37M 1.05% | 0.00 | 0.00 | 69.04K |
JOHNSON & JOHNSONSOLE | COM | 34.41K | SH | $6.02M 0.99% | 0.00 | 0.00 | 34.41K |
OCCIDENTAL PETE CORPSOLE | COM | 92.75K | SH | $5.94M 0.98% | 0.00 | 0.00 | 92.75K |
COSTCO WHSL CORP NEWSOLE | COM | 12.25K | SH | $5.93M 0.98% | 0.00 | 0.00 | 12.25K |
HEALTHEQUITY INCSOLE | COM | 100.10K | SH | $5.68M 0.94% | 0.00 | 0.00 | 100.10K |
CHEVRON CORP NEWSOLE | COM | 30.92K | SH | $5.42M 0.89% | 0.00 | 0.00 | 30.92K |
ISHARES TRSOLE | NATIONAL MUN ETF | 48.73K | SH | $5.23M 0.86% | 0.00 | 0.00 | 48.73K |
PHILIP MORRIS INTL INCSOLE | COM | 49.52K | SH | $5.05M 0.83% | 0.00 | 0.00 | 49.52K |
VALARIS LIMITEDSOLE | CL A | 68.28K | SH | $4.69M 0.77% | 0.00 | 0.00 | 68.28K |
ROSS STORES INCSOLE | COM | 39.02K | SH | $4.66M 0.77% | 0.00 | 0.00 | 39.02K |
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