Filed: 10/24/2022ACC: 0001085146-22-003571
📋 What this filing means
DFPG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 175 equity positions with a total reported market value of $235.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
175
Positions
$235.2K
Total AUM (reported)
4.30M
Total Shares
Allocation by class
COM$122.8K52.2%
CL A$21.2K9.0%
COM UT LTD PTN$6.8K2.9%
UNIT SER 1$6.6K2.8%
FIRST TR ENH NEW$6.1K2.6%
COM CL A$4.7K2.0%
ULTRA SHRT INC$4.2K1.8%
Portfolio Concentration
Top 3$35.7K15.2%
4–10$46.1K19.6%
11–25$54.2K23.0%
Rest$99.2K42.2%
Top 3 weight
15.2%
Top 10 weight
34.8%
Voting Authority Distribution
Total shares with voting rights: 4.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole175
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings175
Rows:
APPLE INC
SOLEShares113.42K
TypeSH
Market value$16.7K
7.10%
Sole
0.00
Shared
0.00
None
113.42K
NVIDIA CORPORATION
SOLEShares87.87K
TypeSH
Market value$11.0K
4.66%
Sole
0.00
Shared
0.00
None
87.87K
AMAZON COM INC
SOLEShares67.51K
TypeSH
Market value$8.1K
3.43%
Sole
0.00
Shared
0.00
None
67.51K
MICROSOFT CORP
SOLEShares31.80K
TypeSH
Market value$7.7K
3.27%
Sole
0.00
Shared
0.00
None
31.80K
HEALTHEQUITY INC
SOLEShares98.10K
TypeSH
Market value$7.4K
3.15%
Sole
0.00
Shared
0.00
None
98.10K
ENERGY TRANSFER L P
SOLEShares561.92K
TypeSH
Market value$6.8K
2.89%
Sole
0.00
Shared
0.00
None
561.92K
INVESCO QQQ TR
SOLEShares24.02K
TypeSH
Market value$6.6K
2.81%
Sole
0.00
Shared
0.00
None
24.02K
FIRST TR EXCHANGE-TRADED FD
SOLEShares102.81K
TypeSH
Market value$6.1K
2.60%
Sole
0.00
Shared
0.00
None
102.81K
META PLATFORMS INC
SOLEShares45.28K
TypeSH
Market value$5.9K
2.50%
Sole
0.00
Shared
0.00
None
45.28K
OCCIDENTAL PETE CORP
SOLEShares78.09K
TypeSH
Market value$5.6K
2.37%
Sole
0.00
Shared
0.00
None
78.09K
MICRON TECHNOLOGY INC
SOLEShares86.70K
TypeSH
Market value$4.9K
2.07%
Sole
0.00
Shared
0.00
None
86.70K
COSTCO WHSL CORP NEW
SOLEShares9.49K
TypeSH
Market value$4.5K
1.93%
Sole
0.00
Shared
0.00
None
9.49K
J P MORGAN EXCHANGE TRADED F
SOLEShares84.28K
TypeSH
Market value$4.2K
1.80%
Sole
0.00
Shared
0.00
None
84.28K
ADVANCED MICRO DEVICES INC
SOLEShares70.70K
TypeSH
Market value$4.2K
1.77%
Sole
0.00
Shared
0.00
None
70.70K
ALPHABET INC
SOLEShares38.63K
TypeSH
Market value$3.9K
1.66%
Sole
0.00
Shared
0.00
None
38.63K
ALPHABET INC
SOLEShares37.98K
TypeSH
Market value$3.9K
1.64%
Sole
0.00
Shared
0.00
None
37.98K
SNOWFLAKE INC
SOLEShares21.61K
TypeSH
Market value$3.8K
1.63%
Sole
0.00
Shared
0.00
None
21.61K
VANGUARD INDEX FDS
SOLEShares19.52K
TypeSH
Market value$3.7K
1.56%
Sole
0.00
Shared
0.00
None
19.52K
VALARIS LIMITED
SOLEShares58.24K
TypeSH
Market value$3.5K
1.48%
Sole
0.00
Shared
0.00
None
58.24K
BLACKSTONE INC
SOLEShares37.94K
TypeSH
Market value$3.2K
1.38%
Sole
0.00
Shared
0.00
None
37.94K
ZOETIS INC
SOLEShares21.20K
TypeSH
Market value$3.1K
1.33%
Sole
0.00
Shared
0.00
None
21.20K
ISHARES GOLD TR
SOLEShares95.01K
TypeSH
Market value$3.0K
1.27%
Sole
0.00
Shared
0.00
None
95.01K
ASANA INC
SOLEShares149.77K
TypeSH
Market value$2.9K
1.24%
Sole
0.00
Shared
0.00
None
149.77K
QUALCOMM INC
SOLEShares24.66K
TypeSH
Market value$2.9K
1.21%
Sole
0.00
Shared
0.00
None
24.66K
ISHARES TR
SOLEShares51.40K
TypeSH
Market value$2.6K
1.10%
Sole
0.00
Shared
0.00
None
51.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 113.42K | SH | $16.7K 7.10% | 0.00 | 0.00 | 113.42K |
NVIDIA CORPORATIONSOLE | COM | 87.87K | SH | $11.0K 4.66% | 0.00 | 0.00 | 87.87K |
AMAZON COM INCSOLE | COM | 67.51K | SH | $8.1K 3.43% | 0.00 | 0.00 | 67.51K |
MICROSOFT CORPSOLE | COM | 31.80K | SH | $7.7K 3.27% | 0.00 | 0.00 | 31.80K |
HEALTHEQUITY INCSOLE | COM | 98.10K | SH | $7.4K 3.15% | 0.00 | 0.00 | 98.10K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 561.92K | SH | $6.8K 2.89% | 0.00 | 0.00 | 561.92K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 24.02K | SH | $6.6K 2.81% | 0.00 | 0.00 | 24.02K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 102.81K | SH | $6.1K 2.60% | 0.00 | 0.00 | 102.81K |
META PLATFORMS INCSOLE | CL A | 45.28K | SH | $5.9K 2.50% | 0.00 | 0.00 | 45.28K |
OCCIDENTAL PETE CORPSOLE | COM | 78.09K | SH | $5.6K 2.37% | 0.00 | 0.00 | 78.09K |
MICRON TECHNOLOGY INCSOLE | COM | 86.70K | SH | $4.9K 2.07% | 0.00 | 0.00 | 86.70K |
COSTCO WHSL CORP NEWSOLE | COM | 9.49K | SH | $4.5K 1.93% | 0.00 | 0.00 | 9.49K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 84.28K | SH | $4.2K 1.80% | 0.00 | 0.00 | 84.28K |
ADVANCED MICRO DEVICES INCSOLE | COM | 70.70K | SH | $4.2K 1.77% | 0.00 | 0.00 | 70.70K |
ALPHABET INCSOLE | CAP STK CL A | 38.63K | SH | $3.9K 1.66% | 0.00 | 0.00 | 38.63K |
ALPHABET INCSOLE | CAP STK CL C | 37.98K | SH | $3.9K 1.64% | 0.00 | 0.00 | 37.98K |
SNOWFLAKE INCSOLE | CL A | 21.61K | SH | $3.8K 1.63% | 0.00 | 0.00 | 21.61K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.52K | SH | $3.7K 1.56% | 0.00 | 0.00 | 19.52K |
VALARIS LIMITEDSOLE | CL A | 58.24K | SH | $3.5K 1.48% | 0.00 | 0.00 | 58.24K |
BLACKSTONE INCSOLE | COM | 37.94K | SH | $3.2K 1.38% | 0.00 | 0.00 | 37.94K |
ZOETIS INCSOLE | CL A | 21.20K | SH | $3.1K 1.33% | 0.00 | 0.00 | 21.20K |
ISHARES GOLD TRSOLE | ISHARES NEW | 95.01K | SH | $3.0K 1.27% | 0.00 | 0.00 | 95.01K |
ASANA INCSOLE | CL A | 149.77K | SH | $2.9K 1.24% | 0.00 | 0.00 | 149.77K |
QUALCOMM INCSOLE | COM | 24.66K | SH | $2.9K 1.21% | 0.00 | 0.00 | 24.66K |
ISHARES TRSOLE | FLTG RATE NT ETF | 51.40K | SH | $2.6K 1.10% | 0.00 | 0.00 | 51.40K |
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