DEAN INVESTMENT ASSOCIATES, LLC

PrivateCIK: 846797

Location

BEAVERCREEK, OH

190

Positions

$710.44M

Total AUM (reported)

10.30M

Total Shares

Allocation by class

CS$694.93M97.8%

EF$15.51M2.2%

Portfolio Concentration

Top 3$32.07M4.5%

4–10$61.15M8.6%

11–25$102.43M14.4%

Rest$514.79M72.5%

Top 3 weight

4.5%

Top 10 weight

13.1%

Voting Authority Distribution

Total shares with voting rights: 10.30M

Sole

Full voting authority

10.12M

% of voting shares98.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

181.22K

% of voting shares1.8%

Investment Discretion (by position count)

Sole0

Shared0

Other190

Dominant voting typeSole · 98.2% of voting shares

Institutional Holdings190

Rows:

Hershey Co/The

DFND

Shares57.39K

TypeSH

Market value$11.93M

1.68%

Sole

55.43K

Shared

0.00

None

1.96K

Chevron Corp

DFND

Shares49.21K

TypeSH

Market value$10.18M

1.43%

Sole

47.13K

Shared

0.00

None

2.08K

Xcel Energy Inc

DFND

Shares125.37K

TypeSH

Market value$9.96M

1.40%

Sole

123.57K

Shared

0.00

None

1.79K

SPDR Bloomberg Barclays Invest

DFND

Shares310.21K

TypeSH

Market value$9.55M

1.34%

Sole

296.27K

Shared

0.00

None

13.94K

Johnson & Johnson

DFND

Shares37.51K

TypeSH

Market value$9.17M

1.29%

Sole

35.36K

Shared

0.00

None

2.15K

PepsiCo Inc

DFND

Shares56.95K

TypeSH

Market value$8.84M

1.24%

Sole

54.73K

Shared

0.00

None

2.21K

EOG Resources Inc

DFND

Shares59.93K

TypeSH

Market value$8.66M

1.22%

Sole

57.24K

Shared

0.00

None

2.68K

Omnicom Group

DFND

Shares111.60K

TypeSH

Market value$8.40M

1.18%

Sole

107.95K

Shared

0.00

None

3.65K

Amgen Inc

DFND

Shares23.48K

TypeSH

Market value$8.26M

1.16%

Sole

22.54K

Shared

0.00

None

946.00

Bank of NY Mellon

DFND

Shares69.61K

TypeSH

Market value$8.26M

1.16%

Sole

66.84K

Shared

0.00

None

2.77K

Littelfuse Inc

DFND

Shares24.31K

TypeSH

Market value$8.25M

1.16%

Sole

24.18K

Shared

0.00

None

133.00

Jazz Pharmaceuticals PLC

DFND

Shares41.91K

TypeSH

Market value$7.92M

1.12%

Sole

41.62K

Shared

0.00

None

294.00

Keysight Technologies Inc

DFND

Shares26.75K

TypeSH

Market value$7.55M

1.06%

Sole

25.61K

Shared

0.00

None

1.14K

WEC Energy Group Inc

DFND

Shares64.30K

TypeSH

Market value$7.44M

1.05%

Sole

60.17K

Shared

0.00

None

4.13K

JP Morgan Chase & Co

DFND

Shares24.78K

TypeSH

Market value$7.29M

1.03%

Sole

23.39K

Shared

0.00

None

1.39K

Verizon Communications Inc

DFND

Shares139.50K

TypeSH

Market value$7.00M

0.99%

Sole

133.43K

Shared

0.00

None

6.08K

PNC Financial Services Group

DFND

Shares31.87K

TypeSH

Market value$6.63M

0.93%

Sole

29.97K

Shared

0.00

None

1.90K

Dollar General Corp

DFND

Shares55.61K

TypeSH

Market value$6.60M

0.93%

Sole

53.33K

Shared

0.00

None

2.28K

Duke Energy Corp

DFND

Shares49.07K

TypeSH

Market value$6.43M

0.90%

Sole

45.69K

Shared

0.00

None

3.39K

L3Harris Technologies Inc

DFND

Shares18.55K

TypeSH

Market value$6.40M

0.90%

Sole

17.87K

Shared

0.00

None

675.00

Altria Group Inc

DFND

Shares96.05K

TypeSH

Market value$6.34M

0.89%

Sole

92.17K

Shared

0.00

None

3.87K

Helmerich & Payne Inc

DFND

Shares172.65K

TypeSH

Market value$6.22M

0.88%

Sole

172.65K

Shared

0.00

None

0.00

John B Sanfilippo & Son Inc

DFND

Shares77.16K

TypeSH

Market value$6.12M

0.86%

Sole

77.16K

Shared

0.00

None

0.00

Knight-Swift Transportation Ho

DFND

Shares106.28K

TypeSH

Market value$6.12M

0.86%

Sole

102.12K

Shared

0.00

None

4.16K

Illinois Tool Works Inc

DFND

Shares23.47K

TypeSH

Market value$6.11M

0.86%

Sole

23.23K

Shared

0.00

None

247.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Hershey Co/TheDFND	CS	57.39K	SH	$11.93M 1.68%	55.43K	1.96K
Chevron CorpDFND	CS	49.21K	SH	$10.18M 1.43%	47.13K	2.08K
Xcel Energy IncDFND	CS	125.37K	SH	$9.96M 1.40%	123.57K	1.79K
SPDR Bloomberg Barclays InvestDFND	EF	310.21K	SH	$9.55M 1.34%	296.27K	13.94K
Johnson & JohnsonDFND	CS	37.51K	SH	$9.17M 1.29%	35.36K	2.15K
PepsiCo IncDFND	CS	56.95K	SH	$8.84M 1.24%	54.73K	2.21K
EOG Resources IncDFND	CS	59.93K	SH	$8.66M 1.22%	57.24K	2.68K
Omnicom GroupDFND	CS	111.60K	SH	$8.40M 1.18%	107.95K	3.65K
Amgen IncDFND	CS	23.48K	SH	$8.26M 1.16%	22.54K	946.00
Bank of NY MellonDFND	CS	69.61K	SH	$8.26M 1.16%	66.84K	2.77K
Littelfuse IncDFND	CS	24.31K	SH	$8.25M 1.16%	24.18K	133.00
Jazz Pharmaceuticals PLCDFND	CS	41.91K	SH	$7.92M 1.12%	41.62K	294.00
Keysight Technologies IncDFND	CS	26.75K	SH	$7.55M 1.06%	25.61K	1.14K
WEC Energy Group IncDFND	CS	64.30K	SH	$7.44M 1.05%	60.17K	4.13K
JP Morgan Chase & CoDFND	CS	24.78K	SH	$7.29M 1.03%	23.39K	1.39K
Verizon Communications IncDFND	CS	139.50K	SH	$7.00M 0.99%	133.43K	6.08K
PNC Financial Services GroupDFND	CS	31.87K	SH	$6.63M 0.93%	29.97K	1.90K
Dollar General CorpDFND	CS	55.61K	SH	$6.60M 0.93%	53.33K	2.28K
Duke Energy CorpDFND	CS	49.07K	SH	$6.43M 0.90%	45.69K	3.39K
L3Harris Technologies IncDFND	CS	18.55K	SH	$6.40M 0.90%	17.87K	675.00
Altria Group IncDFND	CS	96.05K	SH	$6.34M 0.89%	92.17K	3.87K
Helmerich & Payne IncDFND	CS	172.65K	SH	$6.22M 0.88%	172.65K	0.00
John B Sanfilippo & Son IncDFND	CS	77.16K	SH	$6.12M 0.86%	77.16K	0.00
Knight-Swift Transportation HoDFND	CS	106.28K	SH	$6.12M 0.86%	102.12K	4.16K
Illinois Tool Works IncDFND	CS	23.47K	SH	$6.11M 0.86%	23.23K	247.00

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