DAFNA CAPITAL MANAGEMENT LLC

PrivateCIK: 1389933
Location

LOS ANGELES, CA

83
Positions
$439.59M
Total AUM (reported)
48.28M
Total Shares

Allocation by class

TOTAL AUM$439.59M83 positions
COM$276.30M62.9%
COM NEW$66.73M15.2%
ETF$51.17M11.6%
SPONSORED ADS$16.54M3.8%
SHS$7.42M1.7%
NOTE 2.250% 4/0$5.92M1.3%
SPONSORED ADR$5.30M1.2%

Portfolio Concentration

Top 327.8%4–1024.6%11–2524.6%Rest23.0%TOP 1052.4%0%100%
Top 3$122.33M27.8%
4–10$108.09M24.6%
11–25$108.01M24.6%
Rest$101.17M23.0%

Top 3 weight

27.8%

Top 10 weight

52.4%

Voting Authority Distribution

Total shares with voting rights: 48.28M

Sole

Full voting authority

48.28M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole83
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings83
Rows:

REVOLUTION MEDICINES INC

SOLE
COM
Shares580.68K
TypeSH
Market value$56.47M
12.85%
Sole
580.68K
Shared
0.00
None
0.00

SPDR S&P BIOTECH ETF

SOLE
ETF
Shares318.50K
TypeSH
Market value$40.68M
9.25%
Sole
318.50K
Shared
0.00
None
0.00

STEREOTAXIS INC

SOLE
COM NEW
Shares13.68M
TypeSH
Market value$25.17M
5.73%
Sole
13.68M
Shared
0.00
None
0.00

DAY ONE BIOPHARMACEUTICALS I

SOLE
COM
Shares978.46K
TypeSH
Market value$20.98M
4.77%
Sole
978.46K
Shared
0.00
None
0.00

ATRICURE INC

SOLE
COM
Shares597.43K
TypeSH
Market value$17.04M
3.88%
Sole
597.43K
Shared
0.00
None
0.00

IDEAYA BIOSCIENCES INC

SOLE
COM
Shares476.74K
TypeSH
Market value$15.88M
3.61%
Sole
476.74K
Shared
0.00
None
0.00

XENON PHARMACEUTICALS INC

SOLE
COM
Shares250.77K
TypeSH
Market value$14.58M
3.32%
Sole
250.77K
Shared
0.00
None
0.00

CYTOKINETICS INC

SOLE
COM NEW
Shares217.50K
TypeSH
Market value$14.34M
3.26%
Sole
217.50K
Shared
0.00
None
0.00

COMPASS PATHWAYS PLC

SOLE
SPONSORED ADS
Shares2.42M
TypeSH
Market value$13.38M
3.04%
Sole
2.42M
Shared
0.00
None
0.00

NEKTAR THERAPEUTICS

SOLE
COM NEW
Shares165.18K
TypeSH
Market value$11.88M
2.70%
Sole
165.18K
Shared
0.00
None
0.00

ISHARES NASDAQ BIOTECH INDX

SOLE
ETF
Shares62.09K
TypeSH
Market value$10.48M
2.39%
Sole
62.09K
Shared
0.00
None
0.00

ARCUS BIOSCIENCES INC

SOLE
COM
Shares443.83K
TypeSH
Market value$9.59M
2.18%
Sole
443.83K
Shared
0.00
None
0.00

NEUROCRINE BIOSCIENCES INC

SOLE
COM
Shares70.61K
TypeSH
Market value$9.30M
2.12%
Sole
70.61K
Shared
0.00
None
0.00

LARIMAR THERAPEUTICS INC

SOLE
COM
Shares2.03M
TypeSH
Market value$9.13M
2.08%
Sole
2.03M
Shared
0.00
None
0.00

BICARA THERAPEUTICS INC

SOLE
COM
Shares421.73K
TypeSH
Market value$8.39M
1.91%
Sole
421.73K
Shared
0.00
None
0.00

AXOGEN INC

SOLE
COM
Shares249.96K
TypeSH
Market value$8.28M
1.88%
Sole
249.96K
Shared
0.00
None
0.00

BIOHAVEN LTD

SOLE
COM
Shares845.74K
TypeSH
Market value$7.15M
1.63%
Sole
845.74K
Shared
0.00
None
0.00

TANDEM DIABETES CARE INC

SOLE
COM NEW
Shares355.21K
TypeSH
Market value$6.81M
1.55%
Sole
355.21K
Shared
0.00
None
0.00

DENALI THERAPEUTICS INC

SOLE
COM
Shares318.50K
TypeSH
Market value$6.12M
1.39%
Sole
318.50K
Shared
0.00
None
0.00

ASCENDIS PHARMA A/S

SOLE
NOTE 2.250% 4/0
Shares4M
TypePRN
Market value$5.92M
1.35%
Sole
4M
Shared
0.00
None
0.00

CENTURY THERAPEUTICS INC

SOLE
COM
Shares2.43M
TypeSH
Market value$5.50M
1.25%
Sole
2.43M
Shared
0.00
None
0.00

DEXCOM INC

SOLE
COM
Shares86.28K
TypeSH
Market value$5.42M
1.23%
Sole
86.28K
Shared
0.00
None
0.00

KALVISTA PHARMACEUTICALS INC

SOLE
COM
Shares267.40K
TypeSH
Market value$5.38M
1.22%
Sole
267.40K
Shared
0.00
None
0.00

ASCENDIS PHARMA A/S

SOLE
SPONSORED ADR
Shares23.18K
TypeSH
Market value$5.30M
1.21%
Sole
23.18K
Shared
0.00
None
0.00

MBX BIOSCIENCES INC

SOLE
COM
Shares175.47K
TypeSH
Market value$5.24M
1.19%
Sole
175.47K
Shared
0.00
None
0.00
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