DAFNA CAPITAL MANAGEMENT LLC

PrivateCIK: 1389933
Location

LOS ANGELES, CA

📋 What this filing means

DAFNA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $524.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

88
Positions
$524.36M
Total AUM (reported)
44.05M
Total Shares

Allocation by class

TOTAL AUM$524.36M88 positions
COM$351.18M67.0%
COM NEW$70.21M13.4%
ETF$39.20M7.5%
SPONSORED ADS$34.64M6.6%
ORD SHS$12.93M2.5%
SHS$6.57M1.3%
SPON ADR$3.90M0.7%

Portfolio Concentration

Top 331.5%4–1024.8%11–2523.6%Rest20.2%TOP 1056.2%0%100%
Top 3$164.94M31.5%
4–10$129.80M24.8%
11–25$123.62M23.6%
Rest$106.00M20.2%

Top 3 weight

31.5%

Top 10 weight

56.2%

Voting Authority Distribution

Total shares with voting rights: 44.05M

Sole

Full voting authority

44.05M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole88
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings88
Rows:

REVOLUTION MEDICINES INC

SOLE
COM
Shares562.63K
TypeSH
Market value$105.37M
20.09%
Sole
562.63K
Shared
0.00
None
0.00

SPDR S&P BIOTECH ETF

SOLE
ETF
Shares196.50K
TypeSH
Market value$31.10M
5.93%
Sole
196.50K
Shared
0.00
None
0.00

COMPASS PATHWAYS PLC

SOLE
SPONSORED ADS
Shares2.01M
TypeSH
Market value$28.47M
5.43%
Sole
2.01M
Shared
0.00
None
0.00

STEREOTAXIS INC

SOLE
COM NEW
Shares13.68M
TypeSH
Market value$23.53M
4.49%
Sole
13.68M
Shared
0.00
None
0.00

NEKTAR THERAPEUTICS

SOLE
COM NEW
Shares318.38K
TypeSH
Market value$22.23M
4.24%
Sole
318.38K
Shared
0.00
None
0.00

DENALI THERAPEUTICS INC

SOLE
COM
Shares739.01K
TypeSH
Market value$19.01M
3.62%
Sole
739.01K
Shared
0.00
None
0.00

IDEAYA BIOSCIENCES INC

SOLE
COM
Shares497.24K
TypeSH
Market value$18.53M
3.53%
Sole
497.24K
Shared
0.00
None
0.00

ATRICURE INC

SOLE
COM
Shares597.43K
TypeSH
Market value$16.72M
3.19%
Sole
597.43K
Shared
0.00
None
0.00

XENON PHARMACEUTICALS INC

SOLE
COM
Shares250.77K
TypeSH
Market value$15.14M
2.89%
Sole
250.77K
Shared
0.00
None
0.00

CYTOKINETICS INC

SOLE
COM NEW
Shares172K
TypeSH
Market value$14.65M
2.79%
Sole
172K
Shared
0.00
None
0.00

ARCUS BIOSCIENCES INC

SOLE
COM
Shares441.83K
TypeSH
Market value$13.62M
2.60%
Sole
441.83K
Shared
0.00
None
0.00

ASCENDIS PHARMA A/S

SOLE
ORD SHS
Shares48.47K
TypeSH
Market value$12.93M
2.47%
Sole
48.47K
Shared
0.00
None
0.00

NEUROCRINE BIOSCIENCES INC

SOLE
COM
Shares57.77K
TypeSH
Market value$9.74M
1.86%
Sole
57.77K
Shared
0.00
None
0.00

AXOGEN INC

SOLE
COM
Shares208.96K
TypeSH
Market value$9.65M
1.84%
Sole
208.96K
Shared
0.00
None
0.00

INSULET CORP

SOLE
COM
Shares61.87K
TypeSH
Market value$9.42M
1.80%
Sole
61.87K
Shared
0.00
None
0.00

EDGEWISE THERAPEUTICS INC

SOLE
COM
Shares226.82K
TypeSH
Market value$9.22M
1.76%
Sole
226.82K
Shared
0.00
None
0.00

BICARA THERAPEUTICS INC

SOLE
COM
Shares284.95K
TypeSH
Market value$8.46M
1.61%
Sole
284.95K
Shared
0.00
None
0.00

ISHARES NASDAQ BIOTECH INDX

SOLE
ETF
Shares42.59K
TypeSH
Market value$8.10M
1.54%
Sole
42.59K
Shared
0.00
None
0.00

SYNDAX PHARMACEUTICALS INC

SOLE
COM
Shares335.25K
TypeSH
Market value$7.33M
1.40%
Sole
335.25K
Shared
0.00
None
0.00

MAPLIGHT THERAPEUTICS INC

SOLE
COM
Shares171.01K
TypeSH
Market value$6.13M
1.17%
Sole
171.01K
Shared
0.00
None
0.00

LARIMAR THERAPEUTICS INC

SOLE
COM
Shares2.01M
TypeSH
Market value$6.12M
1.17%
Sole
2.01M
Shared
0.00
None
0.00

CENTURY THERAPEUTICS INC

SOLE
COM
Shares2.40M
TypeSH
Market value$5.88M
1.12%
Sole
2.40M
Shared
0.00
None
0.00

DEXCOM INC

SOLE
COM
Shares86.28K
TypeSH
Market value$5.81M
1.11%
Sole
86.28K
Shared
0.00
None
0.00

IMMUNOVANT INC

SOLE
COM
Shares149.52K
TypeSH
Market value$5.76M
1.10%
Sole
149.52K
Shared
0.00
None
0.00

INOGEN INC

SOLE
COM
Shares845.18K
TypeSH
Market value$5.45M
1.04%
Sole
845.18K
Shared
0.00
None
0.00
Page 1 of 4