Filed: 2/14/2023ACC: 0001389933-23-000002
📋 What this filing means
DAFNA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $355.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$355.05M
Total AUM (reported)
38.08M
Total Shares
Allocation by class
COM$226.76M63.9%
ETF$60.44M17.0%
COM NEW$37.94M10.7%
SPONSORED ADR$15.90M4.5%
SPONSORED ADS$4.16M1.2%
SPON ADS$3.06M0.9%
SHS NEW$2.75M0.8%
Portfolio Concentration
Top 3$91.20M25.7%
4–10$87.25M24.6%
11–25$93.48M26.3%
Rest$83.13M23.4%
Top 3 weight
25.7%
Top 10 weight
50.3%
Voting Authority Distribution
Total shares with voting rights: 38.08M
Sole
Full voting authority
38.08M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings79
Rows:
SPDR S&P BIOTECH ETF
SOLEShares566K
TypeSH
Market value$46.98M
13.23%
Sole
566K
Shared
0.00
None
0.00
STEREOTAXIS INC
SOLEShares13.68M
TypeSH
Market value$28.32M
7.98%
Sole
13.68M
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares130.21K
TypeSH
Market value$15.90M
4.48%
Sole
130.21K
Shared
0.00
None
0.00
KARUNA THERAPEUTICS INC
SOLEShares72.03K
TypeSH
Market value$14.15M
3.99%
Sole
72.03K
Shared
0.00
None
0.00
ISHARES NASDAQ BIOTECH INDX
SOLEShares102.50K
TypeSH
Market value$13.46M
3.79%
Sole
102.50K
Shared
0.00
None
0.00
IVERIC BIO INC
SOLEShares605.98K
TypeSH
Market value$12.97M
3.65%
Sole
605.98K
Shared
0.00
None
0.00
XENON PHARMACEUTICALS INC
SOLEShares316.09K
TypeSH
Market value$12.46M
3.51%
Sole
316.09K
Shared
0.00
None
0.00
BLUEPRINT MEDICINES CORP
SOLEShares261.24K
TypeSH
Market value$11.44M
3.22%
Sole
261.24K
Shared
0.00
None
0.00
REVOLUTION MEDICINES INC
SOLEShares477.79K
TypeSH
Market value$11.38M
3.21%
Sole
477.79K
Shared
0.00
None
0.00
SYNDAX PHARMACEUTICALS INC
SOLEShares447.07K
TypeSH
Market value$11.38M
3.20%
Sole
447.07K
Shared
0.00
None
0.00
NEUROCRINE BIOSCIENCES INC
SOLEShares73.12K
TypeSH
Market value$8.73M
2.46%
Sole
73.12K
Shared
0.00
None
0.00
IDEAYA BIOSCIENCES INC
SOLEShares468.36K
TypeSH
Market value$8.51M
2.40%
Sole
468.36K
Shared
0.00
None
0.00
CYTOKINETICS INC
SOLEShares184K
TypeSH
Market value$8.43M
2.37%
Sole
184K
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares67.55K
TypeSH
Market value$7.65M
2.15%
Sole
67.55K
Shared
0.00
None
0.00
SAGE THERAPEUTICS INC
SOLEShares180.31K
TypeSH
Market value$6.88M
1.94%
Sole
180.31K
Shared
0.00
None
0.00
EDGEWISE THERAPEUTICS INC
SOLEShares766.84K
TypeSH
Market value$6.86M
1.93%
Sole
766.84K
Shared
0.00
None
0.00
NURIX THERAPEUTICS INC
SOLEShares566.70K
TypeSH
Market value$6.22M
1.75%
Sole
566.70K
Shared
0.00
None
0.00
ADICET BIO INC
SOLEShares631.55K
TypeSH
Market value$5.65M
1.59%
Sole
631.55K
Shared
0.00
None
0.00
FATE THERAPEUTICS INC
SOLEShares550.94K
TypeSH
Market value$5.56M
1.57%
Sole
550.94K
Shared
0.00
None
0.00
BIOHAVEN LTD
SOLEShares393.11K
TypeSH
Market value$5.46M
1.54%
Sole
393.11K
Shared
0.00
None
0.00
MORPHIC HOLDING INC
SOLEShares195.47K
TypeSH
Market value$5.23M
1.47%
Sole
195.47K
Shared
0.00
None
0.00
ALECTOR INC
SOLEShares532.44K
TypeSH
Market value$4.91M
1.38%
Sole
532.44K
Shared
0.00
None
0.00
VIKING THERAPEUTICS INC
SOLEShares521.55K
TypeSH
Market value$4.90M
1.38%
Sole
521.55K
Shared
0.00
None
0.00
APELLIS PHARMACEUTICALS INC
SOLEShares83.45K
TypeSH
Market value$4.31M
1.22%
Sole
83.45K
Shared
0.00
None
0.00
MERUS N V
SOLEShares269.89K
TypeSH
Market value$4.18M
1.18%
Sole
269.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P BIOTECH ETFSOLE | ETF | 566K | SH | $46.98M 13.23% | 566K | 0.00 | 0.00 |
STEREOTAXIS INCSOLE | COM NEW | 13.68M | SH | $28.32M 7.98% | 13.68M | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | SPONSORED ADR | 130.21K | SH | $15.90M 4.48% | 130.21K | 0.00 | 0.00 |
KARUNA THERAPEUTICS INCSOLE | COM | 72.03K | SH | $14.15M 3.99% | 72.03K | 0.00 | 0.00 |
ISHARES NASDAQ BIOTECH INDXSOLE | ETF | 102.50K | SH | $13.46M 3.79% | 102.50K | 0.00 | 0.00 |
IVERIC BIO INCSOLE | COM | 605.98K | SH | $12.97M 3.65% | 605.98K | 0.00 | 0.00 |
XENON PHARMACEUTICALS INCSOLE | COM | 316.09K | SH | $12.46M 3.51% | 316.09K | 0.00 | 0.00 |
BLUEPRINT MEDICINES CORPSOLE | COM | 261.24K | SH | $11.44M 3.22% | 261.24K | 0.00 | 0.00 |
REVOLUTION MEDICINES INCSOLE | COM | 477.79K | SH | $11.38M 3.21% | 477.79K | 0.00 | 0.00 |
SYNDAX PHARMACEUTICALS INCSOLE | COM | 447.07K | SH | $11.38M 3.20% | 447.07K | 0.00 | 0.00 |
NEUROCRINE BIOSCIENCES INCSOLE | COM | 73.12K | SH | $8.73M 2.46% | 73.12K | 0.00 | 0.00 |
IDEAYA BIOSCIENCES INCSOLE | COM | 468.36K | SH | $8.51M 2.40% | 468.36K | 0.00 | 0.00 |
CYTOKINETICS INCSOLE | COM NEW | 184K | SH | $8.43M 2.37% | 184K | 0.00 | 0.00 |
DEXCOM INCSOLE | COM | 67.55K | SH | $7.65M 2.15% | 67.55K | 0.00 | 0.00 |
SAGE THERAPEUTICS INCSOLE | COM | 180.31K | SH | $6.88M 1.94% | 180.31K | 0.00 | 0.00 |
EDGEWISE THERAPEUTICS INCSOLE | COM | 766.84K | SH | $6.86M 1.93% | 766.84K | 0.00 | 0.00 |
NURIX THERAPEUTICS INCSOLE | COM | 566.70K | SH | $6.22M 1.75% | 566.70K | 0.00 | 0.00 |
ADICET BIO INCSOLE | COM | 631.55K | SH | $5.65M 1.59% | 631.55K | 0.00 | 0.00 |
FATE THERAPEUTICS INCSOLE | COM | 550.94K | SH | $5.56M 1.57% | 550.94K | 0.00 | 0.00 |
BIOHAVEN LTDSOLE | COM | 393.11K | SH | $5.46M 1.54% | 393.11K | 0.00 | 0.00 |
MORPHIC HOLDING INCSOLE | COM | 195.47K | SH | $5.23M 1.47% | 195.47K | 0.00 | 0.00 |
ALECTOR INCSOLE | COM | 532.44K | SH | $4.91M 1.38% | 532.44K | 0.00 | 0.00 |
VIKING THERAPEUTICS INCSOLE | COM | 521.55K | SH | $4.90M 1.38% | 521.55K | 0.00 | 0.00 |
APELLIS PHARMACEUTICALS INCSOLE | COM | 83.45K | SH | $4.31M 1.22% | 83.45K | 0.00 | 0.00 |
MERUS N VSOLE | COM | 269.89K | SH | $4.18M 1.18% | 269.89K | 0.00 | 0.00 |
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