Filed: 11/14/2022ACC: 0001389933-22-000010
📋 What this filing means
DAFNA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 87 equity positions with a total reported market value of $371.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
87
Positions
$371.8K
Total AUM (reported)
47.66M
Total Shares
Allocation by class
COM$249.3K67.1%
ETF$56.9K15.3%
COM NEW$36.9K9.9%
SPONSORED ADR$14.0K3.8%
SPONSORED ADS$4.1K1.1%
SPON ADS$2.0K0.5%
ORD SHS$2.0K0.5%
Portfolio Concentration
Top 3$86.7K23.3%
4–10$91.1K24.5%
11–25$102.8K27.6%
Rest$91.3K24.5%
Top 3 weight
23.3%
Top 10 weight
47.8%
Voting Authority Distribution
Total shares with voting rights: 47.66M
Sole
Full voting authority
47.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole87
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings87
Rows:
SPDR SP BIOTECH ETF
SOLEShares566K
TypeSH
Market value$44.9K
12.07%
Sole
566K
Shared
0.00
None
0.00
STEREOTAXIS INC
SOLEShares13.68M
TypeSH
Market value$24.6K
6.62%
Sole
13.68M
Shared
0.00
None
0.00
BLUEPRINT MEDICINES CORP
SOLEShares261.24K
TypeSH
Market value$17.2K
4.63%
Sole
261.24K
Shared
0.00
None
0.00
BIOHAVEN PHARMACTL HLDG CO L
SOLEShares110.10K
TypeSH
Market value$16.6K
4.48%
Sole
110.10K
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares135.71K
TypeSH
Market value$14.0K
3.77%
Sole
135.71K
Shared
0.00
None
0.00
XENON PHARMACEUTICALS INC
SOLEShares375.22K
TypeSH
Market value$13.5K
3.64%
Sole
375.22K
Shared
0.00
None
0.00
ADICET BIO INC
SOLEShares935.77K
TypeSH
Market value$13.3K
3.58%
Sole
935.77K
Shared
0.00
None
0.00
FATE THERAPEUTICS INC
SOLEShares539.94K
TypeSH
Market value$12.1K
3.25%
Sole
539.94K
Shared
0.00
None
0.00
ISHARES TR NASDAQ BIOTECH INDX
SOLEShares102.50K
TypeSH
Market value$12.0K
3.22%
Sole
102.50K
Shared
0.00
None
0.00
REVOLUTION MEDICINES INC
SOLEShares479.79K
TypeSH
Market value$9.5K
2.54%
Sole
479.79K
Shared
0.00
None
0.00
CYTOKINETICS INC
SOLEShares184K
TypeSH
Market value$8.9K
2.40%
Sole
184K
Shared
0.00
None
0.00
SYNDAX PHARMACEUTICALS INC
SOLEShares355.49K
TypeSH
Market value$8.5K
2.30%
Sole
355.49K
Shared
0.00
None
0.00
NEUROCRINE BIOSCIENCES INC
SOLEShares80.16K
TypeSH
Market value$8.5K
2.29%
Sole
80.16K
Shared
0.00
None
0.00
IDEAYA BIOSCIENCES INC
SOLEShares538.56K
TypeSH
Market value$8.0K
2.16%
Sole
538.56K
Shared
0.00
None
0.00
EDGEWISE THERAPEUTICS INC
SOLEShares781.11K
TypeSH
Market value$7.7K
2.07%
Sole
781.11K
Shared
0.00
None
0.00
NURIX THERAPEUTICS INC
SOLEShares566.70K
TypeSH
Market value$7.4K
1.99%
Sole
566.70K
Shared
0.00
None
0.00
IVERIC BIO INC
SOLEShares401.48K
TypeSH
Market value$7.2K
1.94%
Sole
401.48K
Shared
0.00
None
0.00
SAGE THERAPEUTICS INC
SOLEShares180.31K
TypeSH
Market value$7.1K
1.90%
Sole
180.31K
Shared
0.00
None
0.00
KARUNA THERAPEUTICS INC
SOLEShares28.89K
TypeSH
Market value$6.5K
1.75%
Sole
28.89K
Shared
0.00
None
0.00
CYMABAY THERAPEUTICS INC
SOLEShares1.70M
TypeSH
Market value$6.0K
1.60%
Sole
1.70M
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares72.55K
TypeSH
Market value$5.8K
1.57%
Sole
72.55K
Shared
0.00
None
0.00
MERUS N V
SOLEShares276.89K
TypeSH
Market value$5.5K
1.49%
Sole
276.89K
Shared
0.00
None
0.00
MORPHIC HLDG INC
SOLEShares195.47K
TypeSH
Market value$5.5K
1.49%
Sole
195.47K
Shared
0.00
None
0.00
ALECTOR INC
SOLEShares532.44K
TypeSH
Market value$5.0K
1.35%
Sole
532.44K
Shared
0.00
None
0.00
MIRATI THERAPEUTICS INC
SOLEShares71.60K
TypeSH
Market value$5.0K
1.35%
Sole
71.60K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SP BIOTECH ETFSOLE | ETF | 566K | SH | $44.9K 12.07% | 566K | 0.00 | 0.00 |
STEREOTAXIS INCSOLE | COM NEW | 13.68M | SH | $24.6K 6.62% | 13.68M | 0.00 | 0.00 |
BLUEPRINT MEDICINES CORPSOLE | COM | 261.24K | SH | $17.2K 4.63% | 261.24K | 0.00 | 0.00 |
BIOHAVEN PHARMACTL HLDG CO LSOLE | COM | 110.10K | SH | $16.6K 4.48% | 110.10K | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | SPONSORED ADR | 135.71K | SH | $14.0K 3.77% | 135.71K | 0.00 | 0.00 |
XENON PHARMACEUTICALS INCSOLE | COM | 375.22K | SH | $13.5K 3.64% | 375.22K | 0.00 | 0.00 |
ADICET BIO INCSOLE | COM | 935.77K | SH | $13.3K 3.58% | 935.77K | 0.00 | 0.00 |
FATE THERAPEUTICS INCSOLE | COM | 539.94K | SH | $12.1K 3.25% | 539.94K | 0.00 | 0.00 |
ISHARES TR NASDAQ BIOTECH INDXSOLE | ETF | 102.50K | SH | $12.0K 3.22% | 102.50K | 0.00 | 0.00 |
REVOLUTION MEDICINES INCSOLE | COM | 479.79K | SH | $9.5K 2.54% | 479.79K | 0.00 | 0.00 |
CYTOKINETICS INCSOLE | COM NEW | 184K | SH | $8.9K 2.40% | 184K | 0.00 | 0.00 |
SYNDAX PHARMACEUTICALS INCSOLE | COM | 355.49K | SH | $8.5K 2.30% | 355.49K | 0.00 | 0.00 |
NEUROCRINE BIOSCIENCES INCSOLE | COM | 80.16K | SH | $8.5K 2.29% | 80.16K | 0.00 | 0.00 |
IDEAYA BIOSCIENCES INCSOLE | COM | 538.56K | SH | $8.0K 2.16% | 538.56K | 0.00 | 0.00 |
EDGEWISE THERAPEUTICS INCSOLE | COM | 781.11K | SH | $7.7K 2.07% | 781.11K | 0.00 | 0.00 |
NURIX THERAPEUTICS INCSOLE | COM | 566.70K | SH | $7.4K 1.99% | 566.70K | 0.00 | 0.00 |
IVERIC BIO INCSOLE | COM | 401.48K | SH | $7.2K 1.94% | 401.48K | 0.00 | 0.00 |
SAGE THERAPEUTICS INCSOLE | COM | 180.31K | SH | $7.1K 1.90% | 180.31K | 0.00 | 0.00 |
KARUNA THERAPEUTICS INCSOLE | COM | 28.89K | SH | $6.5K 1.75% | 28.89K | 0.00 | 0.00 |
CYMABAY THERAPEUTICS INCSOLE | COM | 1.70M | SH | $6.0K 1.60% | 1.70M | 0.00 | 0.00 |
DEXCOM INCSOLE | COM | 72.55K | SH | $5.8K 1.57% | 72.55K | 0.00 | 0.00 |
MERUS N VSOLE | COM | 276.89K | SH | $5.5K 1.49% | 276.89K | 0.00 | 0.00 |
MORPHIC HLDG INCSOLE | COM | 195.47K | SH | $5.5K 1.49% | 195.47K | 0.00 | 0.00 |
ALECTOR INCSOLE | COM | 532.44K | SH | $5.0K 1.35% | 532.44K | 0.00 | 0.00 |
MIRATI THERAPEUTICS INCSOLE | COM | 71.60K | SH | $5.0K 1.35% | 71.60K | 0.00 | 0.00 |
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