D. SCOTT NEAL, INC.

PrivateCIK: 1596920
Location

LEXINGTON, KY

58
Positions
$216.19M
Total AUM (reported)
3.33M
Total Shares

Allocation by class

TOTAL AUM$216.19M58 positions
COM$60.65M28.1%
GOLD SHS$36.14M16.7%
UNIT SER 1$30.90M14.3%
COMMUNICATION$21.92M10.1%
ORD$15.53M7.2%
COM NEW$11.74M5.4%
COM SHS BEN IN$7.73M3.6%

Portfolio Concentration

Top 341.1%4–1037.8%11–2515.1%Rest6.0%TOP 1078.9%0%100%
Top 3$88.96M41.1%
4–10$81.69M37.8%
11–25$32.65M15.1%
Rest$12.89M6.0%

Top 3 weight

41.1%

Top 10 weight

78.9%

Voting Authority Distribution

Total shares with voting rights: 3.33M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

3.33M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole58
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings58
Rows:

SPDR GOLD TR

SOLE
GOLD SHS
Shares101.67K
TypeSH
Market value$36.14M
16.72%
Sole
0.00
Shared
0.00
None
101.67K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares51.46K
TypeSH
Market value$30.90M
14.29%
Sole
0.00
Shared
0.00
None
51.46K

SELECT SECTOR SPDR TR

SOLE
COMMUNICATION
Shares185.20K
TypeSH
Market value$21.92M
10.14%
Sole
0.00
Shared
0.00
None
185.20K

UNUM GROUP

SOLE
COM
Shares257.42K
TypeSH
Market value$20.02M
9.26%
Sole
0.00
Shared
0.00
None
257.42K

GALLAGHER ARTHUR J & CO

SOLE
COM
Shares56.66K
TypeSH
Market value$17.55M
8.12%
Sole
0.00
Shared
0.00
None
56.66K

FLEX LTD

SOLE
ORD
Shares267.83K
TypeSH
Market value$15.53M
7.18%
Sole
0.00
Shared
0.00
None
267.83K

KLA CORP

SOLE
COM NEW
Shares10.89K
TypeSH
Market value$11.74M
5.43%
Sole
0.00
Shared
0.00
None
10.89K

NATIONAL STORAGE AFFILIATES

SOLE
COM SHS BEN IN
Shares255.88K
TypeSH
Market value$7.73M
3.58%
Sole
0.00
Shared
0.00
None
255.88K

ISHARES GOLD TR

SOLE
ISHARES NEW
Shares67.12K
TypeSH
Market value$4.88M
2.26%
Sole
0.00
Shared
0.00
None
67.12K

MICROSOFT CORP

SOLE
COM
Shares8.17K
TypeSH
Market value$4.23M
1.96%
Sole
0.00
Shared
0.00
None
8.17K

SPDR S&P 500 ETF TR

SOLE
TR UNIT
Shares6.21K
TypeSH
Market value$4.14M
1.91%
Sole
0.00
Shared
0.00
None
6.21K

CATERPILLAR INC

SOLE
COM
Shares7.55K
TypeSH
Market value$3.60M
1.67%
Sole
0.00
Shared
0.00
None
7.55K

PROSHARES TR

SOLE
PSHS ULTRA QQQ
Shares24.93K
TypeSH
Market value$3.42M
1.58%
Sole
0.00
Shared
0.00
None
24.93K

SELECT SECTOR SPDR TR

SOLE
SBI INT-UTILS
Shares33.56K
TypeSH
Market value$2.93M
1.35%
Sole
0.00
Shared
0.00
None
33.56K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares5.72K
TypeSH
Market value$2.88M
1.33%
Sole
0.00
Shared
0.00
None
5.72K

REKOR SYSTEMS INC

SOLE
COM
Shares1.70M
TypeSH
Market value$2.67M
1.24%
Sole
0.00
Shared
0.00
None
1.70M

PROSHARES TR

SOLE
PSHS ULT S&P 500
Shares22.69K
TypeSH
Market value$2.54M
1.18%
Sole
0.00
Shared
0.00
None
22.69K

APPLE INC

SOLE
COM
Shares6.88K
TypeSH
Market value$1.75M
0.81%
Sole
0.00
Shared
0.00
None
6.88K

NVIDIA CORPORATION

SOLE
COM
Shares9.12K
TypeSH
Market value$1.70M
0.79%
Sole
0.00
Shared
0.00
None
9.12K

REPUBLIC BANCORP INC KY

SOLE
CL A
Shares21K
TypeSH
Market value$1.52M
0.70%
Sole
0.00
Shared
0.00
None
21K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares2.13K
TypeSH
Market value$1.43M
0.66%
Sole
0.00
Shared
0.00
None
2.13K

ISHARES TR

SOLE
HDG MSCI EAFE
Shares31.36K
TypeSH
Market value$1.24M
0.57%
Sole
0.00
Shared
0.00
None
31.36K

AT&T INC

SOLE
COM
Shares36.04K
TypeSH
Market value$1.02M
0.47%
Sole
0.00
Shared
0.00
None
36.04K

HOME DEPOT INC

SOLE
COM
Shares2.34K
TypeSH
Market value$946.5K
0.44%
Sole
0.00
Shared
0.00
None
2.34K

VISA INC

SOLE
COM CL A
Shares2.55K
TypeSH
Market value$870.5K
0.40%
Sole
0.00
Shared
0.00
None
2.55K
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