Filed: 10/28/2025ACC: 0001596920-25-000008
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $216.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
58
Positions
$216.19M
Total AUM (reported)
3.33M
Total Shares
Allocation by class
COM$60.65M28.1%
GOLD SHS$36.14M16.7%
UNIT SER 1$30.90M14.3%
COMMUNICATION$21.92M10.1%
ORD$15.53M7.2%
COM NEW$11.74M5.4%
COM SHS BEN IN$7.73M3.6%
Portfolio Concentration
Top 3$88.96M41.1%
4–10$81.69M37.8%
11–25$32.65M15.1%
Rest$12.89M6.0%
Top 3 weight
41.1%
Top 10 weight
78.9%
Voting Authority Distribution
Total shares with voting rights: 3.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole58
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings58
Rows:
SPDR GOLD TR
SOLEShares101.67K
TypeSH
Market value$36.14M
16.72%
Sole
0.00
Shared
0.00
None
101.67K
INVESCO QQQ TR
SOLEShares51.46K
TypeSH
Market value$30.90M
14.29%
Sole
0.00
Shared
0.00
None
51.46K
SELECT SECTOR SPDR TR
SOLEShares185.20K
TypeSH
Market value$21.92M
10.14%
Sole
0.00
Shared
0.00
None
185.20K
UNUM GROUP
SOLEShares257.42K
TypeSH
Market value$20.02M
9.26%
Sole
0.00
Shared
0.00
None
257.42K
GALLAGHER ARTHUR J & CO
SOLEShares56.66K
TypeSH
Market value$17.55M
8.12%
Sole
0.00
Shared
0.00
None
56.66K
FLEX LTD
SOLEShares267.83K
TypeSH
Market value$15.53M
7.18%
Sole
0.00
Shared
0.00
None
267.83K
KLA CORP
SOLEShares10.89K
TypeSH
Market value$11.74M
5.43%
Sole
0.00
Shared
0.00
None
10.89K
NATIONAL STORAGE AFFILIATES
SOLEShares255.88K
TypeSH
Market value$7.73M
3.58%
Sole
0.00
Shared
0.00
None
255.88K
ISHARES GOLD TR
SOLEShares67.12K
TypeSH
Market value$4.88M
2.26%
Sole
0.00
Shared
0.00
None
67.12K
MICROSOFT CORP
SOLEShares8.17K
TypeSH
Market value$4.23M
1.96%
Sole
0.00
Shared
0.00
None
8.17K
SPDR S&P 500 ETF TR
SOLEShares6.21K
TypeSH
Market value$4.14M
1.91%
Sole
0.00
Shared
0.00
None
6.21K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$3.60M
1.67%
Sole
0.00
Shared
0.00
None
7.55K
PROSHARES TR
SOLEShares24.93K
TypeSH
Market value$3.42M
1.58%
Sole
0.00
Shared
0.00
None
24.93K
SELECT SECTOR SPDR TR
SOLEShares33.56K
TypeSH
Market value$2.93M
1.35%
Sole
0.00
Shared
0.00
None
33.56K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.72K
TypeSH
Market value$2.88M
1.33%
Sole
0.00
Shared
0.00
None
5.72K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$2.67M
1.24%
Sole
0.00
Shared
0.00
None
1.70M
PROSHARES TR
SOLEShares22.69K
TypeSH
Market value$2.54M
1.18%
Sole
0.00
Shared
0.00
None
22.69K
APPLE INC
SOLEShares6.88K
TypeSH
Market value$1.75M
0.81%
Sole
0.00
Shared
0.00
None
6.88K
NVIDIA CORPORATION
SOLEShares9.12K
TypeSH
Market value$1.70M
0.79%
Sole
0.00
Shared
0.00
None
9.12K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.52M
0.70%
Sole
0.00
Shared
0.00
None
21K
ISHARES TR
SOLEShares2.13K
TypeSH
Market value$1.43M
0.66%
Sole
0.00
Shared
0.00
None
2.13K
ISHARES TR
SOLEShares31.36K
TypeSH
Market value$1.24M
0.57%
Sole
0.00
Shared
0.00
None
31.36K
AT&T INC
SOLEShares36.04K
TypeSH
Market value$1.02M
0.47%
Sole
0.00
Shared
0.00
None
36.04K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$946.5K
0.44%
Sole
0.00
Shared
0.00
None
2.34K
VISA INC
SOLEShares2.55K
TypeSH
Market value$870.5K
0.40%
Sole
0.00
Shared
0.00
None
2.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 101.67K | SH | $36.14M 16.72% | 0.00 | 0.00 | 101.67K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.46K | SH | $30.90M 14.29% | 0.00 | 0.00 | 51.46K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 185.20K | SH | $21.92M 10.14% | 0.00 | 0.00 | 185.20K |
UNUM GROUPSOLE | COM | 257.42K | SH | $20.02M 9.26% | 0.00 | 0.00 | 257.42K |
GALLAGHER ARTHUR J & COSOLE | COM | 56.66K | SH | $17.55M 8.12% | 0.00 | 0.00 | 56.66K |
FLEX LTDSOLE | ORD | 267.83K | SH | $15.53M 7.18% | 0.00 | 0.00 | 267.83K |
KLA CORPSOLE | COM NEW | 10.89K | SH | $11.74M 5.43% | 0.00 | 0.00 | 10.89K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 255.88K | SH | $7.73M 3.58% | 0.00 | 0.00 | 255.88K |
ISHARES GOLD TRSOLE | ISHARES NEW | 67.12K | SH | $4.88M 2.26% | 0.00 | 0.00 | 67.12K |
MICROSOFT CORPSOLE | COM | 8.17K | SH | $4.23M 1.96% | 0.00 | 0.00 | 8.17K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.21K | SH | $4.14M 1.91% | 0.00 | 0.00 | 6.21K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $3.60M 1.67% | 0.00 | 0.00 | 7.55K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 24.93K | SH | $3.42M 1.58% | 0.00 | 0.00 | 24.93K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 33.56K | SH | $2.93M 1.35% | 0.00 | 0.00 | 33.56K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.72K | SH | $2.88M 1.33% | 0.00 | 0.00 | 5.72K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $2.67M 1.24% | 0.00 | 0.00 | 1.70M |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.69K | SH | $2.54M 1.18% | 0.00 | 0.00 | 22.69K |
APPLE INCSOLE | COM | 6.88K | SH | $1.75M 0.81% | 0.00 | 0.00 | 6.88K |
NVIDIA CORPORATIONSOLE | COM | 9.12K | SH | $1.70M 0.79% | 0.00 | 0.00 | 9.12K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.52M 0.70% | 0.00 | 0.00 | 21K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.13K | SH | $1.43M 0.66% | 0.00 | 0.00 | 2.13K |
ISHARES TRSOLE | HDG MSCI EAFE | 31.36K | SH | $1.24M 0.57% | 0.00 | 0.00 | 31.36K |
AT&T INCSOLE | COM | 36.04K | SH | $1.02M 0.47% | 0.00 | 0.00 | 36.04K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $946.5K 0.44% | 0.00 | 0.00 | 2.34K |
VISA INCSOLE | COM CL A | 2.55K | SH | $870.5K 0.40% | 0.00 | 0.00 | 2.55K |
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