Filed: 7/8/2025ACC: 0001596920-25-000006
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $200.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$200.60M
Total AUM (reported)
3.33M
Total Shares
Allocation by class
COM$59.85M29.8%
GOLD SHS$31.26M15.6%
UNIT SER 1$28.56M14.2%
COMMUNICATION$20.13M10.0%
ORD$13.37M6.7%
COM NEW$9.75M4.9%
COM SHS BEN IN$8.20M4.1%
Portfolio Concentration
Top 3$81.18M40.5%
4–10$78.74M39.3%
11–25$29.24M14.6%
Rest$11.44M5.7%
Top 3 weight
40.5%
Top 10 weight
79.7%
Voting Authority Distribution
Total shares with voting rights: 3.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings55
Rows:
SPDR GOLD TR
SOLEShares102.53K
TypeSH
Market value$31.26M
15.58%
Sole
0.00
Shared
0.00
None
102.53K
INVESCO QQQ TR
SOLEShares51.77K
TypeSH
Market value$28.56M
14.24%
Sole
0.00
Shared
0.00
None
51.77K
UNUM GROUP
SOLEShares264.59K
TypeSH
Market value$21.37M
10.65%
Sole
0.00
Shared
0.00
None
264.59K
SELECT SECTOR SPDR TR
SOLEShares185.48K
TypeSH
Market value$20.13M
10.04%
Sole
0.00
Shared
0.00
None
185.48K
GALLAGHER ARTHUR J & CO
SOLEShares57.61K
TypeSH
Market value$18.44M
9.19%
Sole
0.00
Shared
0.00
None
57.61K
FLEX LTD
SOLEShares267.75K
TypeSH
Market value$13.37M
6.66%
Sole
0.00
Shared
0.00
None
267.75K
KLA CORP
SOLEShares10.89K
TypeSH
Market value$9.75M
4.86%
Sole
0.00
Shared
0.00
None
10.89K
NATIONAL STORAGE AFFILIATES
SOLEShares256.24K
TypeSH
Market value$8.20M
4.09%
Sole
0.00
Shared
0.00
None
256.24K
ISHARES GOLD TR
SOLEShares73.35K
TypeSH
Market value$4.57M
2.28%
Sole
0.00
Shared
0.00
None
73.35K
SPDR S&P 500 ETF TR
SOLEShares6.92K
TypeSH
Market value$4.28M
2.13%
Sole
0.00
Shared
0.00
None
6.92K
MICROSOFT CORP
SOLEShares8.17K
TypeSH
Market value$4.06M
2.03%
Sole
0.00
Shared
0.00
None
8.17K
PROSHARES TR
SOLEShares24.93K
TypeSH
Market value$2.93M
1.46%
Sole
0.00
Shared
0.00
None
24.93K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.93M
1.46%
Sole
0.00
Shared
0.00
None
7.55K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.72K
TypeSH
Market value$2.78M
1.38%
Sole
0.00
Shared
0.00
None
5.72K
SELECT SECTOR SPDR TR
SOLEShares30.60K
TypeSH
Market value$2.50M
1.25%
Sole
0.00
Shared
0.00
None
30.60K
PROSHARES TR
SOLEShares22.69K
TypeSH
Market value$2.22M
1.11%
Sole
0.00
Shared
0.00
None
22.69K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$1.97M
0.98%
Sole
0.00
Shared
0.00
None
1.70M
NVIDIA CORPORATION
SOLEShares10.12K
TypeSH
Market value$1.60M
0.80%
Sole
0.00
Shared
0.00
None
10.12K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.54M
0.77%
Sole
0.00
Shared
0.00
None
21K
APPLE INC
SOLEShares6.87K
TypeSH
Market value$1.41M
0.70%
Sole
0.00
Shared
0.00
None
6.87K
ISHARES TR
SOLEShares2.13K
TypeSH
Market value$1.32M
0.66%
Sole
0.00
Shared
0.00
None
2.13K
ISHARES TR
SOLEShares30.83K
TypeSH
Market value$1.17M
0.58%
Sole
0.00
Shared
0.00
None
30.83K
AT&T INC
SOLEShares36.04K
TypeSH
Market value$1.04M
0.52%
Sole
0.00
Shared
0.00
None
36.04K
VISA INC
SOLEShares2.55K
TypeSH
Market value$905.4K
0.45%
Sole
0.00
Shared
0.00
None
2.55K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$856.5K
0.43%
Sole
0.00
Shared
0.00
None
2.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 102.53K | SH | $31.26M 15.58% | 0.00 | 0.00 | 102.53K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.77K | SH | $28.56M 14.24% | 0.00 | 0.00 | 51.77K |
UNUM GROUPSOLE | COM | 264.59K | SH | $21.37M 10.65% | 0.00 | 0.00 | 264.59K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 185.48K | SH | $20.13M 10.04% | 0.00 | 0.00 | 185.48K |
GALLAGHER ARTHUR J & COSOLE | COM | 57.61K | SH | $18.44M 9.19% | 0.00 | 0.00 | 57.61K |
FLEX LTDSOLE | ORD | 267.75K | SH | $13.37M 6.66% | 0.00 | 0.00 | 267.75K |
KLA CORPSOLE | COM NEW | 10.89K | SH | $9.75M 4.86% | 0.00 | 0.00 | 10.89K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 256.24K | SH | $8.20M 4.09% | 0.00 | 0.00 | 256.24K |
ISHARES GOLD TRSOLE | ISHARES NEW | 73.35K | SH | $4.57M 2.28% | 0.00 | 0.00 | 73.35K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.92K | SH | $4.28M 2.13% | 0.00 | 0.00 | 6.92K |
MICROSOFT CORPSOLE | COM | 8.17K | SH | $4.06M 2.03% | 0.00 | 0.00 | 8.17K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 24.93K | SH | $2.93M 1.46% | 0.00 | 0.00 | 24.93K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.93M 1.46% | 0.00 | 0.00 | 7.55K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.72K | SH | $2.78M 1.38% | 0.00 | 0.00 | 5.72K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 30.60K | SH | $2.50M 1.25% | 0.00 | 0.00 | 30.60K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.69K | SH | $2.22M 1.11% | 0.00 | 0.00 | 22.69K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $1.97M 0.98% | 0.00 | 0.00 | 1.70M |
NVIDIA CORPORATIONSOLE | COM | 10.12K | SH | $1.60M 0.80% | 0.00 | 0.00 | 10.12K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.54M 0.77% | 0.00 | 0.00 | 21K |
APPLE INCSOLE | COM | 6.87K | SH | $1.41M 0.70% | 0.00 | 0.00 | 6.87K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.13K | SH | $1.32M 0.66% | 0.00 | 0.00 | 2.13K |
ISHARES TRSOLE | HDG MSCI EAFE | 30.83K | SH | $1.17M 0.58% | 0.00 | 0.00 | 30.83K |
AT&T INCSOLE | COM | 36.04K | SH | $1.04M 0.52% | 0.00 | 0.00 | 36.04K |
VISA INCSOLE | COM CL A | 2.55K | SH | $905.4K 0.45% | 0.00 | 0.00 | 2.55K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $856.5K 0.43% | 0.00 | 0.00 | 2.34K |
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