Filed: 4/11/2025ACC: 0001596920-25-000003
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $180.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$180.30M
Total AUM (reported)
3.33M
Total Shares
Allocation by class
COM$59.78M33.2%
GOLD SHS$29.35M16.3%
UNIT SER 1$24.29M13.5%
COMMUNICATION$17.67M9.8%
COM SHS BEN IN$10.15M5.6%
ORD$8.55M4.7%
COM NEW$7.05M3.9%
Portfolio Concentration
Top 3$75.77M42.0%
4–10$70.79M39.3%
11–25$23.65M13.1%
Rest$10.09M5.6%
Top 3 weight
42.0%
Top 10 weight
81.3%
Voting Authority Distribution
Total shares with voting rights: 3.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings54
Rows:
SPDR GOLD TR
SOLEShares101.86K
TypeSH
Market value$29.35M
16.28%
Sole
0.00
Shared
0.00
None
101.86K
INVESCO QQQ TR
SOLEShares51.79K
TypeSH
Market value$24.29M
13.47%
Sole
0.00
Shared
0.00
None
51.79K
UNUM GROUP
SOLEShares271.68K
TypeSH
Market value$22.13M
12.27%
Sole
0.00
Shared
0.00
None
271.68K
GALLAGHER ARTHUR J & CO
SOLEShares57.55K
TypeSH
Market value$19.87M
11.02%
Sole
0.00
Shared
0.00
None
57.55K
SELECT SECTOR SPDR TR
SOLEShares183.23K
TypeSH
Market value$17.67M
9.80%
Sole
0.00
Shared
0.00
None
183.23K
NATIONAL STORAGE AFFILIATES
SOLEShares257.69K
TypeSH
Market value$10.15M
5.63%
Sole
0.00
Shared
0.00
None
257.69K
FLEX LTD
SOLEShares258.55K
TypeSH
Market value$8.55M
4.74%
Sole
0.00
Shared
0.00
None
258.55K
KLA CORP
SOLEShares10.37K
TypeSH
Market value$7.05M
3.91%
Sole
0.00
Shared
0.00
None
10.37K
ISHARES GOLD TR
SOLEShares73.76K
TypeSH
Market value$4.35M
2.41%
Sole
0.00
Shared
0.00
None
73.76K
MICROSOFT CORP
SOLEShares8.38K
TypeSH
Market value$3.15M
1.74%
Sole
0.00
Shared
0.00
None
8.38K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.72K
TypeSH
Market value$3.05M
1.69%
Sole
0.00
Shared
0.00
None
5.72K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.49M
1.38%
Sole
0.00
Shared
0.00
None
7.55K
SELECT SECTOR SPDR TR
SOLEShares28.93K
TypeSH
Market value$2.28M
1.27%
Sole
0.00
Shared
0.00
None
28.93K
PROSHARES TR
SOLEShares24.93K
TypeSH
Market value$2.22M
1.23%
Sole
0.00
Shared
0.00
None
24.93K
PROSHARES TR
SOLEShares22.69K
TypeSH
Market value$1.88M
1.04%
Sole
0.00
Shared
0.00
None
22.69K
APPLE INC
SOLEShares6.87K
TypeSH
Market value$1.53M
0.85%
Sole
0.00
Shared
0.00
None
6.87K
NVIDIA CORPORATION
SOLEShares13.97K
TypeSH
Market value$1.51M
0.84%
Sole
0.00
Shared
0.00
None
13.97K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$1.51M
0.84%
Sole
0.00
Shared
0.00
None
1.70M
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.34M
0.74%
Sole
0.00
Shared
0.00
None
21K
ISHARES TR
SOLEShares2.12K
TypeSH
Market value$1.19M
0.66%
Sole
0.00
Shared
0.00
None
2.12K
ISHARES TR
SOLEShares30.71K
TypeSH
Market value$1.11M
0.62%
Sole
0.00
Shared
0.00
None
30.71K
AT&T INC
SOLEShares36.89K
TypeSH
Market value$1.04M
0.58%
Sole
0.00
Shared
0.00
None
36.89K
VISA INC
SOLEShares2.55K
TypeSH
Market value$893.7K
0.50%
Sole
0.00
Shared
0.00
None
2.55K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$856.1K
0.47%
Sole
0.00
Shared
0.00
None
2.34K
MASTERCARD INCORPORATED
SOLEShares1.37K
TypeSH
Market value$748.8K
0.42%
Sole
0.00
Shared
0.00
None
1.37K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 101.86K | SH | $29.35M 16.28% | 0.00 | 0.00 | 101.86K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.79K | SH | $24.29M 13.47% | 0.00 | 0.00 | 51.79K |
UNUM GROUPSOLE | COM | 271.68K | SH | $22.13M 12.27% | 0.00 | 0.00 | 271.68K |
GALLAGHER ARTHUR J & COSOLE | COM | 57.55K | SH | $19.87M 11.02% | 0.00 | 0.00 | 57.55K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 183.23K | SH | $17.67M 9.80% | 0.00 | 0.00 | 183.23K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 257.69K | SH | $10.15M 5.63% | 0.00 | 0.00 | 257.69K |
FLEX LTDSOLE | ORD | 258.55K | SH | $8.55M 4.74% | 0.00 | 0.00 | 258.55K |
KLA CORPSOLE | COM NEW | 10.37K | SH | $7.05M 3.91% | 0.00 | 0.00 | 10.37K |
ISHARES GOLD TRSOLE | ISHARES NEW | 73.76K | SH | $4.35M 2.41% | 0.00 | 0.00 | 73.76K |
MICROSOFT CORPSOLE | COM | 8.38K | SH | $3.15M 1.74% | 0.00 | 0.00 | 8.38K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.72K | SH | $3.05M 1.69% | 0.00 | 0.00 | 5.72K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.49M 1.38% | 0.00 | 0.00 | 7.55K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 28.93K | SH | $2.28M 1.27% | 0.00 | 0.00 | 28.93K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 24.93K | SH | $2.22M 1.23% | 0.00 | 0.00 | 24.93K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.69K | SH | $1.88M 1.04% | 0.00 | 0.00 | 22.69K |
APPLE INCSOLE | COM | 6.87K | SH | $1.53M 0.85% | 0.00 | 0.00 | 6.87K |
NVIDIA CORPORATIONSOLE | COM | 13.97K | SH | $1.51M 0.84% | 0.00 | 0.00 | 13.97K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $1.51M 0.84% | 0.00 | 0.00 | 1.70M |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.34M 0.74% | 0.00 | 0.00 | 21K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.12K | SH | $1.19M 0.66% | 0.00 | 0.00 | 2.12K |
ISHARES TRSOLE | HDG MSCI EAFE | 30.71K | SH | $1.11M 0.62% | 0.00 | 0.00 | 30.71K |
AT&T INCSOLE | COM | 36.89K | SH | $1.04M 0.58% | 0.00 | 0.00 | 36.89K |
VISA INCSOLE | COM CL A | 2.55K | SH | $893.7K 0.50% | 0.00 | 0.00 | 2.55K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $856.1K 0.47% | 0.00 | 0.00 | 2.34K |
MASTERCARD INCORPORATEDSOLE | CL A | 1.37K | SH | $748.8K 0.42% | 0.00 | 0.00 | 1.37K |
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