Filed: 1/14/2025ACC: 0001596920-25-000001
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $182.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$182.31M
Total AUM (reported)
3.43M
Total Shares
Allocation by class
COM$57.76M31.7%
UNIT SER 1$27.81M15.3%
GOLD SHS$24.93M13.7%
COMMUNICATION$16.32M9.0%
ORD$10.58M5.8%
COM SHS BEN IN$10.03M5.5%
COM NEW$6.81M3.7%
Portfolio Concentration
Top 3$73.25M40.2%
4–10$70.74M38.8%
11–25$27.25M14.9%
Rest$11.08M6.1%
Top 3 weight
40.2%
Top 10 weight
79.0%
Voting Authority Distribution
Total shares with voting rights: 3.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings55
Rows:
INVESCO QQQ TR
SOLEShares54.39K
TypeSH
Market value$27.81M
15.25%
Sole
0.00
Shared
0.00
None
54.39K
SPDR GOLD TR
SOLEShares102.95K
TypeSH
Market value$24.93M
13.67%
Sole
0.00
Shared
0.00
None
102.95K
UNUM GROUP
SOLEShares280.88K
TypeSH
Market value$20.51M
11.25%
Sole
0.00
Shared
0.00
None
280.88K
GALLAGHER ARTHUR J & CO
SOLEShares59.81K
TypeSH
Market value$16.98M
9.31%
Sole
0.00
Shared
0.00
None
59.81K
SELECT SECTOR SPDR TR
SOLEShares168.60K
TypeSH
Market value$16.32M
8.95%
Sole
0.00
Shared
0.00
None
168.60K
FLEX LTD
SOLEShares275.50K
TypeSH
Market value$10.58M
5.80%
Sole
0.00
Shared
0.00
None
275.50K
NATIONAL STORAGE AFFILIATES
SOLEShares264.59K
TypeSH
Market value$10.03M
5.50%
Sole
0.00
Shared
0.00
None
264.59K
KLA CORP
SOLEShares10.80K
TypeSH
Market value$6.81M
3.73%
Sole
0.00
Shared
0.00
None
10.80K
SPDR SER TR
SOLEShares107.50K
TypeSH
Market value$6.49M
3.56%
Sole
0.00
Shared
0.00
None
107.50K
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$3.53M
1.94%
Sole
0.00
Shared
0.00
None
8.39K
ISHARES GOLD TR
SOLEShares69.89K
TypeSH
Market value$3.46M
1.90%
Sole
0.00
Shared
0.00
None
69.89K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.74M
1.50%
Sole
0.00
Shared
0.00
None
7.55K
PROSHARES TR
SOLEShares24.93K
TypeSH
Market value$2.70M
1.48%
Sole
0.00
Shared
0.00
None
24.93K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$2.65M
1.46%
Sole
0.00
Shared
0.00
None
1.70M
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.72K
TypeSH
Market value$2.59M
1.42%
Sole
0.00
Shared
0.00
None
5.72K
NVIDIA CORPORATION
SOLEShares16.33K
TypeSH
Market value$2.19M
1.20%
Sole
0.00
Shared
0.00
None
16.33K
PROSHARES TR
SOLEShares22.69K
TypeSH
Market value$2.10M
1.15%
Sole
0.00
Shared
0.00
None
22.69K
APPLE INC
SOLEShares6.85K
TypeSH
Market value$1.71M
0.94%
Sole
0.00
Shared
0.00
None
6.85K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.48M
0.81%
Sole
0.00
Shared
0.00
None
21K
ISHARES TR
SOLEShares2.24K
TypeSH
Market value$1.32M
0.72%
Sole
0.00
Shared
0.00
None
2.24K
ISHARES TR
SOLEShares29.66K
TypeSH
Market value$1.03M
0.57%
Sole
0.00
Shared
0.00
None
29.66K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$908.7K
0.50%
Sole
0.00
Shared
0.00
None
2.34K
AT&T INC
SOLEShares36.89K
TypeSH
Market value$840.0K
0.46%
Sole
0.00
Shared
0.00
None
36.89K
VISA INC
SOLEShares2.55K
TypeSH
Market value$805.9K
0.44%
Sole
0.00
Shared
0.00
None
2.55K
ALPHABET INC
SOLEShares3.78K
TypeSH
Market value$719.5K
0.39%
Sole
0.00
Shared
0.00
None
3.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 54.39K | SH | $27.81M 15.25% | 0.00 | 0.00 | 54.39K |
SPDR GOLD TRSOLE | GOLD SHS | 102.95K | SH | $24.93M 13.67% | 0.00 | 0.00 | 102.95K |
UNUM GROUPSOLE | COM | 280.88K | SH | $20.51M 11.25% | 0.00 | 0.00 | 280.88K |
GALLAGHER ARTHUR J & COSOLE | COM | 59.81K | SH | $16.98M 9.31% | 0.00 | 0.00 | 59.81K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 168.60K | SH | $16.32M 8.95% | 0.00 | 0.00 | 168.60K |
FLEX LTDSOLE | ORD | 275.50K | SH | $10.58M 5.80% | 0.00 | 0.00 | 275.50K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 264.59K | SH | $10.03M 5.50% | 0.00 | 0.00 | 264.59K |
KLA CORPSOLE | COM NEW | 10.80K | SH | $6.81M 3.73% | 0.00 | 0.00 | 10.80K |
SPDR SER TRSOLE | S&P REGL BKG | 107.50K | SH | $6.49M 3.56% | 0.00 | 0.00 | 107.50K |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $3.53M 1.94% | 0.00 | 0.00 | 8.39K |
ISHARES GOLD TRSOLE | ISHARES NEW | 69.89K | SH | $3.46M 1.90% | 0.00 | 0.00 | 69.89K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.74M 1.50% | 0.00 | 0.00 | 7.55K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 24.93K | SH | $2.70M 1.48% | 0.00 | 0.00 | 24.93K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $2.65M 1.46% | 0.00 | 0.00 | 1.70M |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.72K | SH | $2.59M 1.42% | 0.00 | 0.00 | 5.72K |
NVIDIA CORPORATIONSOLE | COM | 16.33K | SH | $2.19M 1.20% | 0.00 | 0.00 | 16.33K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.69K | SH | $2.10M 1.15% | 0.00 | 0.00 | 22.69K |
APPLE INCSOLE | COM | 6.85K | SH | $1.71M 0.94% | 0.00 | 0.00 | 6.85K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.48M 0.81% | 0.00 | 0.00 | 21K |
ISHARES TRSOLE | CORE S&P500 ETF | 2.24K | SH | $1.32M 0.72% | 0.00 | 0.00 | 2.24K |
ISHARES TRSOLE | HDG MSCI EAFE | 29.66K | SH | $1.03M 0.57% | 0.00 | 0.00 | 29.66K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $908.7K 0.50% | 0.00 | 0.00 | 2.34K |
AT&T INCSOLE | COM | 36.89K | SH | $840.0K 0.46% | 0.00 | 0.00 | 36.89K |
VISA INCSOLE | COM CL A | 2.55K | SH | $805.9K 0.44% | 0.00 | 0.00 | 2.55K |
ALPHABET INCSOLE | CAP STK CL C | 3.78K | SH | $719.5K 0.39% | 0.00 | 0.00 | 3.78K |
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