Filed: 10/17/2024ACC: 0001596920-24-000006
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $189.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
58
Positions
$189.08M
Total AUM (reported)
3.46M
Total Shares
Allocation by class
COM$57.57M30.4%
UNIT SER 1$26.63M14.1%
GOLD SHS$25.95M13.7%
SBI INT-UTILS$16.90M8.9%
COM SHS BEN IN$13.11M6.9%
ORD$9.24M4.9%
COM NEW$8.49M4.5%
Portfolio Concentration
Top 3$69.85M36.9%
4–10$74.90M39.6%
11–25$31.51M16.7%
Rest$12.82M6.8%
Top 3 weight
36.9%
Top 10 weight
76.6%
Voting Authority Distribution
Total shares with voting rights: 3.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole58
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings58
Rows:
INVESCO QQQ TR
SOLEShares54.50K
TypeSH
Market value$26.63M
14.09%
Sole
0.00
Shared
0.00
None
54.50K
SPDR GOLD TR
SOLEShares106.77K
TypeSH
Market value$25.95M
13.73%
Sole
0.00
Shared
0.00
None
106.77K
UNUM GROUP
SOLEShares290.47K
TypeSH
Market value$17.27M
9.13%
Sole
0.00
Shared
0.00
None
290.47K
GALLAGHER ARTHUR J & CO
SOLEShares60.09K
TypeSH
Market value$16.91M
8.94%
Sole
0.00
Shared
0.00
None
60.09K
SELECT SECTOR SPDR TR
SOLEShares209.21K
TypeSH
Market value$16.90M
8.94%
Sole
0.00
Shared
0.00
None
209.21K
NATIONAL STORAGE AFFILIATES
SOLEShares272.07K
TypeSH
Market value$13.11M
6.94%
Sole
0.00
Shared
0.00
None
272.07K
FLEX LTD
SOLEShares276.45K
TypeSH
Market value$9.24M
4.89%
Sole
0.00
Shared
0.00
None
276.45K
KLA CORP
SOLEShares10.97K
TypeSH
Market value$8.49M
4.49%
Sole
0.00
Shared
0.00
None
10.97K
SELECT SECTOR SPDR TR
SOLEShares64.20K
TypeSH
Market value$5.80M
3.07%
Sole
0.00
Shared
0.00
None
64.20K
SPDR S&P 500 ETF TR
SOLEShares7.71K
TypeSH
Market value$4.44M
2.35%
Sole
0.00
Shared
0.00
None
7.71K
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$3.61M
1.91%
Sole
0.00
Shared
0.00
None
8.39K
ISHARES GOLD TR
SOLEShares70.66K
TypeSH
Market value$3.51M
1.86%
Sole
0.00
Shared
0.00
None
70.66K
LAM RESEARCH CORP
SOLEShares4.06K
TypeSH
Market value$3.33M
1.76%
Sole
0.00
Shared
0.00
None
4.06K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.95M
1.56%
Sole
0.00
Shared
0.00
None
7.55K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.72K
TypeSH
Market value$2.63M
1.39%
Sole
0.00
Shared
0.00
None
5.72K
PROSHARES TR
SOLEShares25.08K
TypeSH
Market value$2.53M
1.34%
Sole
0.00
Shared
0.00
None
25.08K
PROSHARES TR
SOLEShares22.89K
TypeSH
Market value$2.07M
1.09%
Sole
0.00
Shared
0.00
None
22.89K
NVIDIA CORPORATION
SOLEShares16.59K
TypeSH
Market value$2.02M
1.07%
Sole
0.00
Shared
0.00
None
16.59K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$2.01M
1.06%
Sole
0.00
Shared
0.00
None
1.70M
APPLE INC
SOLEShares6.85K
TypeSH
Market value$1.60M
0.84%
Sole
0.00
Shared
0.00
None
6.85K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.38M
0.73%
Sole
0.00
Shared
0.00
None
21K
ISHARES TR
SOLEShares1.88K
TypeSH
Market value$1.08M
0.57%
Sole
0.00
Shared
0.00
None
1.88K
ISHARES TR
SOLEShares13.68K
TypeSH
Market value$1.05M
0.55%
Sole
0.00
Shared
0.00
None
13.68K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$946.5K
0.50%
Sole
0.00
Shared
0.00
None
2.34K
AT&T INC
SOLEShares36.89K
TypeSH
Market value$811.6K
0.43%
Sole
0.00
Shared
0.00
None
36.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 54.50K | SH | $26.63M 14.09% | 0.00 | 0.00 | 54.50K |
SPDR GOLD TRSOLE | GOLD SHS | 106.77K | SH | $25.95M 13.73% | 0.00 | 0.00 | 106.77K |
UNUM GROUPSOLE | COM | 290.47K | SH | $17.27M 9.13% | 0.00 | 0.00 | 290.47K |
GALLAGHER ARTHUR J & COSOLE | COM | 60.09K | SH | $16.91M 8.94% | 0.00 | 0.00 | 60.09K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 209.21K | SH | $16.90M 8.94% | 0.00 | 0.00 | 209.21K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 272.07K | SH | $13.11M 6.94% | 0.00 | 0.00 | 272.07K |
FLEX LTDSOLE | ORD | 276.45K | SH | $9.24M 4.89% | 0.00 | 0.00 | 276.45K |
KLA CORPSOLE | COM NEW | 10.97K | SH | $8.49M 4.49% | 0.00 | 0.00 | 10.97K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 64.20K | SH | $5.80M 3.07% | 0.00 | 0.00 | 64.20K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.71K | SH | $4.44M 2.35% | 0.00 | 0.00 | 7.71K |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $3.61M 1.91% | 0.00 | 0.00 | 8.39K |
ISHARES GOLD TRSOLE | ISHARES NEW | 70.66K | SH | $3.51M 1.86% | 0.00 | 0.00 | 70.66K |
LAM RESEARCH CORPSOLE | COM | 4.06K | SH | $3.33M 1.76% | 0.00 | 0.00 | 4.06K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.95M 1.56% | 0.00 | 0.00 | 7.55K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.72K | SH | $2.63M 1.39% | 0.00 | 0.00 | 5.72K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.08K | SH | $2.53M 1.34% | 0.00 | 0.00 | 25.08K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.89K | SH | $2.07M 1.09% | 0.00 | 0.00 | 22.89K |
NVIDIA CORPORATIONSOLE | COM | 16.59K | SH | $2.02M 1.07% | 0.00 | 0.00 | 16.59K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $2.01M 1.06% | 0.00 | 0.00 | 1.70M |
APPLE INCSOLE | COM | 6.85K | SH | $1.60M 0.84% | 0.00 | 0.00 | 6.85K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.38M 0.73% | 0.00 | 0.00 | 21K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.88K | SH | $1.08M 0.57% | 0.00 | 0.00 | 1.88K |
ISHARES TRSOLE | MSCI EAFE MIN VL | 13.68K | SH | $1.05M 0.55% | 0.00 | 0.00 | 13.68K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $946.5K 0.50% | 0.00 | 0.00 | 2.34K |
AT&T INCSOLE | COM | 36.89K | SH | $811.6K 0.43% | 0.00 | 0.00 | 36.89K |
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