Filed: 7/15/2024ACC: 0001596920-24-000004
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $179.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$179.65M
Total AUM (reported)
3.66M
Total Shares
Allocation by class
COM$68.38M38.1%
UNIT SER 1$24.54M13.7%
GOLD SHS$23.18M12.9%
COM SHS BEN IN$11.43M6.4%
COM NEW$9.38M5.2%
ORD$8.24M4.6%
COMMUNICATION$5.28M2.9%
Portfolio Concentration
Top 3$65.99M36.7%
4–10$61.14M34.0%
11–25$35.60M19.8%
Rest$16.92M9.4%
Top 3 weight
36.7%
Top 10 weight
70.8%
Voting Authority Distribution
Total shares with voting rights: 3.66M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.66M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
INVESCO QQQ TR
SOLEShares51.15K
TypeSH
Market value$24.54M
13.66%
Sole
0.00
Shared
0.00
None
51.15K
SPDR GOLD TR
SOLEShares107.82K
TypeSH
Market value$23.18M
12.90%
Sole
0.00
Shared
0.00
None
107.82K
GALLAGHER ARTHUR J & CO
SOLEShares70.42K
TypeSH
Market value$18.26M
10.16%
Sole
0.00
Shared
0.00
None
70.42K
UNUM GROUP
SOLEShares292.95K
TypeSH
Market value$14.97M
8.33%
Sole
0.00
Shared
0.00
None
292.95K
NATIONAL STORAGE AFFILIATES
SOLEShares277.18K
TypeSH
Market value$11.43M
6.36%
Sole
0.00
Shared
0.00
None
277.18K
KLA CORP
SOLEShares11.38K
TypeSH
Market value$9.38M
5.22%
Sole
0.00
Shared
0.00
None
11.38K
FLEX LTD
SOLEShares279.45K
TypeSH
Market value$8.24M
4.59%
Sole
0.00
Shared
0.00
None
279.45K
CHARLES RIV LABS INTL INC
SOLEShares34.81K
TypeSH
Market value$7.19M
4.00%
Sole
0.00
Shared
0.00
None
34.81K
SELECT SECTOR SPDR TR
SOLEShares61.59K
TypeSH
Market value$5.28M
2.94%
Sole
0.00
Shared
0.00
None
61.59K
LAM RESEARCH CORP
SOLEShares4.36K
TypeSH
Market value$4.65M
2.59%
Sole
0.00
Shared
0.00
None
4.36K
CANADIAN SOLAR INC
SOLEShares264.27K
TypeSH
Market value$3.90M
2.17%
Sole
0.00
Shared
0.00
None
264.27K
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$3.75M
2.09%
Sole
0.00
Shared
0.00
None
8.39K
VANGUARD MALVERN FDS
SOLEShares56.30K
TypeSH
Market value$2.73M
1.52%
Sole
0.00
Shared
0.00
None
56.30K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$2.64M
1.47%
Sole
0.00
Shared
0.00
None
1.70M
SELECT SECTOR SPDR TR
SOLEShares27.87K
TypeSH
Market value$2.54M
1.41%
Sole
0.00
Shared
0.00
None
27.87K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.51M
1.40%
Sole
0.00
Shared
0.00
None
7.55K
PROSHARES TR
SOLEShares25.08K
TypeSH
Market value$2.51M
1.39%
Sole
0.00
Shared
0.00
None
25.08K
INVESCO EXCH TRADED FD TR II
SOLEShares27.07K
TypeSH
Market value$2.29M
1.27%
Sole
0.00
Shared
0.00
None
27.07K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$2.20M
1.22%
Sole
0.00
Shared
0.00
None
5.40K
NVIDIA CORPORATION
SOLEShares17.53K
TypeSH
Market value$2.17M
1.21%
Sole
0.00
Shared
0.00
None
17.53K
ISHARES GOLD TR
SOLEShares43.88K
TypeSH
Market value$1.93M
1.07%
Sole
0.00
Shared
0.00
None
43.88K
PROSHARES TR
SOLEShares22.89K
TypeSH
Market value$1.89M
1.05%
Sole
0.00
Shared
0.00
None
22.89K
SPDR S&P 500 ETF TR
SOLEShares3.26K
TypeSH
Market value$1.78M
0.99%
Sole
0.00
Shared
0.00
None
3.26K
APPLE INC
SOLEShares6.86K
TypeSH
Market value$1.44M
0.80%
Sole
0.00
Shared
0.00
None
6.86K
SPDR SER TR
SOLEShares18.21K
TypeSH
Market value$1.33M
0.74%
Sole
0.00
Shared
0.00
None
18.21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.15K | SH | $24.54M 13.66% | 0.00 | 0.00 | 51.15K |
SPDR GOLD TRSOLE | GOLD SHS | 107.82K | SH | $23.18M 12.90% | 0.00 | 0.00 | 107.82K |
GALLAGHER ARTHUR J & COSOLE | COM | 70.42K | SH | $18.26M 10.16% | 0.00 | 0.00 | 70.42K |
UNUM GROUPSOLE | COM | 292.95K | SH | $14.97M 8.33% | 0.00 | 0.00 | 292.95K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 277.18K | SH | $11.43M 6.36% | 0.00 | 0.00 | 277.18K |
KLA CORPSOLE | COM NEW | 11.38K | SH | $9.38M 5.22% | 0.00 | 0.00 | 11.38K |
FLEX LTDSOLE | ORD | 279.45K | SH | $8.24M 4.59% | 0.00 | 0.00 | 279.45K |
CHARLES RIV LABS INTL INCSOLE | COM | 34.81K | SH | $7.19M 4.00% | 0.00 | 0.00 | 34.81K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 61.59K | SH | $5.28M 2.94% | 0.00 | 0.00 | 61.59K |
LAM RESEARCH CORPSOLE | COM | 4.36K | SH | $4.65M 2.59% | 0.00 | 0.00 | 4.36K |
CANADIAN SOLAR INCSOLE | COM | 264.27K | SH | $3.90M 2.17% | 0.00 | 0.00 | 264.27K |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $3.75M 2.09% | 0.00 | 0.00 | 8.39K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 56.30K | SH | $2.73M 1.52% | 0.00 | 0.00 | 56.30K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $2.64M 1.47% | 0.00 | 0.00 | 1.70M |
SELECT SECTOR SPDR TRSOLE | ENERGY | 27.87K | SH | $2.54M 1.41% | 0.00 | 0.00 | 27.87K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.51M 1.40% | 0.00 | 0.00 | 7.55K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.08K | SH | $2.51M 1.39% | 0.00 | 0.00 | 25.08K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 27.07K | SH | $2.29M 1.27% | 0.00 | 0.00 | 27.07K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $2.20M 1.22% | 0.00 | 0.00 | 5.40K |
NVIDIA CORPORATIONSOLE | COM | 17.53K | SH | $2.17M 1.21% | 0.00 | 0.00 | 17.53K |
ISHARES GOLD TRSOLE | ISHARES NEW | 43.88K | SH | $1.93M 1.07% | 0.00 | 0.00 | 43.88K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.89K | SH | $1.89M 1.05% | 0.00 | 0.00 | 22.89K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.26K | SH | $1.78M 0.99% | 0.00 | 0.00 | 3.26K |
APPLE INCSOLE | COM | 6.86K | SH | $1.44M 0.80% | 0.00 | 0.00 | 6.86K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 18.21K | SH | $1.33M 0.74% | 0.00 | 0.00 | 18.21K |
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