Filed: 4/11/2024ACC: 0001596920-24-000003
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $152.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$152.94M
Total AUM (reported)
3.24M
Total Shares
Allocation by class
COM$65.29M42.7%
GOLD SHS$24.30M15.9%
COM SHS BEN IN$9.02M5.9%
COM NEW$9.01M5.9%
ORD$7.75M5.1%
UNIT SER 1$7.71M5.0%
STRM INFPROIDX$2.70M1.8%
Portfolio Concentration
Top 3$50.95M33.3%
4–10$56.16M36.7%
11–25$29.84M19.5%
Rest$15.98M10.4%
Top 3 weight
33.3%
Top 10 weight
70.0%
Voting Authority Distribution
Total shares with voting rights: 3.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings61
Rows:
SPDR GOLD TR
SOLEShares118.14K
TypeSH
Market value$24.30M
15.89%
Sole
0.00
Shared
0.00
None
118.14K
ABBVIE INC
SOLEShares80.06K
TypeSH
Market value$14.58M
9.53%
Sole
0.00
Shared
0.00
None
80.06K
UNUM GROUP
SOLEShares224.96K
TypeSH
Market value$12.07M
7.89%
Sole
0.00
Shared
0.00
None
224.96K
GALLAGHER ARTHUR J & CO
SOLEShares39.37K
TypeSH
Market value$9.84M
6.44%
Sole
0.00
Shared
0.00
None
39.37K
NATIONAL STORAGE AFFILIATES
SOLEShares230.33K
TypeSH
Market value$9.02M
5.90%
Sole
0.00
Shared
0.00
None
230.33K
KLA CORP
SOLEShares12.90K
TypeSH
Market value$9.01M
5.89%
Sole
0.00
Shared
0.00
None
12.90K
CHARLES RIV LABS INTL INC
SOLEShares32.95K
TypeSH
Market value$8.93M
5.84%
Sole
0.00
Shared
0.00
None
32.95K
FLEX LTD
SOLEShares270.85K
TypeSH
Market value$7.75M
5.07%
Sole
0.00
Shared
0.00
None
270.85K
INVESCO QQQ TR
SOLEShares17.34K
TypeSH
Market value$7.71M
5.04%
Sole
0.00
Shared
0.00
None
17.34K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$3.89M
2.55%
Sole
0.00
Shared
0.00
None
1.70M
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$3.53M
2.31%
Sole
0.00
Shared
0.00
None
8.39K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.77M
1.81%
Sole
0.00
Shared
0.00
None
7.55K
VANGUARD MALVERN FDS
SOLEShares56.30K
TypeSH
Market value$2.70M
1.76%
Sole
0.00
Shared
0.00
None
56.30K
SELECT SECTOR SPDR TR
SOLEShares27.43K
TypeSH
Market value$2.59M
1.69%
Sole
0.00
Shared
0.00
None
27.43K
INVESCO EXCH TRADED FD TR II
SOLEShares27.07K
TypeSH
Market value$2.38M
1.55%
Sole
0.00
Shared
0.00
None
27.07K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$2.27M
1.48%
Sole
0.00
Shared
0.00
None
5.40K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$2.19M
1.44%
Sole
0.00
Shared
0.00
None
25.09K
ISHARES GOLD TR
SOLEShares44.25K
TypeSH
Market value$1.86M
1.22%
Sole
0.00
Shared
0.00
None
44.25K
PROSHARES TR
SOLEShares22.90K
TypeSH
Market value$1.78M
1.16%
Sole
0.00
Shared
0.00
None
22.90K
SPDR S&P 500 ETF TR
SOLEShares3.25K
TypeSH
Market value$1.71M
1.12%
Sole
0.00
Shared
0.00
None
3.25K
NVIDIA CORPORATION
SOLEShares1.62K
TypeSH
Market value$1.46M
0.95%
Sole
0.00
Shared
0.00
None
1.62K
SPDR SER TR
SOLEShares18.21K
TypeSH
Market value$1.38M
0.90%
Sole
0.00
Shared
0.00
None
18.21K
APPLE INC
SOLEShares6.84K
TypeSH
Market value$1.17M
0.77%
Sole
0.00
Shared
0.00
None
6.84K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$1.08M
0.71%
Sole
0.00
Shared
0.00
None
21K
ISHARES TR
SOLEShares1.88K
TypeSH
Market value$986.8K
0.65%
Sole
0.00
Shared
0.00
None
1.88K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 118.14K | SH | $24.30M 15.89% | 0.00 | 0.00 | 118.14K |
ABBVIE INCSOLE | COM | 80.06K | SH | $14.58M 9.53% | 0.00 | 0.00 | 80.06K |
UNUM GROUPSOLE | COM | 224.96K | SH | $12.07M 7.89% | 0.00 | 0.00 | 224.96K |
GALLAGHER ARTHUR J & COSOLE | COM | 39.37K | SH | $9.84M 6.44% | 0.00 | 0.00 | 39.37K |
NATIONAL STORAGE AFFILIATESSOLE | COM SHS BEN IN | 230.33K | SH | $9.02M 5.90% | 0.00 | 0.00 | 230.33K |
KLA CORPSOLE | COM NEW | 12.90K | SH | $9.01M 5.89% | 0.00 | 0.00 | 12.90K |
CHARLES RIV LABS INTL INCSOLE | COM | 32.95K | SH | $8.93M 5.84% | 0.00 | 0.00 | 32.95K |
FLEX LTDSOLE | ORD | 270.85K | SH | $7.75M 5.07% | 0.00 | 0.00 | 270.85K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.34K | SH | $7.71M 5.04% | 0.00 | 0.00 | 17.34K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $3.89M 2.55% | 0.00 | 0.00 | 1.70M |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $3.53M 2.31% | 0.00 | 0.00 | 8.39K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.77M 1.81% | 0.00 | 0.00 | 7.55K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 56.30K | SH | $2.70M 1.76% | 0.00 | 0.00 | 56.30K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 27.43K | SH | $2.59M 1.69% | 0.00 | 0.00 | 27.43K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 27.07K | SH | $2.38M 1.55% | 0.00 | 0.00 | 27.07K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $2.27M 1.48% | 0.00 | 0.00 | 5.40K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $2.19M 1.44% | 0.00 | 0.00 | 25.09K |
ISHARES GOLD TRSOLE | ISHARES NEW | 44.25K | SH | $1.86M 1.22% | 0.00 | 0.00 | 44.25K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.90K | SH | $1.78M 1.16% | 0.00 | 0.00 | 22.90K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.25K | SH | $1.71M 1.12% | 0.00 | 0.00 | 3.25K |
NVIDIA CORPORATIONSOLE | COM | 1.62K | SH | $1.46M 0.95% | 0.00 | 0.00 | 1.62K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 18.21K | SH | $1.38M 0.90% | 0.00 | 0.00 | 18.21K |
APPLE INCSOLE | COM | 6.84K | SH | $1.17M 0.77% | 0.00 | 0.00 | 6.84K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $1.08M 0.71% | 0.00 | 0.00 | 21K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.88K | SH | $986.8K 0.65% | 0.00 | 0.00 | 1.88K |
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