Filed: 1/17/2024ACC: 0001596920-24-000001
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 59 equity positions with a total reported market value of $112.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
59
Positions
$112.25M
Total AUM (reported)
2.49M
Total Shares
Allocation by class
COM$48.47M43.2%
GOLD SHS$22.67M20.2%
COM NEW$9.50M8.5%
UNIT SER 1$4.35M3.9%
STRM INFPROIDX$2.67M2.4%
S&P 500 HB ETF$2.23M2.0%
ENERGY$2.20M2.0%
Portfolio Concentration
Top 3$43.15M38.4%
4–10$35.50M31.6%
11–25$20.80M18.5%
Rest$12.81M11.4%
Top 3 weight
38.4%
Top 10 weight
70.1%
Voting Authority Distribution
Total shares with voting rights: 2.49M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.49M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole59
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings59
Rows:
SPDR GOLD TR
SOLEShares118.59K
TypeSH
Market value$22.67M
20.20%
Sole
0.00
Shared
0.00
None
118.59K
ALPHA METALLURGICAL RESOUR I
SOLEShares32.38K
TypeSH
Market value$10.97M
9.78%
Sole
0.00
Shared
0.00
None
32.38K
KLA CORP
SOLEShares16.34K
TypeSH
Market value$9.50M
8.46%
Sole
0.00
Shared
0.00
None
16.34K
ABBVIE INC
SOLEShares57.48K
TypeSH
Market value$8.91M
7.94%
Sole
0.00
Shared
0.00
None
57.48K
GALLAGHER ARTHUR J & CO
SOLEShares37.89K
TypeSH
Market value$8.52M
7.59%
Sole
0.00
Shared
0.00
None
37.89K
REKOR SYSTEMS INC
SOLEShares1.70M
TypeSH
Market value$5.66M
5.05%
Sole
0.00
Shared
0.00
None
1.70M
INVESCO QQQ TR
SOLEShares10.61K
TypeSH
Market value$4.35M
3.87%
Sole
0.00
Shared
0.00
None
10.61K
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$3.15M
2.81%
Sole
0.00
Shared
0.00
None
8.39K
VANGUARD MALVERN FDS
SOLEShares56.30K
TypeSH
Market value$2.67M
2.38%
Sole
0.00
Shared
0.00
None
56.30K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$2.23M
1.99%
Sole
0.00
Shared
0.00
None
7.55K
INVESCO EXCH TRADED FD TR II
SOLEShares27.07K
TypeSH
Market value$2.23M
1.99%
Sole
0.00
Shared
0.00
None
27.07K
SELECT SECTOR SPDR TR
SOLEShares26.18K
TypeSH
Market value$2.20M
1.96%
Sole
0.00
Shared
0.00
None
26.18K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$1.93M
1.72%
Sole
0.00
Shared
0.00
None
5.40K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$1.91M
1.70%
Sole
0.00
Shared
0.00
None
25.09K
ISHARES GOLD TR
SOLEShares40.78K
TypeSH
Market value$1.59M
1.42%
Sole
0.00
Shared
0.00
None
40.78K
PROSHARES TR
SOLEShares22.90K
TypeSH
Market value$1.49M
1.33%
Sole
0.00
Shared
0.00
None
22.90K
SPDR SER TR
SOLEShares18.74K
TypeSH
Market value$1.38M
1.23%
Sole
0.00
Shared
0.00
None
18.74K
APPLE INC
SOLEShares6.84K
TypeSH
Market value$1.32M
1.17%
Sole
0.00
Shared
0.00
None
6.84K
REPUBLIC BANCORP INC KY
SOLEShares22.49K
TypeSH
Market value$1.25M
1.11%
Sole
0.00
Shared
0.00
None
22.49K
SPDR S&P 500 ETF TR
SOLEShares2.59K
TypeSH
Market value$1.24M
1.10%
Sole
0.00
Shared
0.00
None
2.59K
SELECT SECTOR SPDR TR
SOLEShares23.23K
TypeSH
Market value$930.4K
0.83%
Sole
0.00
Shared
0.00
None
23.23K
ISHARES TR
SOLEShares1.87K
TypeSH
Market value$893.2K
0.80%
Sole
0.00
Shared
0.00
None
1.87K
NVIDIA CORPORATION
SOLEShares1.67K
TypeSH
Market value$825.0K
0.73%
Sole
0.00
Shared
0.00
None
1.67K
ISHARES TR
SOLEShares7.97K
TypeSH
Market value$821.1K
0.73%
Sole
0.00
Shared
0.00
None
7.97K
HOME DEPOT INC
SOLEShares2.34K
TypeSH
Market value$809.5K
0.72%
Sole
0.00
Shared
0.00
None
2.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 118.59K | SH | $22.67M 20.20% | 0.00 | 0.00 | 118.59K |
ALPHA METALLURGICAL RESOUR ISOLE | COM | 32.38K | SH | $10.97M 9.78% | 0.00 | 0.00 | 32.38K |
KLA CORPSOLE | COM NEW | 16.34K | SH | $9.50M 8.46% | 0.00 | 0.00 | 16.34K |
ABBVIE INCSOLE | COM | 57.48K | SH | $8.91M 7.94% | 0.00 | 0.00 | 57.48K |
GALLAGHER ARTHUR J & COSOLE | COM | 37.89K | SH | $8.52M 7.59% | 0.00 | 0.00 | 37.89K |
REKOR SYSTEMS INCSOLE | COM | 1.70M | SH | $5.66M 5.05% | 0.00 | 0.00 | 1.70M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.61K | SH | $4.35M 3.87% | 0.00 | 0.00 | 10.61K |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $3.15M 2.81% | 0.00 | 0.00 | 8.39K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 56.30K | SH | $2.67M 2.38% | 0.00 | 0.00 | 56.30K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $2.23M 1.99% | 0.00 | 0.00 | 7.55K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 27.07K | SH | $2.23M 1.99% | 0.00 | 0.00 | 27.07K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 26.18K | SH | $2.20M 1.96% | 0.00 | 0.00 | 26.18K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $1.93M 1.72% | 0.00 | 0.00 | 5.40K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $1.91M 1.70% | 0.00 | 0.00 | 25.09K |
ISHARES GOLD TRSOLE | ISHARES NEW | 40.78K | SH | $1.59M 1.42% | 0.00 | 0.00 | 40.78K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.90K | SH | $1.49M 1.33% | 0.00 | 0.00 | 22.90K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 18.74K | SH | $1.38M 1.23% | 0.00 | 0.00 | 18.74K |
APPLE INCSOLE | COM | 6.84K | SH | $1.32M 1.17% | 0.00 | 0.00 | 6.84K |
REPUBLIC BANCORP INC KYSOLE | CL A | 22.49K | SH | $1.25M 1.11% | 0.00 | 0.00 | 22.49K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.59K | SH | $1.24M 1.10% | 0.00 | 0.00 | 2.59K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 23.23K | SH | $930.4K 0.83% | 0.00 | 0.00 | 23.23K |
ISHARES TRSOLE | CORE S&P500 ETF | 1.87K | SH | $893.2K 0.80% | 0.00 | 0.00 | 1.87K |
NVIDIA CORPORATIONSOLE | COM | 1.67K | SH | $825.0K 0.73% | 0.00 | 0.00 | 1.67K |
ISHARES TRSOLE | SP SMCP600VL ETF | 7.97K | SH | $821.1K 0.73% | 0.00 | 0.00 | 7.97K |
HOME DEPOT INCSOLE | COM | 2.34K | SH | $809.5K 0.72% | 0.00 | 0.00 | 2.34K |
Page 1 of 3