Filed: 7/17/2023ACC: 0001596920-23-000006
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $132.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$132.98M
Total AUM (reported)
3.27M
Total Shares
Allocation by class
COM$60.33M45.4%
GOLD SHS$12.22M9.2%
COM NEW$9.07M6.8%
US CONSM STAPLES$8.63M6.5%
SBI INT-UTILS$7.75M5.8%
OPTIMUM YIELD$7.22M5.4%
STRM INFPROIDX$3.75M2.8%
Portfolio Concentration
Top 3$30.25M22.7%
4–10$55.34M41.6%
11–25$32.31M24.3%
Rest$15.07M11.3%
Top 3 weight
22.7%
Top 10 weight
64.4%
Voting Authority Distribution
Total shares with voting rights: 3.27M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.27M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
SPDR GOLD TR
SOLEShares68.53K
TypeSH
Market value$12.22M
9.19%
Sole
0.00
Shared
0.00
None
68.53K
KLA CORP
SOLEShares18.70K
TypeSH
Market value$9.07M
6.82%
Sole
0.00
Shared
0.00
None
18.70K
GALLAGHER ARTHUR J & CO
SOLEShares40.82K
TypeSH
Market value$8.96M
6.74%
Sole
0.00
Shared
0.00
None
40.82K
EXXON MOBIL CORP
SOLEShares81.37K
TypeSH
Market value$8.73M
6.56%
Sole
0.00
Shared
0.00
None
81.37K
ISHARES TR
SOLEShares43.08K
TypeSH
Market value$8.63M
6.49%
Sole
0.00
Shared
0.00
None
43.08K
ALPHA METALLURGICAL RESOUR I
SOLEShares51.93K
TypeSH
Market value$8.54M
6.42%
Sole
0.00
Shared
0.00
None
51.93K
ABBVIE INC
SOLEShares60.35K
TypeSH
Market value$8.13M
6.11%
Sole
0.00
Shared
0.00
None
60.35K
SELECT SECTOR SPDR TR
SOLEShares118.38K
TypeSH
Market value$7.75M
5.83%
Sole
0.00
Shared
0.00
None
118.38K
INVESCO ACTVELY MNGD ETC FD
SOLEShares530.60K
TypeSH
Market value$7.22M
5.43%
Sole
0.00
Shared
0.00
None
530.60K
BJS WHSL CLUB HLDGS INC
SOLEShares100.86K
TypeSH
Market value$6.36M
4.78%
Sole
0.00
Shared
0.00
None
100.86K
ENPHASE ENERGY INC
SOLEShares26.67K
TypeSH
Market value$4.47M
3.36%
Sole
0.00
Shared
0.00
None
26.67K
VANGUARD MALVERN FDS
SOLEShares79.05K
TypeSH
Market value$3.75M
2.82%
Sole
0.00
Shared
0.00
None
79.05K
INVESCO EXCH TRADED FD TR II
SOLEShares42.06K
TypeSH
Market value$3.21M
2.42%
Sole
0.00
Shared
0.00
None
42.06K
REKOR SYSTEMS INC
SOLEShares1.61M
TypeSH
Market value$2.87M
2.16%
Sole
0.00
Shared
0.00
None
1.61M
MICROSOFT CORP
SOLEShares8.39K
TypeSH
Market value$2.86M
2.15%
Sole
0.00
Shared
0.00
None
8.39K
INVESCO QQQ TR
SOLEShares5.89K
TypeSH
Market value$2.17M
1.64%
Sole
0.00
Shared
0.00
None
5.89K
SPDR SER TR
SOLEShares27.76K
TypeSH
Market value$1.91M
1.44%
Sole
0.00
Shared
0.00
None
27.76K
CATERPILLAR INC
SOLEShares7.55K
TypeSH
Market value$1.86M
1.40%
Sole
0.00
Shared
0.00
None
7.55K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$1.84M
1.38%
Sole
0.00
Shared
0.00
None
5.40K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$1.62M
1.21%
Sole
0.00
Shared
0.00
None
25.09K
APPLE INC
SOLEShares6.88K
TypeSH
Market value$1.34M
1.00%
Sole
0.00
Shared
0.00
None
6.88K
PROSHARES TR
SOLEShares22.90K
TypeSH
Market value$1.33M
1.00%
Sole
0.00
Shared
0.00
None
22.90K
ISHARES TR
SOLEShares12.38K
TypeSH
Market value$1.18M
0.89%
Sole
0.00
Shared
0.00
None
12.38K
SELECT SECTOR SPDR TR
SOLEShares27.29K
TypeSH
Market value$1.03M
0.77%
Sole
0.00
Shared
0.00
None
27.29K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$892.5K
0.67%
Sole
0.00
Shared
0.00
None
21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR GOLD TRSOLE | GOLD SHS | 68.53K | SH | $12.22M 9.19% | 0.00 | 0.00 | 68.53K |
KLA CORPSOLE | COM NEW | 18.70K | SH | $9.07M 6.82% | 0.00 | 0.00 | 18.70K |
GALLAGHER ARTHUR J & COSOLE | COM | 40.82K | SH | $8.96M 6.74% | 0.00 | 0.00 | 40.82K |
EXXON MOBIL CORPSOLE | COM | 81.37K | SH | $8.73M 6.56% | 0.00 | 0.00 | 81.37K |
ISHARES TRSOLE | US CONSM STAPLES | 43.08K | SH | $8.63M 6.49% | 0.00 | 0.00 | 43.08K |
ALPHA METALLURGICAL RESOUR ISOLE | COM | 51.93K | SH | $8.54M 6.42% | 0.00 | 0.00 | 51.93K |
ABBVIE INCSOLE | COM | 60.35K | SH | $8.13M 6.11% | 0.00 | 0.00 | 60.35K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 118.38K | SH | $7.75M 5.83% | 0.00 | 0.00 | 118.38K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 530.60K | SH | $7.22M 5.43% | 0.00 | 0.00 | 530.60K |
BJS WHSL CLUB HLDGS INCSOLE | COM | 100.86K | SH | $6.36M 4.78% | 0.00 | 0.00 | 100.86K |
ENPHASE ENERGY INCSOLE | COM | 26.67K | SH | $4.47M 3.36% | 0.00 | 0.00 | 26.67K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 79.05K | SH | $3.75M 2.82% | 0.00 | 0.00 | 79.05K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 42.06K | SH | $3.21M 2.42% | 0.00 | 0.00 | 42.06K |
REKOR SYSTEMS INCSOLE | COM | 1.61M | SH | $2.87M 2.16% | 0.00 | 0.00 | 1.61M |
MICROSOFT CORPSOLE | COM | 8.39K | SH | $2.86M 2.15% | 0.00 | 0.00 | 8.39K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 5.89K | SH | $2.17M 1.64% | 0.00 | 0.00 | 5.89K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 27.76K | SH | $1.91M 1.44% | 0.00 | 0.00 | 27.76K |
CATERPILLAR INCSOLE | COM | 7.55K | SH | $1.86M 1.40% | 0.00 | 0.00 | 7.55K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $1.84M 1.38% | 0.00 | 0.00 | 5.40K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $1.62M 1.21% | 0.00 | 0.00 | 25.09K |
APPLE INCSOLE | COM | 6.88K | SH | $1.34M 1.00% | 0.00 | 0.00 | 6.88K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 22.90K | SH | $1.33M 1.00% | 0.00 | 0.00 | 22.90K |
ISHARES TRSOLE | SP SMCP600VL ETF | 12.38K | SH | $1.18M 0.89% | 0.00 | 0.00 | 12.38K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 27.29K | SH | $1.03M 0.77% | 0.00 | 0.00 | 27.29K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $892.5K 0.67% | 0.00 | 0.00 | 21K |
Page 1 of 3