Filed: 4/12/2023ACC: 0001596920-23-000003
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $178.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$178.96M
Total AUM (reported)
8.25M
Total Shares
Allocation by class
SHORT QQQ NEW$58.78M32.8%
COM$51.18M28.6%
GOLD SHS$12.10M6.8%
US CONSM STAPLES$8.55M4.8%
SBI INT-UTILS$8.17M4.6%
OPTIMUM YIELD$7.93M4.4%
STRM INFPROIDX$4.31M2.4%
Portfolio Concentration
Top 3$80.06M44.7%
4–10$53.41M29.8%
11–25$30.43M17.0%
Rest$15.07M8.4%
Top 3 weight
44.7%
Top 10 weight
74.6%
Voting Authority Distribution
Total shares with voting rights: 8.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
PROSHARES TR
SOLEShares4.83M
TypeSH
Market value$58.78M
32.85%
Sole
0.00
Shared
0.00
None
4.83M
SPDR GOLD TR
SOLEShares66.02K
TypeSH
Market value$12.10M
6.76%
Sole
0.00
Shared
0.00
None
66.02K
ABBVIE INC
SOLEShares57.60K
TypeSH
Market value$9.18M
5.13%
Sole
0.00
Shared
0.00
None
57.60K
EXXON MOBIL CORP
SOLEShares78.39K
TypeSH
Market value$8.60M
4.80%
Sole
0.00
Shared
0.00
None
78.39K
ISHARES TR
SOLEShares42.94K
TypeSH
Market value$8.55M
4.78%
Sole
0.00
Shared
0.00
None
42.94K
SELECT SECTOR SPDR TR
SOLEShares120.67K
TypeSH
Market value$8.17M
4.56%
Sole
0.00
Shared
0.00
None
120.67K
INVESCO ACTVELY MNGD ETC FD
SOLEShares557.86K
TypeSH
Market value$7.93M
4.43%
Sole
0.00
Shared
0.00
None
557.86K
ALPHA METALLURGICAL RESOUR I
SOLEShares49.30K
TypeSH
Market value$7.69M
4.30%
Sole
0.00
Shared
0.00
None
49.30K
BJS WHSL CLUB HLDGS INC
SOLEShares94.57K
TypeSH
Market value$7.19M
4.02%
Sole
0.00
Shared
0.00
None
94.57K
ENPHASE ENERGY INC
SOLEShares25.07K
TypeSH
Market value$5.27M
2.95%
Sole
0.00
Shared
0.00
None
25.07K
VANGUARD MALVERN FDS
SOLEShares90.19K
TypeSH
Market value$4.31M
2.41%
Sole
0.00
Shared
0.00
None
90.19K
INVESCO EXCH TRADED FD TR II
SOLEShares52.87K
TypeSH
Market value$3.70M
2.07%
Sole
0.00
Shared
0.00
None
52.87K
TEUCRIUM COMMODITY TR
SOLEShares144.69K
TypeSH
Market value$3.65M
2.04%
Sole
0.00
Shared
0.00
None
144.69K
SPDR SER TR
SOLEShares37.90K
TypeSH
Market value$2.50M
1.40%
Sole
0.00
Shared
0.00
None
37.90K
MICROSOFT CORP
SOLEShares8.40K
TypeSH
Market value$2.42M
1.35%
Sole
0.00
Shared
0.00
None
8.40K
REKOR SYSTEMS INC
SOLEShares1.61M
TypeSH
Market value$2.01M
1.13%
Sole
0.00
Shared
0.00
None
1.61M
CATERPILLAR INC
SOLEShares7.56K
TypeSH
Market value$1.73M
0.97%
Sole
0.00
Shared
0.00
None
7.56K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$1.67M
0.93%
Sole
0.00
Shared
0.00
None
5.40K
ISHARES TR
SOLEShares15.95K
TypeSH
Market value$1.49M
0.83%
Sole
0.00
Shared
0.00
None
15.95K
INVESCO QQQ TR
SOLEShares4.37K
TypeSH
Market value$1.40M
0.78%
Sole
0.00
Shared
0.00
None
4.37K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$1.24M
0.69%
Sole
0.00
Shared
0.00
None
25.09K
PROSHARES TR
SOLEShares24.10K
TypeSH
Market value$1.21M
0.68%
Sole
0.00
Shared
0.00
None
24.10K
APPLE INC
SOLEShares6.88K
TypeSH
Market value$1.14M
0.63%
Sole
0.00
Shared
0.00
None
6.88K
SELECT SECTOR SPDR TR
SOLEShares28.16K
TypeSH
Market value$1.05M
0.59%
Sole
0.00
Shared
0.00
None
28.16K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$891.0K
0.50%
Sole
0.00
Shared
0.00
None
21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROSHARES TRSOLE | SHORT QQQ NEW | 4.83M | SH | $58.78M 32.85% | 0.00 | 0.00 | 4.83M |
SPDR GOLD TRSOLE | GOLD SHS | 66.02K | SH | $12.10M 6.76% | 0.00 | 0.00 | 66.02K |
ABBVIE INCSOLE | COM | 57.60K | SH | $9.18M 5.13% | 0.00 | 0.00 | 57.60K |
EXXON MOBIL CORPSOLE | COM | 78.39K | SH | $8.60M 4.80% | 0.00 | 0.00 | 78.39K |
ISHARES TRSOLE | US CONSM STAPLES | 42.94K | SH | $8.55M 4.78% | 0.00 | 0.00 | 42.94K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 120.67K | SH | $8.17M 4.56% | 0.00 | 0.00 | 120.67K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 557.86K | SH | $7.93M 4.43% | 0.00 | 0.00 | 557.86K |
ALPHA METALLURGICAL RESOUR ISOLE | COM | 49.30K | SH | $7.69M 4.30% | 0.00 | 0.00 | 49.30K |
BJS WHSL CLUB HLDGS INCSOLE | COM | 94.57K | SH | $7.19M 4.02% | 0.00 | 0.00 | 94.57K |
ENPHASE ENERGY INCSOLE | COM | 25.07K | SH | $5.27M 2.95% | 0.00 | 0.00 | 25.07K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 90.19K | SH | $4.31M 2.41% | 0.00 | 0.00 | 90.19K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 52.87K | SH | $3.70M 2.07% | 0.00 | 0.00 | 52.87K |
TEUCRIUM COMMODITY TRSOLE | CORN FD SHS | 144.69K | SH | $3.65M 2.04% | 0.00 | 0.00 | 144.69K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 37.90K | SH | $2.50M 1.40% | 0.00 | 0.00 | 37.90K |
MICROSOFT CORPSOLE | COM | 8.40K | SH | $2.42M 1.35% | 0.00 | 0.00 | 8.40K |
REKOR SYSTEMS INCSOLE | COM | 1.61M | SH | $2.01M 1.13% | 0.00 | 0.00 | 1.61M |
CATERPILLAR INCSOLE | COM | 7.56K | SH | $1.73M 0.97% | 0.00 | 0.00 | 7.56K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $1.67M 0.93% | 0.00 | 0.00 | 5.40K |
ISHARES TRSOLE | SP SMCP600VL ETF | 15.95K | SH | $1.49M 0.83% | 0.00 | 0.00 | 15.95K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.37K | SH | $1.40M 0.78% | 0.00 | 0.00 | 4.37K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $1.24M 0.69% | 0.00 | 0.00 | 25.09K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 24.10K | SH | $1.21M 0.68% | 0.00 | 0.00 | 24.10K |
APPLE INCSOLE | COM | 6.88K | SH | $1.14M 0.63% | 0.00 | 0.00 | 6.88K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 28.16K | SH | $1.05M 0.59% | 0.00 | 0.00 | 28.16K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $891.0K 0.50% | 0.00 | 0.00 | 21K |
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