Filed: 1/11/2023ACC: 0001596920-23-000002
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $205.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$205.97M
Total AUM (reported)
9.32M
Total Shares
Allocation by class
SHORT QQQ NEW$77.16M37.5%
COM$49.14M23.9%
OPTIMUM YIELD$11.23M5.5%
US CONSM STAPLES$9.21M4.5%
CORN FD SHS$8.32M4.0%
SHRT 20+YR TRE$8.07M3.9%
GOLD SHS$6.39M3.1%
Portfolio Concentration
Top 3$98.88M48.0%
4–10$56.99M27.7%
11–25$36.69M17.8%
Rest$13.41M6.5%
Top 3 weight
48.0%
Top 10 weight
75.7%
Voting Authority Distribution
Total shares with voting rights: 9.32M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.32M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole57
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings57
Rows:
PROSHARES TR
SOLEShares5.24M
TypeSH
Market value$77.16M
37.46%
Sole
0.00
Shared
0.00
None
5.24M
INVESCO ACTVELY MNGD ETC FD
SOLEShares760.14K
TypeSH
Market value$11.23M
5.45%
Sole
0.00
Shared
0.00
None
760.14K
ALPHA METALLURGICAL RESOUR I
SOLEShares71.66K
TypeSH
Market value$10.49M
5.09%
Sole
0.00
Shared
0.00
None
71.66K
ABBVIE INC
SOLEShares62.20K
TypeSH
Market value$10.05M
4.88%
Sole
0.00
Shared
0.00
None
62.20K
ISHARES TR
SOLEShares45.41K
TypeSH
Market value$9.21M
4.47%
Sole
0.00
Shared
0.00
None
45.41K
TEUCRIUM COMMODITY TR
SOLEShares308.79K
TypeSH
Market value$8.32M
4.04%
Sole
0.00
Shared
0.00
None
308.79K
PROSHARES TR
SOLEShares355.98K
TypeSH
Market value$8.07M
3.92%
Sole
0.00
Shared
0.00
None
355.98K
ENPHASE ENERGY INC
SOLEShares28.36K
TypeSH
Market value$7.51M
3.65%
Sole
0.00
Shared
0.00
None
28.36K
BJS WHSL CLUB HLDGS INC
SOLEShares112.30K
TypeSH
Market value$7.43M
3.61%
Sole
0.00
Shared
0.00
None
112.30K
SPDR GOLD TR
SOLEShares37.69K
TypeSH
Market value$6.39M
3.10%
Sole
0.00
Shared
0.00
None
37.69K
SELECT SECTOR SPDR TR
SOLEShares79.77K
TypeSH
Market value$5.62M
2.73%
Sole
0.00
Shared
0.00
None
79.77K
VANGUARD MALVERN FDS
SOLEShares109.45K
TypeSH
Market value$5.11M
2.48%
Sole
0.00
Shared
0.00
None
109.45K
INVESCO QQQ TR
SOLEShares19.17K
TypeSH
Market value$5.10M
2.48%
Sole
0.00
Shared
0.00
None
19.17K
INVESCO EXCH TRADED FD TR II
SOLEShares61.64K
TypeSH
Market value$3.84M
1.87%
Sole
0.00
Shared
0.00
None
61.64K
SPDR SER TR
SOLEShares45.25K
TypeSH
Market value$2.93M
1.42%
Sole
0.00
Shared
0.00
None
45.25K
MICROSOFT CORP
SOLEShares8.40K
TypeSH
Market value$2.01M
0.98%
Sole
0.00
Shared
0.00
None
8.40K
REKOR SYSTEMS INC
SOLEShares1.61M
TypeSH
Market value$1.93M
0.94%
Sole
0.00
Shared
0.00
None
1.61M
CATERPILLAR INC
SOLEShares7.56K
TypeSH
Market value$1.81M
0.88%
Sole
0.00
Shared
0.00
None
7.56K
ISHARES TR
SOLEShares19.13K
TypeSH
Market value$1.75M
0.85%
Sole
0.00
Shared
0.00
None
19.13K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$1.67M
0.81%
Sole
0.00
Shared
0.00
None
5.40K
SELECT SECTOR SPDR TR
SOLEShares32.41K
TypeSH
Market value$1.20M
0.58%
Sole
0.00
Shared
0.00
None
32.41K
PROSHARES TR
SOLEShares24.10K
TypeSH
Market value$1.07M
0.52%
Sole
0.00
Shared
0.00
None
24.10K
APPLE INC
SOLEShares6.88K
TypeSH
Market value$894.6K
0.43%
Sole
0.00
Shared
0.00
None
6.88K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$879.2K
0.43%
Sole
0.00
Shared
0.00
None
25.09K
REPUBLIC BANCORP INC KY
SOLEShares21K
TypeSH
Market value$859.3K
0.42%
Sole
0.00
Shared
0.00
None
21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROSHARES TRSOLE | SHORT QQQ NEW | 5.24M | SH | $77.16M 37.46% | 0.00 | 0.00 | 5.24M |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 760.14K | SH | $11.23M 5.45% | 0.00 | 0.00 | 760.14K |
ALPHA METALLURGICAL RESOUR ISOLE | COM | 71.66K | SH | $10.49M 5.09% | 0.00 | 0.00 | 71.66K |
ABBVIE INCSOLE | COM | 62.20K | SH | $10.05M 4.88% | 0.00 | 0.00 | 62.20K |
ISHARES TRSOLE | US CONSM STAPLES | 45.41K | SH | $9.21M 4.47% | 0.00 | 0.00 | 45.41K |
TEUCRIUM COMMODITY TRSOLE | CORN FD SHS | 308.79K | SH | $8.32M 4.04% | 0.00 | 0.00 | 308.79K |
PROSHARES TRSOLE | SHRT 20+YR TRE | 355.98K | SH | $8.07M 3.92% | 0.00 | 0.00 | 355.98K |
ENPHASE ENERGY INCSOLE | COM | 28.36K | SH | $7.51M 3.65% | 0.00 | 0.00 | 28.36K |
BJS WHSL CLUB HLDGS INCSOLE | COM | 112.30K | SH | $7.43M 3.61% | 0.00 | 0.00 | 112.30K |
SPDR GOLD TRSOLE | GOLD SHS | 37.69K | SH | $6.39M 3.10% | 0.00 | 0.00 | 37.69K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 79.77K | SH | $5.62M 2.73% | 0.00 | 0.00 | 79.77K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 109.45K | SH | $5.11M 2.48% | 0.00 | 0.00 | 109.45K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 19.17K | SH | $5.10M 2.48% | 0.00 | 0.00 | 19.17K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 61.64K | SH | $3.84M 1.87% | 0.00 | 0.00 | 61.64K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 45.25K | SH | $2.93M 1.42% | 0.00 | 0.00 | 45.25K |
MICROSOFT CORPSOLE | COM | 8.40K | SH | $2.01M 0.98% | 0.00 | 0.00 | 8.40K |
REKOR SYSTEMS INCSOLE | COM | 1.61M | SH | $1.93M 0.94% | 0.00 | 0.00 | 1.61M |
CATERPILLAR INCSOLE | COM | 7.56K | SH | $1.81M 0.88% | 0.00 | 0.00 | 7.56K |
ISHARES TRSOLE | SP SMCP600VL ETF | 19.13K | SH | $1.75M 0.85% | 0.00 | 0.00 | 19.13K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $1.67M 0.81% | 0.00 | 0.00 | 5.40K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 32.41K | SH | $1.20M 0.58% | 0.00 | 0.00 | 32.41K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 24.10K | SH | $1.07M 0.52% | 0.00 | 0.00 | 24.10K |
APPLE INCSOLE | COM | 6.88K | SH | $894.6K 0.43% | 0.00 | 0.00 | 6.88K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $879.2K 0.43% | 0.00 | 0.00 | 25.09K |
REPUBLIC BANCORP INC KYSOLE | CL A | 21K | SH | $859.3K 0.42% | 0.00 | 0.00 | 21K |
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