Filed: 10/27/2022ACC: 0001596920-22-000005
📋 What this filing means
D. SCOTT NEAL, INC. filed this quarterly 13F‑HR report disclosing 60 equity positions with a total reported market value of $237.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
60
Positions
$237.9K
Total AUM (reported)
9.47M
Total Shares
Allocation by class
SHORT QQQ NEW$78.4K33.0%
COM$49.3K20.7%
UNIT SER 1$38.7K16.3%
OPTIMUM YIELD$12.6K5.3%
CORN FD SHS$8.5K3.6%
US CONSM STAPLES$8.0K3.4%
SHRT 20+YR TRE$7.2K3.0%
Portfolio Concentration
Top 3$129.7K54.5%
4–10$59.2K24.9%
11–25$35.5K14.9%
Rest$13.5K5.7%
Top 3 weight
54.5%
Top 10 weight
79.4%
Voting Authority Distribution
Total shares with voting rights: 9.47M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.47M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole60
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings60
Rows:
PROSHARES TR
SOLEShares5.26M
TypeSH
Market value$78.4K
32.96%
Sole
0.00
Shared
0.00
None
5.26M
INVESCO QQQ TR
SOLEShares144.92K
TypeSH
Market value$38.7K
16.28%
Sole
0.00
Shared
0.00
None
144.92K
INVESCO ACTVELY MNGD ETC FD
SOLEShares777.31K
TypeSH
Market value$12.6K
5.29%
Sole
0.00
Shared
0.00
None
777.31K
ALPHA METALLURGICAL RESOUR I
SOLEShares83.08K
TypeSH
Market value$11.4K
4.78%
Sole
0.00
Shared
0.00
None
83.08K
TEUCRIUM COMMODITY TR
SOLEShares314.32K
TypeSH
Market value$8.5K
3.57%
Sole
0.00
Shared
0.00
None
314.32K
ABBVIE INC
SOLEShares62.98K
TypeSH
Market value$8.5K
3.55%
Sole
0.00
Shared
0.00
None
62.98K
BJS WHSL CLUB HLDGS INC
SOLEShares111.59K
TypeSH
Market value$8.1K
3.42%
Sole
0.00
Shared
0.00
None
111.59K
ISHARES TR
SOLEShares44.55K
TypeSH
Market value$8.0K
3.37%
Sole
0.00
Shared
0.00
None
44.55K
ENPHASE ENERGY INC
SOLEShares27.14K
TypeSH
Market value$7.5K
3.17%
Sole
0.00
Shared
0.00
None
27.14K
PROSHARES TR
SOLEShares324.57K
TypeSH
Market value$7.2K
3.04%
Sole
0.00
Shared
0.00
None
324.57K
SPDR GOLD TR
SOLEShares37.19K
TypeSH
Market value$5.8K
2.42%
Sole
0.00
Shared
0.00
None
37.19K
VANGUARD MALVERN FDS
SOLEShares109.64K
TypeSH
Market value$5.3K
2.22%
Sole
0.00
Shared
0.00
None
109.64K
SELECT SECTOR SPDR TR
SOLEShares79.41K
TypeSH
Market value$5.2K
2.19%
Sole
0.00
Shared
0.00
None
79.41K
INVESCO EXCH TRADED FD TR II
SOLEShares61.76K
TypeSH
Market value$3.5K
1.49%
Sole
0.00
Shared
0.00
None
61.76K
SPDR SER TR
SOLEShares45.11K
TypeSH
Market value$2.6K
1.10%
Sole
0.00
Shared
0.00
None
45.11K
MICROSOFT CORP
SOLEShares9.99K
TypeSH
Market value$2.3K
0.98%
Sole
0.00
Shared
0.00
None
9.99K
REKOR SYSTEMS INC
SOLEShares1.61M
TypeSH
Market value$1.6K
0.68%
Sole
0.00
Shared
0.00
None
1.61M
ISHARES TR
SOLEShares19.08K
TypeSH
Market value$1.6K
0.66%
Sole
0.00
Shared
0.00
None
19.08K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.40K
TypeSH
Market value$1.4K
0.61%
Sole
0.00
Shared
0.00
None
5.40K
CATERPILLAR INC
SOLEShares7.56K
TypeSH
Market value$1.2K
0.52%
Sole
0.00
Shared
0.00
None
7.56K
SELECT SECTOR SPDR TR
SOLEShares32.88K
TypeSH
Market value$1.2K
0.50%
Sole
0.00
Shared
0.00
None
32.88K
APPLE INC
SOLEShares7.08K
TypeSH
Market value$978.00
0.41%
Sole
0.00
Shared
0.00
None
7.08K
PROSHARES TR
SOLEShares24.10K
TypeSH
Market value$957.00
0.40%
Sole
0.00
Shared
0.00
None
24.10K
PROSHARES TR
SOLEShares25.09K
TypeSH
Market value$920.00
0.39%
Sole
0.00
Shared
0.00
None
25.09K
JOHNSON & JOHNSON
SOLEShares5.21K
TypeSH
Market value$851.00
0.36%
Sole
0.00
Shared
0.00
None
5.21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROSHARES TRSOLE | SHORT QQQ NEW | 5.26M | SH | $78.4K 32.96% | 0.00 | 0.00 | 5.26M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 144.92K | SH | $38.7K 16.28% | 0.00 | 0.00 | 144.92K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 777.31K | SH | $12.6K 5.29% | 0.00 | 0.00 | 777.31K |
ALPHA METALLURGICAL RESOUR ISOLE | COM | 83.08K | SH | $11.4K 4.78% | 0.00 | 0.00 | 83.08K |
TEUCRIUM COMMODITY TRSOLE | CORN FD SHS | 314.32K | SH | $8.5K 3.57% | 0.00 | 0.00 | 314.32K |
ABBVIE INCSOLE | COM | 62.98K | SH | $8.5K 3.55% | 0.00 | 0.00 | 62.98K |
BJS WHSL CLUB HLDGS INCSOLE | COM | 111.59K | SH | $8.1K 3.42% | 0.00 | 0.00 | 111.59K |
ISHARES TRSOLE | US CONSM STAPLES | 44.55K | SH | $8.0K 3.37% | 0.00 | 0.00 | 44.55K |
ENPHASE ENERGY INCSOLE | COM | 27.14K | SH | $7.5K 3.17% | 0.00 | 0.00 | 27.14K |
PROSHARES TRSOLE | SHRT 20+YR TRE | 324.57K | SH | $7.2K 3.04% | 0.00 | 0.00 | 324.57K |
SPDR GOLD TRSOLE | GOLD SHS | 37.19K | SH | $5.8K 2.42% | 0.00 | 0.00 | 37.19K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 109.64K | SH | $5.3K 2.22% | 0.00 | 0.00 | 109.64K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 79.41K | SH | $5.2K 2.19% | 0.00 | 0.00 | 79.41K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 61.76K | SH | $3.5K 1.49% | 0.00 | 0.00 | 61.76K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 45.11K | SH | $2.6K 1.10% | 0.00 | 0.00 | 45.11K |
MICROSOFT CORPSOLE | COM | 9.99K | SH | $2.3K 0.98% | 0.00 | 0.00 | 9.99K |
REKOR SYSTEMS INCSOLE | COM | 1.61M | SH | $1.6K 0.68% | 0.00 | 0.00 | 1.61M |
ISHARES TRSOLE | SP SMCP600VL ETF | 19.08K | SH | $1.6K 0.66% | 0.00 | 0.00 | 19.08K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.40K | SH | $1.4K 0.61% | 0.00 | 0.00 | 5.40K |
CATERPILLAR INCSOLE | COM | 7.56K | SH | $1.2K 0.52% | 0.00 | 0.00 | 7.56K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 32.88K | SH | $1.2K 0.50% | 0.00 | 0.00 | 32.88K |
APPLE INCSOLE | COM | 7.08K | SH | $978.00 0.41% | 0.00 | 0.00 | 7.08K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 24.10K | SH | $957.00 0.40% | 0.00 | 0.00 | 24.10K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 25.09K | SH | $920.00 0.39% | 0.00 | 0.00 | 25.09K |
JOHNSON & JOHNSONSOLE | COM | 5.21K | SH | $851.00 0.36% | 0.00 | 0.00 | 5.21K |
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