D. E. SHAW & CO., INC.

PrivateCIK: 1009207

Location

NEW YORK, NY

3564

Positions

$210.20B

Total AUM (reported)

9.75B

Total Shares

Allocation by class

COM$120.29B57.2%

CL A$13.43B6.4%

TR UNIT$10.48B5.0%

COM CL A$8.75B4.2%

COM NEW$6.46B3.1%

CAP STK CL A$3.58B1.7%

ORD SHS$2.97B1.4%

Portfolio Concentration

Top 3$19.34B9.2%

4–10$20.54B9.8%

11–25$25.03B11.9%

Rest$145.30B69.1%

Top 3 weight

9.2%

Top 10 weight

19.0%

Voting Authority Distribution

Total shares with voting rights: 9.75B

Sole

Full voting authority

9.69B

% of voting shares99.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

61.09M

% of voting shares0.6%

Investment Discretion (by position count)

Sole0

Shared0

Other3564

Dominant voting typeSole · 99.4% of voting shares

Institutional Holdings3564

Rows:

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares14.03M

TypeSH

Market value$10.48B

4.98%

Sole

13.98M

Shared

0.00

None

49.98K

NVIDIA CORPORATION

DFND

COM

Shares26.38M

TypeSH

Market value$5.28B

2.51%

Sole

24.32M

Shared

0.00

None

2.07M

ALPHABET INC

DFND

CAP STK CL A

Shares10.03M

TypeSH

Market value$3.58B

1.70%

Sole

9.53M

Shared

0.00

None

497.54K

ADVANCED MICRO DEVICES INC

DFND

COM

Shares5.91M

TypeSH

Market value$3.43B

1.63%

Sole

5.86M

Shared

0.00

None

46.31K

AMAZON COM INC

DFND

COM

Shares14.05M

TypeSH

Market value$3.35B

1.59%

Sole

13.30M

Shared

0.00

None

755.30K

MICRON TECHNOLOGY INC

DFND

COM

Shares2.67M

TypeSH

Market value$3.08B

1.46%

Sole

2.50M

Shared

0.00

None

164.44K

ALPHABET INC

DFND

CAP STK CL C

Shares8.35M

TypeSH

Market value$2.95B

1.40%

Sole

7.92M

Shared

0.00

None

429.94K

META PLATFORMS INC

DFND

CL A

Shares4.90M

TypeSH

Market value$2.76B

1.31%

Sole

4.62M

Shared

0.00

None

285.08K

TESLA INC

DFND

COM

Shares6.20M

TypeSH

Market value$2.61B

1.24%

Sole

5.88M

Shared

0.00

None

323.28K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares3.20M

TypeSH

Market value$2.36B

1.12%

Sole

3.20M

Shared

0.00

None

0.00

APPLE INC

DFND

COM

Shares7.40M

TypeSH

Market value$2.14B

1.02%

Sole

6.36M

Shared

0.00

None

1.04M

MICROSOFT CORP

DFND

COM

Shares5.62M

TypeSH

Market value$2.10B

1.00%

Sole

4.95M

Shared

0.00

None

662.44K

BLOOM ENERGY CORP

DFND

COM CL A

Shares6.61M

TypeSH

Market value$2.00B

0.95%

Sole

6.33M

Shared

0.00

None

282.20K

CROWDSTRIKE HLDGS INC

DFND

CL A

Shares2.54M

TypeSH

Market value$1.94B

0.92%

Sole

2.54M

Shared

0.00

None

3.20K

SANDISK CORP

DFND

COM

Shares814.31K

TypeSH

Market value$1.85B

0.88%

Sole

775.46K

Shared

0.00

None

38.85K

WESTERN DIGITAL CORP

DFND

COM

Shares2.87M

TypeSH

Market value$1.83B

0.87%

Sole

2.83M

Shared

0.00

None

43.64K

LUMENTUM HLDGS INC

DFND

COM

Shares2.11M

TypeSH

Market value$1.81B

0.86%

Sole

2.11M

Shared

0.00

None

880.00

SEAGATE TECHNOLOGY HLDNGS PL

DFND

ORD SHS

Shares1.87M

TypeSH

Market value$1.80B

0.86%

Sole

1.84M

Shared

0.00

None

21.16K

INTEL CORP

DFND

COM

Shares12.81M

TypeSH

Market value$1.79B

0.85%

Sole

12.51M

Shared

0.00

None

307.30K

HOME DEPOT INC

DFND

COM

Shares4.67M

TypeSH

Market value$1.65B

0.78%

Sole

4.58M

Shared

0.00

None

88.48K

BROADCOM INC

DFND

COM

Shares3.69M

TypeSH

Market value$1.39B

0.66%

Sole

3.23M

Shared

0.00

None

455.68K

MARVELL TECHNOLOGY INC

DFND

COM

Shares4.02M

TypeSH

Market value$1.20B

0.57%

Sole

4.01M

Shared

0.00

None

10.80K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares2.38M

TypeSH

Market value$1.19B

0.57%

Sole

2.30M

Shared

0.00

None

80.24K

GENERAL MTRS CO

DFND

COM

Shares15.11M

TypeSH

Market value$1.16B

0.55%

Sole

14.40M

Shared

0.00

None

708.55K

BOSTON SCIENTIFIC CORP

DFND

COM

Shares27.27M

TypeSH

Market value$1.16B

0.55%

Sole

25.71M

Shared

0.00

None

1.56M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	14.03M	SH	$10.48B 4.98%	13.98M	49.98K
NVIDIA CORPORATIONDFND	COM	26.38M	SH	$5.28B 2.51%	24.32M	2.07M
ALPHABET INCDFND	CAP STK CL A	10.03M	SH	$3.58B 1.70%	9.53M	497.54K
ADVANCED MICRO DEVICES INCDFND	COM	5.91M	SH	$3.43B 1.63%	5.86M	46.31K
AMAZON COM INCDFND	COM	14.05M	SH	$3.35B 1.59%	13.30M	755.30K
MICRON TECHNOLOGY INCDFND	COM	2.67M	SH	$3.08B 1.46%	2.50M	164.44K
ALPHABET INCDFND	CAP STK CL C	8.35M	SH	$2.95B 1.40%	7.92M	429.94K
META PLATFORMS INCDFND	CL A	4.90M	SH	$2.76B 1.31%	4.62M	285.08K
TESLA INCDFND	COM	6.20M	SH	$2.61B 1.24%	5.88M	323.28K
INVESCO QQQ TRDFND	UNIT SER 1	3.20M	SH	$2.36B 1.12%	3.20M	0.00
APPLE INCDFND	COM	7.40M	SH	$2.14B 1.02%	6.36M	1.04M
MICROSOFT CORPDFND	COM	5.62M	SH	$2.10B 1.00%	4.95M	662.44K
BLOOM ENERGY CORPDFND	COM CL A	6.61M	SH	$2.00B 0.95%	6.33M	282.20K
CROWDSTRIKE HLDGS INCDFND	CL A	2.54M	SH	$1.94B 0.92%	2.54M	3.20K
SANDISK CORPDFND	COM	814.31K	SH	$1.85B 0.88%	775.46K	38.85K
WESTERN DIGITAL CORPDFND	COM	2.87M	SH	$1.83B 0.87%	2.83M	43.64K
LUMENTUM HLDGS INCDFND	COM	2.11M	SH	$1.81B 0.86%	2.11M	880.00
SEAGATE TECHNOLOGY HLDNGS PLDFND	ORD SHS	1.87M	SH	$1.80B 0.86%	1.84M	21.16K
INTEL CORPDFND	COM	12.81M	SH	$1.79B 0.85%	12.51M	307.30K
HOME DEPOT INCDFND	COM	4.67M	SH	$1.65B 0.78%	4.58M	88.48K
BROADCOM INCDFND	COM	3.69M	SH	$1.39B 0.66%	3.23M	455.68K
MARVELL TECHNOLOGY INCDFND	COM	4.02M	SH	$1.20B 0.57%	4.01M	10.80K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	2.38M	SH	$1.19B 0.57%	2.30M	80.24K
GENERAL MTRS CODFND	COM	15.11M	SH	$1.16B 0.55%	14.40M	708.55K
BOSTON SCIENTIFIC CORPDFND	COM	27.27M	SH	$1.16B 0.55%	25.71M	1.56M

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