Filed: 5/15/2024ACC: 0001104659-24-061895
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3189 equity positions with a total reported market value of $116.85B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3189
Positions
$116.85B
Total AUM (reported)
6.58B
Total Shares
Allocation by class
COM$77.39B66.2%
CL A$10.05B8.6%
NOTE$5.38B4.6%
COM CL A$4.00B3.4%
COM NEW$3.92B3.4%
SHS$1.89B1.6%
UNIT SER 1$1.26B1.1%
Portfolio Concentration
Top 3$9.61B8.2%
4–10$11.37B9.7%
11–25$13.10B11.2%
Rest$82.77B70.8%
Top 3 weight
8.2%
Top 10 weight
18.0%
Voting Authority Distribution
Total shares with voting rights: 6.58B
Sole
Full voting authority
6.56B
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.87M
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole0
Shared0
Other3189
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings3189
Rows:
MICROSOFT CORP
DFNDShares8.16M
TypeSH
Market value$3.43B
2.94%
Sole
7.86M
Shared
0.00
None
294.50K
APPLE INC
DFNDShares18.62M
TypeSH
Market value$3.19B
2.73%
Sole
18.02M
Shared
0.00
None
608.60K
NVIDIA CORPORATION
DFNDShares3.30M
TypeSH
Market value$2.98B
2.55%
Sole
3.20M
Shared
0.00
None
102.40K
AMAZON COM INC
DFNDShares12.12M
TypeSH
Market value$2.19B
1.87%
Sole
11.75M
Shared
0.00
None
364.70K
META PLATFORMS INC
DFNDShares4.17M
TypeSH
Market value$2.03B
1.73%
Sole
4.08M
Shared
0.00
None
95.10K
NETFLIX INC
DFNDShares2.89M
TypeSH
Market value$1.76B
1.50%
Sole
2.87M
Shared
0.00
None
17K
CHIPOTLE MEXICAN GRILL INC
DFNDShares532.31K
TypeSH
Market value$1.55B
1.32%
Sole
531.71K
Shared
0.00
None
597.00
UBER TECHNOLOGIES INC
DFNDShares17.04M
TypeSH
Market value$1.31B
1.12%
Sole
16.82M
Shared
0.00
None
219.75K
TESLA INC
DFNDShares7.32M
TypeSH
Market value$1.29B
1.10%
Sole
7.17M
Shared
0.00
None
149.90K
INVESCO QQQ TR
DFNDShares12.50M
TypeSH
Market value$1.26B
1.07%
Sole
12.50M
Shared
0.00
None
0.00
VISA INC
DFNDShares4.48M
TypeSH
Market value$1.25B
1.07%
Sole
4.39M
Shared
0.00
None
88.20K
BOOKING HOLDINGS INC
DFNDShares306.07K
TypeSH
Market value$1.11B
0.95%
Sole
304.17K
Shared
0.00
None
1.90K
PFIZER INC
DFNDShares39.43M
TypeSH
Market value$1.09B
0.94%
Sole
38.82M
Shared
0.00
None
609.40K
ADVANCED MICRO DEVICES INC
DFNDShares5.98M
TypeSH
Market value$1.08B
0.92%
Sole
5.94M
Shared
0.00
None
37.30K
CITIGROUP INC
DFNDShares15.25M
TypeSH
Market value$964.28M
0.83%
Sole
15.18M
Shared
0.00
None
69.30K
CROWDSTRIKE HLDGS INC
DFNDShares2.80M
TypeSH
Market value$898.27M
0.77%
Sole
2.80M
Shared
0.00
None
0.00
GENERAL MTRS CO
DFNDShares19.02M
TypeSH
Market value$862.36M
0.74%
Sole
19M
Shared
0.00
None
17.92K
BANK AMERICA CORP
DFNDShares21.71M
TypeSH
Market value$823.06M
0.70%
Sole
21.54M
Shared
0.00
None
168.20K
ROYAL CARIBBEAN GROUP
DFNDShares5.67M
TypeSH
Market value$787.79M
0.67%
Sole
5.64M
Shared
0.00
None
31.20K
BROADCOM INC
DFNDShares584.78K
TypeSH
Market value$775.08M
0.66%
Sole
576.38K
Shared
0.00
None
8.40K
EXXON MOBIL CORP
DFNDShares6.53M
TypeSH
Market value$758.67M
0.65%
Sole
6.35M
Shared
0.00
None
180.82K
ELI LILLY & CO
DFNDShares938.46K
TypeSH
Market value$730.09M
0.62%
Sole
913.59K
Shared
0.00
None
24.88K
HESS CORP
DFNDShares4.38M
TypeSH
Market value$668.71M
0.57%
Sole
4.38M
Shared
0.00
None
900.00
ORACLE CORP
DFNDShares5.29M
TypeSH
Market value$664.52M
0.57%
Sole
5.23M
Shared
0.00
None
55.70K
GOLDMAN SACHS GROUP INC
DFNDShares1.51M
TypeSH
Market value$630.32M
0.54%
Sole
1.51M
Shared
0.00
None
2.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 8.16M | SH | $3.43B 2.94% | 7.86M | 0.00 | 294.50K |
APPLE INCDFND | COM | 18.62M | SH | $3.19B 2.73% | 18.02M | 0.00 | 608.60K |
NVIDIA CORPORATIONDFND | COM | 3.30M | SH | $2.98B 2.55% | 3.20M | 0.00 | 102.40K |
AMAZON COM INCDFND | COM | 12.12M | SH | $2.19B 1.87% | 11.75M | 0.00 | 364.70K |
META PLATFORMS INCDFND | CL A | 4.17M | SH | $2.03B 1.73% | 4.08M | 0.00 | 95.10K |
NETFLIX INCDFND | COM | 2.89M | SH | $1.76B 1.50% | 2.87M | 0.00 | 17K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 532.31K | SH | $1.55B 1.32% | 531.71K | 0.00 | 597.00 |
UBER TECHNOLOGIES INCDFND | COM | 17.04M | SH | $1.31B 1.12% | 16.82M | 0.00 | 219.75K |
TESLA INCDFND | COM | 7.32M | SH | $1.29B 1.10% | 7.17M | 0.00 | 149.90K |
INVESCO QQQ TRDFND | UNIT SER 1 | 12.50M | SH | $1.26B 1.07% | 12.50M | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 4.48M | SH | $1.25B 1.07% | 4.39M | 0.00 | 88.20K |
BOOKING HOLDINGS INCDFND | COM | 306.07K | SH | $1.11B 0.95% | 304.17K | 0.00 | 1.90K |
PFIZER INCDFND | COM | 39.43M | SH | $1.09B 0.94% | 38.82M | 0.00 | 609.40K |
ADVANCED MICRO DEVICES INCDFND | COM | 5.98M | SH | $1.08B 0.92% | 5.94M | 0.00 | 37.30K |
CITIGROUP INCDFND | COM NEW | 15.25M | SH | $964.28M 0.83% | 15.18M | 0.00 | 69.30K |
CROWDSTRIKE HLDGS INCDFND | CL A | 2.80M | SH | $898.27M 0.77% | 2.80M | 0.00 | 0.00 |
GENERAL MTRS CODFND | COM | 19.02M | SH | $862.36M 0.74% | 19M | 0.00 | 17.92K |
BANK AMERICA CORPDFND | COM | 21.71M | SH | $823.06M 0.70% | 21.54M | 0.00 | 168.20K |
ROYAL CARIBBEAN GROUPDFND | COM | 5.67M | SH | $787.79M 0.67% | 5.64M | 0.00 | 31.20K |
BROADCOM INCDFND | COM | 584.78K | SH | $775.08M 0.66% | 576.38K | 0.00 | 8.40K |
EXXON MOBIL CORPDFND | COM | 6.53M | SH | $758.67M 0.65% | 6.35M | 0.00 | 180.82K |
ELI LILLY & CODFND | COM | 938.46K | SH | $730.09M 0.62% | 913.59K | 0.00 | 24.88K |
HESS CORPDFND | COM | 4.38M | SH | $668.71M 0.57% | 4.38M | 0.00 | 900.00 |
ORACLE CORPDFND | COM | 5.29M | SH | $664.52M 0.57% | 5.23M | 0.00 | 55.70K |
GOLDMAN SACHS GROUP INCDFND | COM | 1.51M | SH | $630.32M 0.54% | 1.51M | 0.00 | 2.73K |
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