Filed: 2/14/2024ACC: 0001104659-24-023658
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3154 equity positions with a total reported market value of $114.44B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3154
Positions
$114.44B
Total AUM (reported)
6.69B
Total Shares
Allocation by class
COM$77.01B67.3%
CL A$9.97B8.7%
NOTE$5.39B4.7%
COM CL A$4.16B3.6%
COM NEW$3.78B3.3%
SHS$1.59B1.4%
SPONSORED ADS$1.47B1.3%
Portfolio Concentration
Top 3$8.85B7.7%
4–10$13.51B11.8%
11–25$12.47B10.9%
Rest$79.62B69.6%
Top 3 weight
7.7%
Top 10 weight
19.5%
Voting Authority Distribution
Total shares with voting rights: 6.69B
Sole
Full voting authority
6.67B
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.69M
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole0
Shared0
Other3154
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings3154
Rows:
MICROSOFT CORP
DFNDShares8M
TypeSH
Market value$3.01B
2.63%
Sole
7.73M
Shared
0.00
None
275.90K
APPLE INC
DFNDShares15.19M
TypeSH
Market value$2.92B
2.56%
Sole
14.62M
Shared
0.00
None
568.90K
NVIDIA CORPORATION
DFNDShares5.89M
TypeSH
Market value$2.91B
2.55%
Sole
5.78M
Shared
0.00
None
102.50K
AMAZON COM INC
DFNDShares18.24M
TypeSH
Market value$2.77B
2.42%
Sole
17.94M
Shared
0.00
None
294.97K
META PLATFORMS INC
DFNDShares6.99M
TypeSH
Market value$2.47B
2.16%
Sole
6.90M
Shared
0.00
None
90.80K
BOOKING HOLDINGS INC
DFNDShares518.07K
TypeSH
Market value$1.84B
1.61%
Sole
515.87K
Shared
0.00
None
2.20K
NETFLIX INC
DFNDShares3.68M
TypeSH
Market value$1.79B
1.56%
Sole
3.66M
Shared
0.00
None
12.13K
ADVANCED MICRO DEVICES INC
DFNDShares11.84M
TypeSH
Market value$1.75B
1.53%
Sole
11.80M
Shared
0.00
None
40K
CHIPOTLE MEXICAN GRILL INC
DFNDShares655.98K
TypeSH
Market value$1.50B
1.31%
Sole
655.08K
Shared
0.00
None
897.00
TESLA INC
DFNDShares5.60M
TypeSH
Market value$1.39B
1.21%
Sole
5.46M
Shared
0.00
None
136.50K
UBER TECHNOLOGIES INC
DFNDShares22.16M
TypeSH
Market value$1.36B
1.19%
Sole
21.92M
Shared
0.00
None
232.73K
EXXON MOBIL CORP
DFNDShares12.84M
TypeSH
Market value$1.28B
1.12%
Sole
12.66M
Shared
0.00
None
173.54K
CITIGROUP INC
DFNDShares24.54M
TypeSH
Market value$1.26B
1.10%
Sole
24.37M
Shared
0.00
None
167.83K
ALPHABET INC
DFNDShares6.19M
TypeSH
Market value$865.33M
0.76%
Sole
5.99M
Shared
0.00
None
200.40K
ROYAL CARIBBEAN GROUP
DFNDShares6.36M
TypeSH
Market value$823.80M
0.72%
Sole
6.33M
Shared
0.00
None
33.02K
PFIZER INC
DFNDShares26.58M
TypeSH
Market value$765.34M
0.67%
Sole
26.06M
Shared
0.00
None
527.90K
CROWDSTRIKE HLDGS INC
DFNDShares2.94M
TypeSH
Market value$749.79M
0.66%
Sole
2.94M
Shared
0.00
None
0.00
AUTOZONE INC
DFNDShares273.90K
TypeSH
Market value$708.20M
0.62%
Sole
273.90K
Shared
0.00
None
0.00
HOME DEPOT INC
DFNDShares1.95M
TypeSH
Market value$674.88M
0.59%
Sole
1.93M
Shared
0.00
None
22K
MICRON TECHNOLOGY INC
DFNDShares7.85M
TypeSH
Market value$669.56M
0.59%
Sole
7.75M
Shared
0.00
None
97.80K
GOLDMAN SACHS GROUP INC
DFNDShares1.73M
TypeSH
Market value$667.72M
0.58%
Sole
1.72M
Shared
0.00
None
12.40K
BROADCOM INC
DFNDShares595.85K
TypeSH
Market value$665.11M
0.58%
Sole
588.75K
Shared
0.00
None
7.10K
MERCADOLIBRE INC
DFNDShares420.99K
TypeSH
Market value$661.61M
0.58%
Sole
420.99K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares19.39M
TypeSH
Market value$652.97M
0.57%
Sole
19.24M
Shared
0.00
None
149.81K
PALO ALTO NETWORKS INC
DFNDShares2.21M
TypeSH
Market value$651.82M
0.57%
Sole
2.21M
Shared
0.00
None
700.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 8M | SH | $3.01B 2.63% | 7.73M | 0.00 | 275.90K |
APPLE INCDFND | COM | 15.19M | SH | $2.92B 2.56% | 14.62M | 0.00 | 568.90K |
NVIDIA CORPORATIONDFND | COM | 5.89M | SH | $2.91B 2.55% | 5.78M | 0.00 | 102.50K |
AMAZON COM INCDFND | COM | 18.24M | SH | $2.77B 2.42% | 17.94M | 0.00 | 294.97K |
META PLATFORMS INCDFND | CL A | 6.99M | SH | $2.47B 2.16% | 6.90M | 0.00 | 90.80K |
BOOKING HOLDINGS INCDFND | COM | 518.07K | SH | $1.84B 1.61% | 515.87K | 0.00 | 2.20K |
NETFLIX INCDFND | COM | 3.68M | SH | $1.79B 1.56% | 3.66M | 0.00 | 12.13K |
ADVANCED MICRO DEVICES INCDFND | COM | 11.84M | SH | $1.75B 1.53% | 11.80M | 0.00 | 40K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 655.98K | SH | $1.50B 1.31% | 655.08K | 0.00 | 897.00 |
TESLA INCDFND | COM | 5.60M | SH | $1.39B 1.21% | 5.46M | 0.00 | 136.50K |
UBER TECHNOLOGIES INCDFND | COM | 22.16M | SH | $1.36B 1.19% | 21.92M | 0.00 | 232.73K |
EXXON MOBIL CORPDFND | COM | 12.84M | SH | $1.28B 1.12% | 12.66M | 0.00 | 173.54K |
CITIGROUP INCDFND | COM NEW | 24.54M | SH | $1.26B 1.10% | 24.37M | 0.00 | 167.83K |
ALPHABET INCDFND | CAP STK CL A | 6.19M | SH | $865.33M 0.76% | 5.99M | 0.00 | 200.40K |
ROYAL CARIBBEAN GROUPDFND | COM | 6.36M | SH | $823.80M 0.72% | 6.33M | 0.00 | 33.02K |
PFIZER INCDFND | COM | 26.58M | SH | $765.34M 0.67% | 26.06M | 0.00 | 527.90K |
CROWDSTRIKE HLDGS INCDFND | CL A | 2.94M | SH | $749.79M 0.66% | 2.94M | 0.00 | 0.00 |
AUTOZONE INCDFND | COM | 273.90K | SH | $708.20M 0.62% | 273.90K | 0.00 | 0.00 |
HOME DEPOT INCDFND | COM | 1.95M | SH | $674.88M 0.59% | 1.93M | 0.00 | 22K |
MICRON TECHNOLOGY INCDFND | COM | 7.85M | SH | $669.56M 0.59% | 7.75M | 0.00 | 97.80K |
GOLDMAN SACHS GROUP INCDFND | COM | 1.73M | SH | $667.72M 0.58% | 1.72M | 0.00 | 12.40K |
BROADCOM INCDFND | COM | 595.85K | SH | $665.11M 0.58% | 588.75K | 0.00 | 7.10K |
MERCADOLIBRE INCDFND | COM | 420.99K | SH | $661.61M 0.58% | 420.99K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | COM | 19.39M | SH | $652.97M 0.57% | 19.24M | 0.00 | 149.81K |
PALO ALTO NETWORKS INCDFND | COM | 2.21M | SH | $651.82M 0.57% | 2.21M | 0.00 | 700.00 |
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