Filed: 11/14/2023ACC: 0001104659-23-118137
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3116 equity positions with a total reported market value of $95.78B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3116
Positions
$95.78B
Total AUM (reported)
6.15B
Total Shares
Allocation by class
COM$64.88B67.7%
CL A$7.74B8.1%
NOTE$4.66B4.9%
COM NEW$3.15B3.3%
COM CL A$2.80B2.9%
SHS$1.96B2.0%
SPONSORED ADS$1.34B1.4%
Portfolio Concentration
Top 3$7.28B7.6%
4–10$9.81B10.2%
11–25$9.52B9.9%
Rest$69.17B72.2%
Top 3 weight
7.6%
Top 10 weight
17.8%
Voting Authority Distribution
Total shares with voting rights: 6.15B
Sole
Full voting authority
6.11B
shares
% of voting shares99.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
31.31M
shares
% of voting shares0.5%
Investment Discretion (by position count)
Sole0
Shared0
Other3116
Dominant voting typeSole · 99.5% of voting shares
Institutional Holdings3116
Rows:
MICROSOFT CORP
DFNDShares8.97M
TypeSH
Market value$2.83B
2.96%
Sole
8.54M
Shared
0.00
None
424.70K
NVIDIA CORPORATION
DFNDShares5.22M
TypeSH
Market value$2.27B
2.37%
Sole
5.05M
Shared
0.00
None
166.30K
APPLE INC
DFNDShares12.74M
TypeSH
Market value$2.18B
2.28%
Sole
11.85M
Shared
0.00
None
892.40K
AMAZON COM INC
DFNDShares16.59M
TypeSH
Market value$2.11B
2.20%
Sole
16.28M
Shared
0.00
None
311.70K
META PLATFORMS INC
DFNDShares6.78M
TypeSH
Market value$2.04B
2.13%
Sole
6.71M
Shared
0.00
None
70.90K
BOOKING HOLDINGS INC
DFNDShares545.04K
TypeSH
Market value$1.68B
1.75%
Sole
540.06K
Shared
0.00
None
4.99K
TESLA INC
DFNDShares5.64M
TypeSH
Market value$1.41B
1.47%
Sole
5.42M
Shared
0.00
None
223K
CITIGROUP INC
DFNDShares21.58M
TypeSH
Market value$887.66M
0.93%
Sole
21.24M
Shared
0.00
None
345.40K
ADVANCED MICRO DEVICES INC
DFNDShares8.32M
TypeSH
Market value$855.25M
0.89%
Sole
8.32M
Shared
0.00
None
900.00
EXXON MOBIL CORP
DFNDShares7.08M
TypeSH
Market value$832.83M
0.87%
Sole
6.89M
Shared
0.00
None
192.40K
UBER TECHNOLOGIES INC
DFNDShares17.25M
TypeSH
Market value$793.17M
0.83%
Sole
16.75M
Shared
0.00
None
492.10K
ALPHABET INC
DFNDShares5.65M
TypeSH
Market value$739.67M
0.77%
Sole
5.35M
Shared
0.00
None
303.50K
CHIPOTLE MEXICAN GRILL INC
DFNDShares397.53K
TypeSH
Market value$728.21M
0.76%
Sole
397.43K
Shared
0.00
None
100.00
VISA INC
DFNDShares3M
TypeSH
Market value$690.85M
0.72%
Sole
2.88M
Shared
0.00
None
122.68K
PFIZER INC
DFNDShares19.63M
TypeSH
Market value$651.15M
0.68%
Sole
18.78M
Shared
0.00
None
847.20K
NETFLIX INC
DFNDShares1.71M
TypeSH
Market value$646.74M
0.68%
Sole
1.70M
Shared
0.00
None
16.40K
GOLDMAN SACHS GROUP INC
DFNDShares1.98M
TypeSH
Market value$639.18M
0.67%
Sole
1.96M
Shared
0.00
None
14.10K
AUTOZONE INC
DFNDShares241.05K
TypeSH
Market value$612.27M
0.64%
Sole
241.05K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares3.91M
TypeSH
Market value$609.11M
0.64%
Sole
3.80M
Shared
0.00
None
113.20K
HOME DEPOT INC
DFNDShares2M
TypeSH
Market value$604.66M
0.63%
Sole
1.99M
Shared
0.00
None
14.59K
UNITEDHEALTH GROUP INC
DFNDShares1.17M
TypeSH
Market value$590.98M
0.62%
Sole
1.09M
Shared
0.00
None
79.36K
ROYAL CARIBBEAN GROUP
DFNDShares6.07M
TypeSH
Market value$559.01M
0.58%
Sole
5.98M
Shared
0.00
None
85.77K
T-MOBILE US INC
DFNDShares3.96M
TypeSH
Market value$555.01M
0.58%
Sole
3.95M
Shared
0.00
None
16.80K
PALANTIR TECHNOLOGIES INC
DFNDShares34.40M
TypeSH
Market value$550.48M
0.57%
Sole
34.20M
Shared
0.00
None
204.11K
HORIZON THERAPEUTICS PUB L
DFNDShares4.72M
TypeSH
Market value$545.85M
0.57%
Sole
4.72M
Shared
0.00
None
1.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 8.97M | SH | $2.83B 2.96% | 8.54M | 0.00 | 424.70K |
NVIDIA CORPORATIONDFND | COM | 5.22M | SH | $2.27B 2.37% | 5.05M | 0.00 | 166.30K |
APPLE INCDFND | COM | 12.74M | SH | $2.18B 2.28% | 11.85M | 0.00 | 892.40K |
AMAZON COM INCDFND | COM | 16.59M | SH | $2.11B 2.20% | 16.28M | 0.00 | 311.70K |
META PLATFORMS INCDFND | CL A | 6.78M | SH | $2.04B 2.13% | 6.71M | 0.00 | 70.90K |
BOOKING HOLDINGS INCDFND | COM | 545.04K | SH | $1.68B 1.75% | 540.06K | 0.00 | 4.99K |
TESLA INCDFND | COM | 5.64M | SH | $1.41B 1.47% | 5.42M | 0.00 | 223K |
CITIGROUP INCDFND | COM NEW | 21.58M | SH | $887.66M 0.93% | 21.24M | 0.00 | 345.40K |
ADVANCED MICRO DEVICES INCDFND | COM | 8.32M | SH | $855.25M 0.89% | 8.32M | 0.00 | 900.00 |
EXXON MOBIL CORPDFND | COM | 7.08M | SH | $832.83M 0.87% | 6.89M | 0.00 | 192.40K |
UBER TECHNOLOGIES INCDFND | COM | 17.25M | SH | $793.17M 0.83% | 16.75M | 0.00 | 492.10K |
ALPHABET INCDFND | CAP STK CL A | 5.65M | SH | $739.67M 0.77% | 5.35M | 0.00 | 303.50K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 397.53K | SH | $728.21M 0.76% | 397.43K | 0.00 | 100.00 |
VISA INCDFND | COM CL A | 3M | SH | $690.85M 0.72% | 2.88M | 0.00 | 122.68K |
PFIZER INCDFND | COM | 19.63M | SH | $651.15M 0.68% | 18.78M | 0.00 | 847.20K |
NETFLIX INCDFND | COM | 1.71M | SH | $646.74M 0.68% | 1.70M | 0.00 | 16.40K |
GOLDMAN SACHS GROUP INCDFND | COM | 1.98M | SH | $639.18M 0.67% | 1.96M | 0.00 | 14.10K |
AUTOZONE INCDFND | COM | 241.05K | SH | $612.27M 0.64% | 241.05K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 3.91M | SH | $609.11M 0.64% | 3.80M | 0.00 | 113.20K |
HOME DEPOT INCDFND | COM | 2M | SH | $604.66M 0.63% | 1.99M | 0.00 | 14.59K |
UNITEDHEALTH GROUP INCDFND | COM | 1.17M | SH | $590.98M 0.62% | 1.09M | 0.00 | 79.36K |
ROYAL CARIBBEAN GROUPDFND | COM | 6.07M | SH | $559.01M 0.58% | 5.98M | 0.00 | 85.77K |
T-MOBILE US INCDFND | COM | 3.96M | SH | $555.01M 0.58% | 3.95M | 0.00 | 16.80K |
PALANTIR TECHNOLOGIES INCDFND | CL A | 34.40M | SH | $550.48M 0.57% | 34.20M | 0.00 | 204.11K |
HORIZON THERAPEUTICS PUB LDFND | SHS | 4.72M | SH | $545.85M 0.57% | 4.72M | 0.00 | 1.19K |
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