Filed: 8/14/2023ACC: 0001104659-23-091306
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3149 equity positions with a total reported market value of $97.90B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3149
Positions
$97.90B
Total AUM (reported)
6.05B
Total Shares
Allocation by class
COM$68.62B70.1%
CL A$7.65B7.8%
NOTE$4.81B4.9%
COM NEW$2.73B2.8%
COM CL A$2.42B2.5%
SHS$1.59B1.6%
SPONSORED ADS$1.28B1.3%
Portfolio Concentration
Top 3$7.74B7.9%
4–10$9.69B9.9%
11–25$9.88B10.1%
Rest$70.58B72.1%
Top 3 weight
7.9%
Top 10 weight
17.8%
Voting Authority Distribution
Total shares with voting rights: 6.05B
Sole
Full voting authority
6.01B
shares
% of voting shares99.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
30.73M
shares
% of voting shares0.5%
Investment Discretion (by position count)
Sole0
Shared0
Other3149
Dominant voting typeSole · 99.5% of voting shares
Institutional Holdings3149
Rows:
NVIDIA CORPORATION
DFNDShares6.39M
TypeSH
Market value$2.70B
2.76%
Sole
6.23M
Shared
0.00
None
164.82K
MICROSOFT CORP
DFNDShares7.83M
TypeSH
Market value$2.67B
2.73%
Sole
7.46M
Shared
0.00
None
378.10K
APPLE INC
DFNDShares12.22M
TypeSH
Market value$2.37B
2.42%
Sole
11.38M
Shared
0.00
None
843.20K
TESLA INC
DFNDShares7.47M
TypeSH
Market value$1.95B
2.00%
Sole
7.24M
Shared
0.00
None
226.70K
META PLATFORMS INC
DFNDShares6.59M
TypeSH
Market value$1.89B
1.93%
Sole
6.55M
Shared
0.00
None
43.50K
AMAZON COM INC
DFNDShares12.64M
TypeSH
Market value$1.65B
1.68%
Sole
12.34M
Shared
0.00
None
306.90K
BOOKING HOLDINGS INC
DFNDShares498.57K
TypeSH
Market value$1.35B
1.38%
Sole
493.37K
Shared
0.00
None
5.20K
WALMART INC
DFNDShares6.64M
TypeSH
Market value$1.04B
1.07%
Sole
6.45M
Shared
0.00
None
191.60K
CHIPOTLE MEXICAN GRILL INC
DFNDShares427.86K
TypeSH
Market value$915.18M
0.93%
Sole
427.65K
Shared
0.00
None
200.00
NETFLIX INC
DFNDShares2.03M
TypeSH
Market value$892.63M
0.91%
Sole
2.01M
Shared
0.00
None
20K
T-MOBILE US INC
DFNDShares5.82M
TypeSH
Market value$808.42M
0.83%
Sole
5.82M
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares28.12M
TypeSH
Market value$806.63M
0.82%
Sole
27.99M
Shared
0.00
None
127.40K
EXXON MOBIL CORP
DFNDShares7.43M
TypeSH
Market value$797.02M
0.81%
Sole
7.30M
Shared
0.00
None
134.39K
UBER TECHNOLOGIES INC
DFNDShares18.15M
TypeSH
Market value$783.56M
0.80%
Sole
17.90M
Shared
0.00
None
249.66K
PALO ALTO NETWORKS INC
DFNDShares2.99M
TypeSH
Market value$765.22M
0.78%
Sole
2.99M
Shared
0.00
None
9K
CHEVRON CORP NEW
DFNDShares4.56M
TypeSH
Market value$717.37M
0.73%
Sole
4.46M
Shared
0.00
None
96K
VISA INC
DFNDShares2.71M
TypeSH
Market value$643.55M
0.66%
Sole
2.60M
Shared
0.00
None
108.60K
PAYPAL HLDGS INC
DFNDShares9.07M
TypeSH
Market value$605.17M
0.62%
Sole
8.76M
Shared
0.00
None
307.70K
CITIGROUP INC
DFNDShares13.14M
TypeSH
Market value$605.12M
0.62%
Sole
12.98M
Shared
0.00
None
162.20K
ALPHABET INC
DFNDShares5.05M
TypeSH
Market value$604.34M
0.62%
Sole
4.74M
Shared
0.00
None
304.50K
GOLDMAN SACHS GROUP INC
DFNDShares1.77M
TypeSH
Market value$571.61M
0.58%
Sole
1.76M
Shared
0.00
None
7.50K
ADVANCED MICRO DEVICES INC
DFNDShares4.91M
TypeSH
Market value$559.86M
0.57%
Sole
4.91M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares1.14M
TypeSH
Market value$550.09M
0.56%
Sole
1.07M
Shared
0.00
None
78.40K
PALANTIR TECHNOLOGIES INC
DFNDShares35.58M
TypeSH
Market value$545.45M
0.56%
Sole
35.23M
Shared
0.00
None
347.50K
ROYAL CARIBBEAN GROUP
DFNDShares4.96M
TypeSH
Market value$514.93M
0.53%
Sole
4.95M
Shared
0.00
None
15.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 6.39M | SH | $2.70B 2.76% | 6.23M | 0.00 | 164.82K |
MICROSOFT CORPDFND | COM | 7.83M | SH | $2.67B 2.73% | 7.46M | 0.00 | 378.10K |
APPLE INCDFND | COM | 12.22M | SH | $2.37B 2.42% | 11.38M | 0.00 | 843.20K |
TESLA INCDFND | COM | 7.47M | SH | $1.95B 2.00% | 7.24M | 0.00 | 226.70K |
META PLATFORMS INCDFND | CL A | 6.59M | SH | $1.89B 1.93% | 6.55M | 0.00 | 43.50K |
AMAZON COM INCDFND | COM | 12.64M | SH | $1.65B 1.68% | 12.34M | 0.00 | 306.90K |
BOOKING HOLDINGS INCDFND | COM | 498.57K | SH | $1.35B 1.38% | 493.37K | 0.00 | 5.20K |
WALMART INCDFND | COM | 6.64M | SH | $1.04B 1.07% | 6.45M | 0.00 | 191.60K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 427.86K | SH | $915.18M 0.93% | 427.65K | 0.00 | 200.00 |
NETFLIX INCDFND | COM | 2.03M | SH | $892.63M 0.91% | 2.01M | 0.00 | 20K |
T-MOBILE US INCDFND | COM | 5.82M | SH | $808.42M 0.83% | 5.82M | 0.00 | 0.00 |
BANK AMERICA CORPDFND | COM | 28.12M | SH | $806.63M 0.82% | 27.99M | 0.00 | 127.40K |
EXXON MOBIL CORPDFND | COM | 7.43M | SH | $797.02M 0.81% | 7.30M | 0.00 | 134.39K |
UBER TECHNOLOGIES INCDFND | COM | 18.15M | SH | $783.56M 0.80% | 17.90M | 0.00 | 249.66K |
PALO ALTO NETWORKS INCDFND | COM | 2.99M | SH | $765.22M 0.78% | 2.99M | 0.00 | 9K |
CHEVRON CORP NEWDFND | COM | 4.56M | SH | $717.37M 0.73% | 4.46M | 0.00 | 96K |
VISA INCDFND | COM CL A | 2.71M | SH | $643.55M 0.66% | 2.60M | 0.00 | 108.60K |
PAYPAL HLDGS INCDFND | COM | 9.07M | SH | $605.17M 0.62% | 8.76M | 0.00 | 307.70K |
CITIGROUP INCDFND | COM NEW | 13.14M | SH | $605.12M 0.62% | 12.98M | 0.00 | 162.20K |
ALPHABET INCDFND | CAP STK CL A | 5.05M | SH | $604.34M 0.62% | 4.74M | 0.00 | 304.50K |
GOLDMAN SACHS GROUP INCDFND | COM | 1.77M | SH | $571.61M 0.58% | 1.76M | 0.00 | 7.50K |
ADVANCED MICRO DEVICES INCDFND | COM | 4.91M | SH | $559.86M 0.57% | 4.91M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 1.14M | SH | $550.09M 0.56% | 1.07M | 0.00 | 78.40K |
PALANTIR TECHNOLOGIES INCDFND | CL A | 35.58M | SH | $545.45M 0.56% | 35.23M | 0.00 | 347.50K |
ROYAL CARIBBEAN GROUPDFND | COM | 4.96M | SH | $514.93M 0.53% | 4.95M | 0.00 | 15.30K |
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