Filed: 5/15/2023ACC: 0001104659-23-060730
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3354 equity positions with a total reported market value of $93.41B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3354
Positions
$93.41B
Total AUM (reported)
7.12B
Total Shares
Allocation by class
COM$62.65B67.1%
CL A$6.22B6.7%
NOTE$5.69B6.1%
COM CL A$3.22B3.4%
COM NEW$2.32B2.5%
SPONSORED ADS$1.31B1.4%
SHS$1.26B1.3%
Portfolio Concentration
Top 3$6.01B6.4%
4–10$7.78B8.3%
11–25$9.15B9.8%
Rest$70.47B75.4%
Top 3 weight
6.4%
Top 10 weight
14.8%
Voting Authority Distribution
Total shares with voting rights: 7.12B
Sole
Full voting authority
7.08B
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
31.74M
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole0
Shared0
Other3354
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings3354
Rows:
APPLE INC
DFNDShares15.46M
TypeSH
Market value$2.55B
2.73%
Sole
14.57M
Shared
0.00
None
883.10K
TESLA INC
DFNDShares8.88M
TypeSH
Market value$1.84B
1.97%
Sole
8.64M
Shared
0.00
None
238.78K
MICROSOFT CORP
DFNDShares5.63M
TypeSH
Market value$1.62B
1.74%
Sole
5.22M
Shared
0.00
None
401.70K
AMAZON COM INC
DFNDShares15.36M
TypeSH
Market value$1.59B
1.70%
Sole
15.04M
Shared
0.00
None
319.72K
BOOKING HOLDINGS INC
DFNDShares455.23K
TypeSH
Market value$1.21B
1.29%
Sole
451.33K
Shared
0.00
None
3.90K
INVESCO QQQ TR
DFNDShares3.39M
TypeSH
Market value$1.09B
1.17%
Sole
3.39M
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares3.91M
TypeSH
Market value$1.09B
1.16%
Sole
3.84M
Shared
0.00
None
70.50K
VISA INC
DFNDShares4.80M
TypeSH
Market value$1.08B
1.16%
Sole
4.66M
Shared
0.00
None
135.70K
WALMART INC
DFNDShares5.88M
TypeSH
Market value$866.84M
0.93%
Sole
5.75M
Shared
0.00
None
127K
META PLATFORMS INC
DFNDShares4.05M
TypeSH
Market value$858.40M
0.92%
Sole
4.01M
Shared
0.00
None
41.30K
EXXON MOBIL CORP
DFNDShares7.20M
TypeSH
Market value$789.76M
0.85%
Sole
7.05M
Shared
0.00
None
151.30K
JOHNSON & JOHNSON
DFNDShares4.88M
TypeSH
Market value$755.77M
0.81%
Sole
4.65M
Shared
0.00
None
227.63K
PAYPAL HLDGS INC
DFNDShares9.44M
TypeSH
Market value$716.93M
0.77%
Sole
9.15M
Shared
0.00
None
288.26K
CHIPOTLE MEXICAN GRILL INC
DFNDShares414.45K
TypeSH
Market value$708.01M
0.76%
Sole
414.45K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares3.50M
TypeSH
Market value$699.42M
0.75%
Sole
3.50M
Shared
0.00
None
2K
SCHWAB CHARLES CORP
DFNDShares12.69M
TypeSH
Market value$664.54M
0.71%
Sole
12.38M
Shared
0.00
None
304.90K
CITIGROUP INC
DFNDShares12.65M
TypeSH
Market value$593.34M
0.64%
Sole
12.51M
Shared
0.00
None
145.40K
CHEVRON CORP NEW
DFNDShares3.61M
TypeSH
Market value$589.19M
0.63%
Sole
3.48M
Shared
0.00
None
127.16K
INTEL CORP
DFNDShares17.11M
TypeSH
Market value$559.06M
0.60%
Sole
16.60M
Shared
0.00
None
512.10K
ADVANCED MICRO DEVICES INC
DFNDShares5.53M
TypeSH
Market value$541.61M
0.58%
Sole
5.53M
Shared
0.00
None
0.00
NETFLIX INC
DFNDShares1.53M
TypeSH
Market value$528.47M
0.57%
Sole
1.52M
Shared
0.00
None
12.20K
FIRST SOLAR INC
DFNDShares2.41M
TypeSH
Market value$524.49M
0.56%
Sole
2.40M
Shared
0.00
None
9.06K
PROCTER AND GAMBLE CO
DFNDShares3.40M
TypeSH
Market value$505.22M
0.54%
Sole
3.26M
Shared
0.00
None
140.98K
ALIBABA GROUP HLDG LTD
DFNDShares4.91M
TypeSH
Market value$501.96M
0.54%
Sole
4.91M
Shared
0.00
None
1.70K
QUALCOMM INC
DFNDShares3.67M
TypeSH
Market value$467.78M
0.50%
Sole
3.58M
Shared
0.00
None
87.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 15.46M | SH | $2.55B 2.73% | 14.57M | 0.00 | 883.10K |
TESLA INCDFND | COM | 8.88M | SH | $1.84B 1.97% | 8.64M | 0.00 | 238.78K |
MICROSOFT CORPDFND | COM | 5.63M | SH | $1.62B 1.74% | 5.22M | 0.00 | 401.70K |
AMAZON COM INCDFND | COM | 15.36M | SH | $1.59B 1.70% | 15.04M | 0.00 | 319.72K |
BOOKING HOLDINGS INCDFND | COM | 455.23K | SH | $1.21B 1.29% | 451.33K | 0.00 | 3.90K |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.39M | SH | $1.09B 1.17% | 3.39M | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 3.91M | SH | $1.09B 1.16% | 3.84M | 0.00 | 70.50K |
VISA INCDFND | COM CL A | 4.80M | SH | $1.08B 1.16% | 4.66M | 0.00 | 135.70K |
WALMART INCDFND | COM | 5.88M | SH | $866.84M 0.93% | 5.75M | 0.00 | 127K |
META PLATFORMS INCDFND | CL A | 4.05M | SH | $858.40M 0.92% | 4.01M | 0.00 | 41.30K |
EXXON MOBIL CORPDFND | COM | 7.20M | SH | $789.76M 0.85% | 7.05M | 0.00 | 151.30K |
JOHNSON & JOHNSONDFND | COM | 4.88M | SH | $755.77M 0.81% | 4.65M | 0.00 | 227.63K |
PAYPAL HLDGS INCDFND | COM | 9.44M | SH | $716.93M 0.77% | 9.15M | 0.00 | 288.26K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 414.45K | SH | $708.01M 0.76% | 414.45K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 3.50M | SH | $699.42M 0.75% | 3.50M | 0.00 | 2K |
SCHWAB CHARLES CORPDFND | COM | 12.69M | SH | $664.54M 0.71% | 12.38M | 0.00 | 304.90K |
CITIGROUP INCDFND | COM NEW | 12.65M | SH | $593.34M 0.64% | 12.51M | 0.00 | 145.40K |
CHEVRON CORP NEWDFND | COM | 3.61M | SH | $589.19M 0.63% | 3.48M | 0.00 | 127.16K |
INTEL CORPDFND | COM | 17.11M | SH | $559.06M 0.60% | 16.60M | 0.00 | 512.10K |
ADVANCED MICRO DEVICES INCDFND | COM | 5.53M | SH | $541.61M 0.58% | 5.53M | 0.00 | 0.00 |
NETFLIX INCDFND | COM | 1.53M | SH | $528.47M 0.57% | 1.52M | 0.00 | 12.20K |
FIRST SOLAR INCDFND | COM | 2.41M | SH | $524.49M 0.56% | 2.40M | 0.00 | 9.06K |
PROCTER AND GAMBLE CODFND | COM | 3.40M | SH | $505.22M 0.54% | 3.26M | 0.00 | 140.98K |
ALIBABA GROUP HLDG LTDDFND | SPONSORED ADS | 4.91M | SH | $501.96M 0.54% | 4.91M | 0.00 | 1.70K |
QUALCOMM INCDFND | COM | 3.67M | SH | $467.78M 0.50% | 3.58M | 0.00 | 87.30K |
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