Filed: 2/14/2023ACC: 0001104659-23-021555
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3668 equity positions with a total reported market value of $90.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3668
Positions
$90.48B
Total AUM (reported)
7.76B
Total Shares
Allocation by class
COM$59.39B65.6%
CL A$5.89B6.5%
NOTE$5.63B6.2%
COM NEW$2.76B3.1%
COM CL A$2.41B2.7%
SPONSORED ADS$1.57B1.7%
SHS$1.16B1.3%
Portfolio Concentration
Top 3$5.02B5.5%
4–10$5.81B6.4%
11–25$8.82B9.7%
Rest$70.83B78.3%
Top 3 weight
5.5%
Top 10 weight
12.0%
Voting Authority Distribution
Total shares with voting rights: 7.76B
Sole
Full voting authority
7.73B
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
29.79M
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole0
Shared0
Other3668
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings3668
Rows:
MICROSOFT CORP
DFNDShares7.69M
TypeSH
Market value$1.85B
2.04%
Sole
7.24M
Shared
0.00
None
453.40K
APPLE INC
DFNDShares13.67M
TypeSH
Market value$1.78B
1.96%
Sole
12.84M
Shared
0.00
None
830.40K
AMAZON COM INC
DFNDShares16.60M
TypeSH
Market value$1.39B
1.54%
Sole
16.26M
Shared
0.00
None
343.81K
TESLA INC
DFNDShares8.56M
TypeSH
Market value$1.05B
1.17%
Sole
8.28M
Shared
0.00
None
282.40K
EXXON MOBIL CORP
DFNDShares9.48M
TypeSH
Market value$1.05B
1.16%
Sole
9.29M
Shared
0.00
None
194.61K
ALPHABET INC
DFNDShares9.14M
TypeSH
Market value$811.17M
0.90%
Sole
8.88M
Shared
0.00
None
257.80K
BANK AMERICA CORP
DFNDShares22.11M
TypeSH
Market value$732.14M
0.81%
Sole
21.48M
Shared
0.00
None
622.50K
META PLATFORMS INC
DFNDShares6.06M
TypeSH
Market value$729.36M
0.81%
Sole
5.98M
Shared
0.00
None
83.60K
VISA INC
DFNDShares3.49M
TypeSH
Market value$725.06M
0.80%
Sole
3.39M
Shared
0.00
None
100.90K
CHIPOTLE MEXICAN GRILL INC
DFNDShares516.05K
TypeSH
Market value$716.02M
0.79%
Sole
516.05K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
DFNDShares10.33M
TypeSH
Market value$650.99M
0.72%
Sole
10.08M
Shared
0.00
None
257.80K
CITIGROUP INC
DFNDShares14.30M
TypeSH
Market value$646.83M
0.71%
Sole
14.26M
Shared
0.00
None
39K
INTEL CORP
DFNDShares24.15M
TypeSH
Market value$638.24M
0.71%
Sole
23.78M
Shared
0.00
None
370.30K
ALPHABET INC
DFNDShares7.13M
TypeSH
Market value$629.39M
0.70%
Sole
6.82M
Shared
0.00
None
311.10K
NVIDIA CORPORATION
DFNDShares4.29M
TypeSH
Market value$627.48M
0.69%
Sole
4.26M
Shared
0.00
None
35.90K
COLGATE PALMOLIVE CO
DFNDShares7.93M
TypeSH
Market value$624.52M
0.69%
Sole
7.70M
Shared
0.00
None
228.90K
JPMORGAN CHASE & CO
DFNDShares4.45M
TypeSH
Market value$596.71M
0.66%
Sole
4.31M
Shared
0.00
None
138.30K
CHEVRON CORP NEW
DFNDShares3.25M
TypeSH
Market value$584.18M
0.65%
Sole
3.19M
Shared
0.00
None
69.30K
ADOBE SYSTEMS INCORPORATED
DFNDShares1.73M
TypeSH
Market value$581.82M
0.64%
Sole
1.67M
Shared
0.00
None
62.30K
SALESFORCE INC
DFNDShares4.36M
TypeSH
Market value$578.00M
0.64%
Sole
4.30M
Shared
0.00
None
59.10K
COSTCO WHSL CORP NEW
DFNDShares1.21M
TypeSH
Market value$552.96M
0.61%
Sole
1.17M
Shared
0.00
None
44.60K
PROCTER AND GAMBLE CO
DFNDShares3.52M
TypeSH
Market value$533.31M
0.59%
Sole
3.38M
Shared
0.00
None
134.20K
QUALCOMM INC
DFNDShares4.82M
TypeSH
Market value$530.03M
0.59%
Sole
4.71M
Shared
0.00
None
115.40K
PAYPAL HLDGS INC
DFNDShares7.33M
TypeSH
Market value$522.18M
0.58%
Sole
7.12M
Shared
0.00
None
215.50K
PFIZER INC
DFNDShares10.17M
TypeSH
Market value$520.89M
0.58%
Sole
9.54M
Shared
0.00
None
624.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 7.69M | SH | $1.85B 2.04% | 7.24M | 0.00 | 453.40K |
APPLE INCDFND | COM | 13.67M | SH | $1.78B 1.96% | 12.84M | 0.00 | 830.40K |
AMAZON COM INCDFND | COM | 16.60M | SH | $1.39B 1.54% | 16.26M | 0.00 | 343.81K |
TESLA INCDFND | COM | 8.56M | SH | $1.05B 1.17% | 8.28M | 0.00 | 282.40K |
EXXON MOBIL CORPDFND | COM | 9.48M | SH | $1.05B 1.16% | 9.29M | 0.00 | 194.61K |
ALPHABET INCDFND | CAP STK CL C | 9.14M | SH | $811.17M 0.90% | 8.88M | 0.00 | 257.80K |
BANK AMERICA CORPDFND | COM | 22.11M | SH | $732.14M 0.81% | 21.48M | 0.00 | 622.50K |
META PLATFORMS INCDFND | CL A | 6.06M | SH | $729.36M 0.81% | 5.98M | 0.00 | 83.60K |
VISA INCDFND | COM CL A | 3.49M | SH | $725.06M 0.80% | 3.39M | 0.00 | 100.90K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 516.05K | SH | $716.02M 0.79% | 516.05K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPDFND | COM | 10.33M | SH | $650.99M 0.72% | 10.08M | 0.00 | 257.80K |
CITIGROUP INCDFND | COM NEW | 14.30M | SH | $646.83M 0.71% | 14.26M | 0.00 | 39K |
INTEL CORPDFND | COM | 24.15M | SH | $638.24M 0.71% | 23.78M | 0.00 | 370.30K |
ALPHABET INCDFND | CAP STK CL A | 7.13M | SH | $629.39M 0.70% | 6.82M | 0.00 | 311.10K |
NVIDIA CORPORATIONDFND | COM | 4.29M | SH | $627.48M 0.69% | 4.26M | 0.00 | 35.90K |
COLGATE PALMOLIVE CODFND | COM | 7.93M | SH | $624.52M 0.69% | 7.70M | 0.00 | 228.90K |
JPMORGAN CHASE & CODFND | COM | 4.45M | SH | $596.71M 0.66% | 4.31M | 0.00 | 138.30K |
CHEVRON CORP NEWDFND | COM | 3.25M | SH | $584.18M 0.65% | 3.19M | 0.00 | 69.30K |
ADOBE SYSTEMS INCORPORATEDDFND | COM | 1.73M | SH | $581.82M 0.64% | 1.67M | 0.00 | 62.30K |
SALESFORCE INCDFND | COM | 4.36M | SH | $578.00M 0.64% | 4.30M | 0.00 | 59.10K |
COSTCO WHSL CORP NEWDFND | COM | 1.21M | SH | $552.96M 0.61% | 1.17M | 0.00 | 44.60K |
PROCTER AND GAMBLE CODFND | COM | 3.52M | SH | $533.31M 0.59% | 3.38M | 0.00 | 134.20K |
QUALCOMM INCDFND | COM | 4.82M | SH | $530.03M 0.59% | 4.71M | 0.00 | 115.40K |
PAYPAL HLDGS INCDFND | COM | 7.33M | SH | $522.18M 0.58% | 7.12M | 0.00 | 215.50K |
PFIZER INCDFND | COM | 10.17M | SH | $520.89M 0.58% | 9.54M | 0.00 | 624.20K |
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