Filed: 11/14/2022ACC: 0001104659-22-118505
📋 What this filing means
D. E. SHAW & CO., INC. filed this quarterly 13F‑HR report disclosing 3940 equity positions with a total reported market value of $83.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3940
Positions
$83.73M
Total AUM (reported)
8.16B
Total Shares
Allocation by class
COM$52.28M62.4%
NOTE$6.25M7.5%
CL A$5.74M6.9%
COM CL A$3.10M3.7%
COM NEW$2.64M3.2%
SPONSORED ADS$1.17M1.4%
CAP STK CL C$1.07M1.3%
Portfolio Concentration
Top 3$4.76M5.7%
4–10$5.82M6.9%
11–25$8.02M9.6%
Rest$65.13M77.8%
Top 3 weight
5.7%
Top 10 weight
12.6%
Voting Authority Distribution
Total shares with voting rights: 8.16B
Sole
Full voting authority
8.13B
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
28.31M
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole0
Shared0
Other3940
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings3940
Rows:
AMAZON COM INC
DFNDShares17.99M
TypeSH
Market value$2.03M
2.43%
Sole
17.64M
Shared
0.00
None
354.90K
APPLE INC
DFNDShares10.90M
TypeSH
Market value$1.51M
1.80%
Sole
10.09M
Shared
0.00
None
804.30K
MICROSOFT CORP
DFNDShares5.26M
TypeSH
Market value$1.22M
1.46%
Sole
4.84M
Shared
0.00
None
417.20K
ALPHABET INC
DFNDShares11.13M
TypeSH
Market value$1.07M
1.28%
Sole
10.80M
Shared
0.00
None
326K
META PLATFORMS INC
DFNDShares6.92M
TypeSH
Market value$938.2K
1.12%
Sole
6.85M
Shared
0.00
None
64K
TESLA INC
DFNDShares3.27M
TypeSH
Market value$866.3K
1.03%
Sole
3.07M
Shared
0.00
None
196.20K
BERKSHIRE HATHAWAY INC DEL
DFNDShares2.95M
TypeSH
Market value$787.9K
0.94%
Sole
2.90M
Shared
0.00
None
51.33K
VISA INC
DFNDShares4.14M
TypeSH
Market value$736.0K
0.88%
Sole
4.08M
Shared
0.00
None
65.30K
ALPHABET INC
DFNDShares7.53M
TypeSH
Market value$720.3K
0.86%
Sole
7.21M
Shared
0.00
None
318.30K
COSTCO WHSL CORP NEW
DFNDShares1.48M
TypeSH
Market value$698.8K
0.83%
Sole
1.44M
Shared
0.00
None
41.82K
PROCTER AND GAMBLE CO
DFNDShares5.06M
TypeSH
Market value$638.3K
0.76%
Sole
4.84M
Shared
0.00
None
215.70K
EXXON MOBIL CORP
DFNDShares7.12M
TypeSH
Market value$621.7K
0.74%
Sole
6.92M
Shared
0.00
None
203.02K
CHIPOTLE MEXICAN GRILL INC
DFNDShares408.25K
TypeSH
Market value$613.5K
0.73%
Sole
408.25K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares4.95M
TypeSH
Market value$600.9K
0.72%
Sole
4.88M
Shared
0.00
None
72.20K
JPMORGAN CHASE & CO
DFNDShares5.37M
TypeSH
Market value$561.5K
0.67%
Sole
5.10M
Shared
0.00
None
271.80K
MERCADOLIBRE INC
DFNDShares665.76K
TypeSH
Market value$551.1K
0.66%
Sole
665.76K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
DFNDShares6.37M
TypeSH
Market value$548.6K
0.66%
Sole
6.12M
Shared
0.00
None
254.70K
CITIGROUP INC
DFNDShares12.99M
TypeSH
Market value$541.4K
0.65%
Sole
12.95M
Shared
0.00
None
38.60K
ISHARES TR
DFNDShares5.18M
TypeSH
Market value$530.8K
0.63%
Sole
5.18M
Shared
0.00
None
0.00
SALESFORCE INC
DFNDShares3.57M
TypeSH
Market value$513.0K
0.61%
Sole
3.51M
Shared
0.00
None
56.70K
COLGATE PALMOLIVE CO
DFNDShares7.25M
TypeSH
Market value$509.1K
0.61%
Sole
7.02M
Shared
0.00
None
225.05K
CHEVRON CORP NEW
DFNDShares3.17M
TypeSH
Market value$455.8K
0.54%
Sole
3.12M
Shared
0.00
None
53.43K
JOHNSON & JOHNSON
DFNDShares2.76M
TypeSH
Market value$450.8K
0.54%
Sole
2.53M
Shared
0.00
None
233K
BK OF AMERICA CORP
DFNDShares14.67M
TypeSH
Market value$443.1K
0.53%
Sole
14.23M
Shared
0.00
None
441.70K
ADOBE SYSTEMS INCORPORATED
DFNDShares1.61M
TypeSH
Market value$442.7K
0.53%
Sole
1.55M
Shared
0.00
None
59.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCDFND | COM | 17.99M | SH | $2.03M 2.43% | 17.64M | 0.00 | 354.90K |
APPLE INCDFND | COM | 10.90M | SH | $1.51M 1.80% | 10.09M | 0.00 | 804.30K |
MICROSOFT CORPDFND | COM | 5.26M | SH | $1.22M 1.46% | 4.84M | 0.00 | 417.20K |
ALPHABET INCDFND | CAP STK CL C | 11.13M | SH | $1.07M 1.28% | 10.80M | 0.00 | 326K |
META PLATFORMS INCDFND | CL A | 6.92M | SH | $938.2K 1.12% | 6.85M | 0.00 | 64K |
TESLA INCDFND | COM | 3.27M | SH | $866.3K 1.03% | 3.07M | 0.00 | 196.20K |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 2.95M | SH | $787.9K 0.94% | 2.90M | 0.00 | 51.33K |
VISA INCDFND | COM CL A | 4.14M | SH | $736.0K 0.88% | 4.08M | 0.00 | 65.30K |
ALPHABET INCDFND | CAP STK CL A | 7.53M | SH | $720.3K 0.86% | 7.21M | 0.00 | 318.30K |
COSTCO WHSL CORP NEWDFND | COM | 1.48M | SH | $698.8K 0.83% | 1.44M | 0.00 | 41.82K |
PROCTER AND GAMBLE CODFND | COM | 5.06M | SH | $638.3K 0.76% | 4.84M | 0.00 | 215.70K |
EXXON MOBIL CORPDFND | COM | 7.12M | SH | $621.7K 0.74% | 6.92M | 0.00 | 203.02K |
CHIPOTLE MEXICAN GRILL INCDFND | COM | 408.25K | SH | $613.5K 0.73% | 408.25K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 4.95M | SH | $600.9K 0.72% | 4.88M | 0.00 | 72.20K |
JPMORGAN CHASE & CODFND | COM | 5.37M | SH | $561.5K 0.67% | 5.10M | 0.00 | 271.80K |
MERCADOLIBRE INCDFND | COM | 665.76K | SH | $551.1K 0.66% | 665.76K | 0.00 | 0.00 |
PAYPAL HLDGS INCDFND | COM | 6.37M | SH | $548.6K 0.66% | 6.12M | 0.00 | 254.70K |
CITIGROUP INCDFND | COM NEW | 12.99M | SH | $541.4K 0.65% | 12.95M | 0.00 | 38.60K |
ISHARES TRDFND | IBOXX INV CP ETF | 5.18M | SH | $530.8K 0.63% | 5.18M | 0.00 | 0.00 |
SALESFORCE INCDFND | COM | 3.57M | SH | $513.0K 0.61% | 3.51M | 0.00 | 56.70K |
COLGATE PALMOLIVE CODFND | COM | 7.25M | SH | $509.1K 0.61% | 7.02M | 0.00 | 225.05K |
CHEVRON CORP NEWDFND | COM | 3.17M | SH | $455.8K 0.54% | 3.12M | 0.00 | 53.43K |
JOHNSON & JOHNSONDFND | COM | 2.76M | SH | $450.8K 0.54% | 2.53M | 0.00 | 233K |
BK OF AMERICA CORPDFND | COM | 14.67M | SH | $443.1K 0.53% | 14.23M | 0.00 | 441.70K |
ADOBE SYSTEMS INCORPORATEDDFND | COM | 1.61M | SH | $442.7K 0.53% | 1.55M | 0.00 | 59.11K |
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