NEW YORK, NY
Total Insiders
11
Active leadership & owners
Board Directors
3
Governing body
Corporate Officers
8
Executive management
10%+ Owners
0
Major shareholders
Active Insiders
11
Currently serving
Former Insiders
0
Past roles
| Name & Role | Position | Tenure | Holdings |
|---|---|---|---|
MILLER JULIE C Director | — | Since May 2020 | — |
SIMMS SHELLEY Y. Director | — | Since Sep 2023 | — |
WOLFORD JAMES R. Director | — | Since Aug 2017 | — |
ANDREWS DON Officer | Chief Compliance Officer | Since Dec 2019 | — |
CARBONE PETER MICHAEL Officer | Chief Compliance Officer | Since Sep 2021 | — |
CEPLER MITCHELL Officer | Vice Pres./Asst. Treasurer | Since Dec 2019 | — |
GALVIN THOMAS ARTHUR Officer | President & CEO | Since Oct 2021 | — |
LEVY ROCHELLE Officer | Chief Compliance Officer (1) | Since Sep 2022 | — |
LUKAJ MICHAEL S OfficerOther | Vice-President | Since Mar 2018 | — |
METZGER ANDREW Officer | Treasurer | Since Apr 2021 | — |