CITIZENS FINANCIAL GROUP INC/RI

PublicCIK: 759944

CFGNYSECFG-PENYSECFG-PINYSE+1 more

Location

PROVIDENCE, RI

837

Positions

$7.19B

Total AUM (reported)

54.44M

Total Shares

Allocation by class

COM$3.08B42.8%

S&P 500 ETF SHS$458.34M6.4%

CORE S&P500 ETF$292.83M4.1%

CL A$279.48M3.9%

CORE MSCI EAFE$207.14M2.9%

CORE S&P MCP ETF$206.44M2.9%

CAP STK CL A$196.28M2.7%

Portfolio Concentration

Top 3$1.11B15.4%

4–10$1.40B19.5%

11–25$1.34B18.7%

Rest$3.34B46.4%

Top 3 weight

15.4%

Top 10 weight

34.9%

Voting Authority Distribution

Total shares with voting rights: 63.15M

Sole

Full voting authority

8.71M

% of voting shares13.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

54.44M

% of voting shares86.2%

Investment Discretion (by position count)

Sole0

Shared0

Other837

Dominant voting typeNone · 86.2% of voting shares

Institutional Holdings837

Rows:

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares767.03K

TypeSH

Market value$458.34M

6.38%

Sole

93.41K

Shared

0.00

None

767.03K

APPLE INC

DFND

COM

Shares1.39M

TypeSH

Market value$353.85M

4.92%

Sole

273.80K

Shared

0.00

None

1.39M

ISHARES TR

DFND

CORE S&P500 ETF

Shares448.29K

TypeSH

Market value$292.83M

4.07%

Sole

36.88K

Shared

0.00

None

448.29K

NVIDIA CORP

DFND

COM

Shares1.65M

TypeSH

Market value$287.02M

3.99%

Sole

321.02K

Shared

0.00

None

1.65M

MICROSOFT CORP

DFND

COM

Shares589.63K

TypeSH

Market value$218.26M

3.04%

Sole

148.85K

Shared

0.00

None

589.63K

ISHARES TR

DFND

CORE MSCI EAFE

Shares2.29M

TypeSH

Market value$207.14M

2.88%

Sole

471.56K

Shared

0.00

None

2.29M

ISHARES TR

DFND

CORE S&P MCP ETF

Shares3.06M

TypeSH

Market value$206.44M

2.87%

Sole

1.10M

Shared

0.00

None

3.06M

ALPHABET INC

DFND

CAP STK CL A

Shares682.56K

TypeSH

Market value$196.28M

2.73%

Sole

133.86K

Shared

0.00

None

682.56K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares224.82K

TypeSH

Market value$146.21M

2.03%

Sole

78.53K

Shared

0.00

None

224.82K

AMAZON COM INC

DFND

COM

Shares669.31K

TypeSH

Market value$139.40M

1.94%

Sole

142.84K

Shared

0.00

None

669.31K

VANGUARD TAX MANAGED INTL FD

DFND

FTSE DEV MKT ETF

Shares2.02M

TypeSH

Market value$129.26M

1.80%

Sole

6.40K

Shared

0.00

None

2.02M

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares633.31K

TypeSH

Market value$124.26M

1.73%

Sole

59.98K

Shared

0.00

None

633.31K

ISHARES INC

DFND

CORE MSCI EMKT

Shares1.66M

TypeSH

Market value$116.01M

1.61%

Sole

355.46K

Shared

0.00

None

1.66M

PROCTER & GAMBLE CO

DFND

COM

Shares717.33K

TypeSH

Market value$103.61M

1.44%

Sole

448.91K

Shared

0.00

None

717.33K

JPMORGAN CHASE & CO

DFND

COM

Shares351.14K

TypeSH

Market value$103.29M

1.44%

Sole

48.82K

Shared

0.00

None

351.14K

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares378.37K

TypeSH

Market value$93.84M

1.31%

Sole

20.66K

Shared

0.00

None

378.37K

BROADCOM INC

DFND

COM

Shares301.82K

TypeSH

Market value$93.42M

1.30%

Sole

69.21K

Shared

0.00

None

301.82K

MASTERCARD INC

DFND

CL A

Shares183.76K

TypeSH

Market value$91.82M

1.28%

Sole

2.23K

Shared

0.00

None

183.76K

FACEBOOK INC

DFND

CL A

Shares155.88K

TypeSH

Market value$89.19M

1.24%

Sole

40.80K

Shared

0.00

None

155.88K

ALPHABET INC

DFND

CAP STK CL C

Shares249.45K

TypeSH

Market value$71.56M

1.00%

Sole

48.10K

Shared

0.00

None

249.45K

ISHARES TR

DFND

CORE US GRW ETF

Shares449.56K

TypeSH

Market value$69.73M

0.97%

Sole

0.00

Shared

0.00

None

449.56K

LILLY ELI & CO

DFND

COM

Shares74.98K

TypeSH

Market value$68.96M

0.96%

Sole

21.43K

Shared

0.00

None

74.98K

BANK AMER CORP

DFND

COM

Shares1.35M

TypeSH

Market value$65.61M

0.91%

Sole

157.33K

Shared

0.00

None

1.35M

INVESCO QQQ TR

DFND

UNIT SER 1

Shares108.94K

TypeSH

Market value$62.88M

0.88%

Sole

3.05K

Shared

0.00

None

108.94K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares207.49K

TypeSH

Market value$59.59M

0.83%

Sole

3.32K

Shared

0.00

None

207.49K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	767.03K	SH	$458.34M 6.38%	93.41K	767.03K
APPLE INCDFND	COM	1.39M	SH	$353.85M 4.92%	273.80K	1.39M
ISHARES TRDFND	CORE S&P500 ETF	448.29K	SH	$292.83M 4.07%	36.88K	448.29K
NVIDIA CORPDFND	COM	1.65M	SH	$287.02M 3.99%	321.02K	1.65M
MICROSOFT CORPDFND	COM	589.63K	SH	$218.26M 3.04%	148.85K	589.63K
ISHARES TRDFND	CORE MSCI EAFE	2.29M	SH	$207.14M 2.88%	471.56K	2.29M
ISHARES TRDFND	CORE S&P MCP ETF	3.06M	SH	$206.44M 2.87%	1.10M	3.06M
ALPHABET INCDFND	CAP STK CL A	682.56K	SH	$196.28M 2.73%	133.86K	682.56K
SPDR S&P 500 ETF TRDFND	TR UNIT	224.82K	SH	$146.21M 2.03%	78.53K	224.82K
AMAZON COM INCDFND	COM	669.31K	SH	$139.40M 1.94%	142.84K	669.31K
VANGUARD TAX MANAGED INTL FDDFND	FTSE DEV MKT ETF	2.02M	SH	$129.26M 1.80%	6.40K	2.02M
VANGUARD INDEX FDSDFND	VALUE ETF	633.31K	SH	$124.26M 1.73%	59.98K	633.31K
ISHARES INCDFND	CORE MSCI EMKT	1.66M	SH	$116.01M 1.61%	355.46K	1.66M
PROCTER & GAMBLE CODFND	COM	717.33K	SH	$103.61M 1.44%	448.91K	717.33K
JPMORGAN CHASE & CODFND	COM	351.14K	SH	$103.29M 1.44%	48.82K	351.14K
ISHARES TRDFND	RUSSELL 2000 ETF	378.37K	SH	$93.84M 1.31%	20.66K	378.37K
BROADCOM INCDFND	COM	301.82K	SH	$93.42M 1.30%	69.21K	301.82K
MASTERCARD INCDFND	CL A	183.76K	SH	$91.82M 1.28%	2.23K	183.76K
FACEBOOK INCDFND	CL A	155.88K	SH	$89.19M 1.24%	40.80K	155.88K
ALPHABET INCDFND	CAP STK CL C	249.45K	SH	$71.56M 1.00%	48.10K	249.45K
ISHARES TRDFND	CORE US GRW ETF	449.56K	SH	$69.73M 0.97%	0.00	449.56K
LILLY ELI & CODFND	COM	74.98K	SH	$68.96M 0.96%	21.43K	74.98K
BANK AMER CORPDFND	COM	1.35M	SH	$65.61M 0.91%	157.33K	1.35M
INVESCO QQQ TRDFND	UNIT SER 1	108.94K	SH	$62.88M 0.88%	3.05K	108.94K
VANGUARD INDEX FDSDFND	MID CAP ETF	207.49K	SH	$59.59M 0.83%	3.32K	207.49K

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