CITIZENS FINANCIAL GROUP INC/RI

PublicCIK: 759944

CFGNYSECFG-PENYSECFG-PINYSE+1 more

Location

PROVIDENCE, RI

1047

Positions

$8.30B

Total AUM (reported)

59.26M

Total Shares

Allocation by class

COM$3.46B41.7%

S&P 500 ETF SHS$522.58M6.3%

CORE S&P500 ETF$332.03M4.0%

CL A$308.06M3.7%

CAP STK CL A$257.43M3.1%

CORE S&P MCP ETF$237.22M2.9%

CORE MSCI EAFE$221.76M2.7%

Portfolio Concentration

Top 3$1.25B15.0%

4–10$1.61B19.4%

11–25$1.56B18.7%

Rest$3.88B46.8%

Top 3 weight

15.0%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 67.49M

Sole

Full voting authority

8.23M

% of voting shares12.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

59.26M

% of voting shares87.8%

Investment Discretion (by position count)

Sole0

Shared0

Other1047

Dominant voting typeNone · 87.8% of voting shares

Institutional Holdings1047

Rows:

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares760.88K

TypeSH

Market value$522.58M

6.30%

Sole

82.93K

Shared

0.00

None

760.88K

APPLE INC

DFND

COM

Shares1.36M

TypeSH

Market value$392.46M

4.73%

Sole

206.82K

Shared

0.00

None

1.36M

ISHARES TR

DFND

CORE S&P500 ETF

Shares443.36K

TypeSH

Market value$332.03M

4.00%

Sole

36.10K

Shared

0.00

None

443.36K

NVIDIA CORP

DFND

COM

Shares1.66M

TypeSH

Market value$331.16M

3.99%

Sole

243.75K

Shared

0.00

None

1.66M

ALPHABET INC

DFND

CAP STK CL A

Shares720.33K

TypeSH

Market value$257.43M

3.10%

Sole

117.16K

Shared

0.00

None

720.33K

ISHARES TR

DFND

CORE S&P MCP ETF

Shares3.08M

TypeSH

Market value$237.22M

2.86%

Sole

1.05M

Shared

0.00

None

3.08M

MICROSOFT CORP

DFND

COM

Shares600.54K

TypeSH

Market value$224.01M

2.70%

Sole

116.54K

Shared

0.00

None

600.54K

ISHARES TR

DFND

CORE MSCI EAFE

Shares2.30M

TypeSH

Market value$221.76M

2.67%

Sole

449.79K

Shared

0.00

None

2.30M

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares239.73K

TypeSH

Market value$179.02M

2.16%

Sole

55.01K

Shared

0.00

None

239.73K

AMAZON COM INC

DFND

COM

Shares686.59K

TypeSH

Market value$163.64M

1.97%

Sole

128.03K

Shared

0.00

None

686.59K

VANGUARD TAX MANAGED INTL FD

DFND

FTSE DEV MKT ETF

Shares2.15M

TypeSH

Market value$152.95M

1.84%

Sole

6.40K

Shared

0.00

None

2.15M

ISHARES INC

DFND

CORE MSCI EMKT

Shares1.67M

TypeSH

Market value$138.10M

1.66%

Sole

334.98K

Shared

0.00

None

1.67M

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares626.48K

TypeSH

Market value$136.53M

1.64%

Sole

52.03K

Shared

0.00

None

626.48K

BROADCOM INC

DFND

COM

Shares317.19K

TypeSH

Market value$119.82M

1.44%

Sole

64.36K

Shared

0.00

None

317.19K

ISHARES TR

DFND

RUSSELL 2000 ETF

Shares374.89K

TypeSH

Market value$112.64M

1.36%

Sole

19.74K

Shared

0.00

None

374.89K

JPMORGAN CHASE & CO

DFND

COM

Shares331.76K

TypeSH

Market value$108.59M

1.31%

Sole

28.81K

Shared

0.00

None

331.76K

PROCTER & GAMBLE CO

DFND

COM

Shares654.42K

TypeSH

Market value$95.96M

1.16%

Sole

400.58K

Shared

0.00

None

654.42K

MASTERCARD INC

DFND

CL A

Shares184.31K

TypeSH

Market value$94.66M

1.14%

Sole

2.23K

Shared

0.00

None

184.31K

LILLY ELI & CO

DFND

COM

Shares76.09K

TypeSH

Market value$91.27M

1.10%

Sole

16.07K

Shared

0.00

None

76.09K

ALPHABET INC

DFND

CAP STK CL C

Shares256.62K

TypeSH

Market value$90.67M

1.09%

Sole

26.63K

Shared

0.00

None

256.62K

FACEBOOK INC

DFND

CL A

Shares158.84K

TypeSH

Market value$89.48M

1.08%

Sole

28.99K

Shared

0.00

None

158.84K

BANK AMER CORP

DFND

COM

Shares1.44M

TypeSH

Market value$82.25M

0.99%

Sole

223.23K

Shared

0.00

None

1.44M

ISHARES TR

DFND

CORE US GRW ETF

Shares437.27K

TypeSH

Market value$82.25M

0.99%

Sole

0.00

Shared

0.00

None

437.27K

VANGUARD BD INDEX FD INC

DFND

INTERMED TERM

Shares1.05M

TypeSH

Market value$80.57M

0.97%

Sole

726.11K

Shared

0.00

None

1.05M

INVESCO QQQ TR

DFND

UNIT SER 1

Shares108.27K

TypeSH

Market value$79.73M

0.96%

Sole

3.05K

Shared

0.00

None

108.27K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	760.88K	SH	$522.58M 6.30%	82.93K	760.88K
APPLE INCDFND	COM	1.36M	SH	$392.46M 4.73%	206.82K	1.36M
ISHARES TRDFND	CORE S&P500 ETF	443.36K	SH	$332.03M 4.00%	36.10K	443.36K
NVIDIA CORPDFND	COM	1.66M	SH	$331.16M 3.99%	243.75K	1.66M
ALPHABET INCDFND	CAP STK CL A	720.33K	SH	$257.43M 3.10%	117.16K	720.33K
ISHARES TRDFND	CORE S&P MCP ETF	3.08M	SH	$237.22M 2.86%	1.05M	3.08M
MICROSOFT CORPDFND	COM	600.54K	SH	$224.01M 2.70%	116.54K	600.54K
ISHARES TRDFND	CORE MSCI EAFE	2.30M	SH	$221.76M 2.67%	449.79K	2.30M
SPDR S&P 500 ETF TRDFND	TR UNIT	239.73K	SH	$179.02M 2.16%	55.01K	239.73K
AMAZON COM INCDFND	COM	686.59K	SH	$163.64M 1.97%	128.03K	686.59K
VANGUARD TAX MANAGED INTL FDDFND	FTSE DEV MKT ETF	2.15M	SH	$152.95M 1.84%	6.40K	2.15M
ISHARES INCDFND	CORE MSCI EMKT	1.67M	SH	$138.10M 1.66%	334.98K	1.67M
VANGUARD INDEX FDSDFND	VALUE ETF	626.48K	SH	$136.53M 1.64%	52.03K	626.48K
BROADCOM INCDFND	COM	317.19K	SH	$119.82M 1.44%	64.36K	317.19K
ISHARES TRDFND	RUSSELL 2000 ETF	374.89K	SH	$112.64M 1.36%	19.74K	374.89K
JPMORGAN CHASE & CODFND	COM	331.76K	SH	$108.59M 1.31%	28.81K	331.76K
PROCTER & GAMBLE CODFND	COM	654.42K	SH	$95.96M 1.16%	400.58K	654.42K
MASTERCARD INCDFND	CL A	184.31K	SH	$94.66M 1.14%	2.23K	184.31K
LILLY ELI & CODFND	COM	76.09K	SH	$91.27M 1.10%	16.07K	76.09K
ALPHABET INCDFND	CAP STK CL C	256.62K	SH	$90.67M 1.09%	26.63K	256.62K
FACEBOOK INCDFND	CL A	158.84K	SH	$89.48M 1.08%	28.99K	158.84K
BANK AMER CORPDFND	COM	1.44M	SH	$82.25M 0.99%	223.23K	1.44M
ISHARES TRDFND	CORE US GRW ETF	437.27K	SH	$82.25M 0.99%	0.00	437.27K
VANGUARD BD INDEX FD INCDFND	INTERMED TERM	1.05M	SH	$80.57M 0.97%	726.11K	1.05M
INVESCO QQQ TRDFND	UNIT SER 1	108.27K	SH	$79.73M 0.96%	3.05K	108.27K

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