CITIZENS FINANCIAL GROUP INC/RI

PublicCIK: 759944
CFGNYSECFG-PENYSECFG-PINYSE+1 more
Location

PROVIDENCE, RI

📋 What this filing means

CITIZENS FINANCIAL GROUP INC/RI filed this quarterly 13F‑HR report disclosing 1047 equity positions with a total reported market value of $8.30B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1047
Positions
$8.30B
Total AUM (reported)
59.26M
Total Shares

Allocation by class

TOTAL AUM$8.30B1047 positions
COM$3.46B41.7%
S&P 500 ETF SHS$522.58M6.3%
CORE S&P500 ETF$332.03M4.0%
CL A$308.06M3.7%
CAP STK CL A$257.43M3.1%
CORE S&P MCP ETF$237.22M2.9%
CORE MSCI EAFE$221.76M2.7%

Portfolio Concentration

Top 315.0%4–1019.4%11–2518.7%Rest46.8%TOP 1034.5%0%100%
Top 3$1.25B15.0%
4–10$1.61B19.4%
11–25$1.56B18.7%
Rest$3.88B46.8%

Top 3 weight

15.0%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 67.49M

Sole

Full voting authority

8.23M

shares

% of voting shares12.2%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

59.26M

shares

% of voting shares87.8%

Investment Discretion (by position count)

Sole0
Shared0
Other1047
Dominant voting typeNone · 87.8% of voting shares
Institutional Holdings1047
Rows:

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares760.88K
TypeSH
Market value$522.58M
6.30%
Sole
82.93K
Shared
0.00
None
760.88K

APPLE INC

DFND
COM
Shares1.36M
TypeSH
Market value$392.46M
4.73%
Sole
206.82K
Shared
0.00
None
1.36M

ISHARES TR

DFND
CORE S&P500 ETF
Shares443.36K
TypeSH
Market value$332.03M
4.00%
Sole
36.10K
Shared
0.00
None
443.36K

NVIDIA CORP

DFND
COM
Shares1.66M
TypeSH
Market value$331.16M
3.99%
Sole
243.75K
Shared
0.00
None
1.66M

ALPHABET INC

DFND
CAP STK CL A
Shares720.33K
TypeSH
Market value$257.43M
3.10%
Sole
117.16K
Shared
0.00
None
720.33K

ISHARES TR

DFND
CORE S&P MCP ETF
Shares3.08M
TypeSH
Market value$237.22M
2.86%
Sole
1.05M
Shared
0.00
None
3.08M

MICROSOFT CORP

DFND
COM
Shares600.54K
TypeSH
Market value$224.01M
2.70%
Sole
116.54K
Shared
0.00
None
600.54K

ISHARES TR

DFND
CORE MSCI EAFE
Shares2.30M
TypeSH
Market value$221.76M
2.67%
Sole
449.79K
Shared
0.00
None
2.30M

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares239.73K
TypeSH
Market value$179.02M
2.16%
Sole
55.01K
Shared
0.00
None
239.73K

AMAZON COM INC

DFND
COM
Shares686.59K
TypeSH
Market value$163.64M
1.97%
Sole
128.03K
Shared
0.00
None
686.59K

VANGUARD TAX MANAGED INTL FD

DFND
FTSE DEV MKT ETF
Shares2.15M
TypeSH
Market value$152.95M
1.84%
Sole
6.40K
Shared
0.00
None
2.15M

ISHARES INC

DFND
CORE MSCI EMKT
Shares1.67M
TypeSH
Market value$138.10M
1.66%
Sole
334.98K
Shared
0.00
None
1.67M

VANGUARD INDEX FDS

DFND
VALUE ETF
Shares626.48K
TypeSH
Market value$136.53M
1.64%
Sole
52.03K
Shared
0.00
None
626.48K

BROADCOM INC

DFND
COM
Shares317.19K
TypeSH
Market value$119.82M
1.44%
Sole
64.36K
Shared
0.00
None
317.19K

ISHARES TR

DFND
RUSSELL 2000 ETF
Shares374.89K
TypeSH
Market value$112.64M
1.36%
Sole
19.74K
Shared
0.00
None
374.89K

JPMORGAN CHASE & CO

DFND
COM
Shares331.76K
TypeSH
Market value$108.59M
1.31%
Sole
28.81K
Shared
0.00
None
331.76K

PROCTER & GAMBLE CO

DFND
COM
Shares654.42K
TypeSH
Market value$95.96M
1.16%
Sole
400.58K
Shared
0.00
None
654.42K

MASTERCARD INC

DFND
CL A
Shares184.31K
TypeSH
Market value$94.66M
1.14%
Sole
2.23K
Shared
0.00
None
184.31K

LILLY ELI & CO

DFND
COM
Shares76.09K
TypeSH
Market value$91.27M
1.10%
Sole
16.07K
Shared
0.00
None
76.09K

ALPHABET INC

DFND
CAP STK CL C
Shares256.62K
TypeSH
Market value$90.67M
1.09%
Sole
26.63K
Shared
0.00
None
256.62K

FACEBOOK INC

DFND
CL A
Shares158.84K
TypeSH
Market value$89.48M
1.08%
Sole
28.99K
Shared
0.00
None
158.84K

BANK AMER CORP

DFND
COM
Shares1.44M
TypeSH
Market value$82.25M
0.99%
Sole
223.23K
Shared
0.00
None
1.44M

ISHARES TR

DFND
CORE US GRW ETF
Shares437.27K
TypeSH
Market value$82.25M
0.99%
Sole
0.00
Shared
0.00
None
437.27K

VANGUARD BD INDEX FD INC

DFND
INTERMED TERM
Shares1.05M
TypeSH
Market value$80.57M
0.97%
Sole
726.11K
Shared
0.00
None
1.05M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares108.27K
TypeSH
Market value$79.73M
0.96%
Sole
3.05K
Shared
0.00
None
108.27K
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