CETERA INVESTMENT ADVISERS

PrivateCIK: 1666741
Location

SCHAUMBURG, IL

4675
Positions
$94.00B
Total AUM (reported)
1.31B
Total Shares

Allocation by class

TOTAL AUM$94.00B4675 positions
COM$21.51B22.9%
STATE STREET SPD$2.79B3.0%
CORE S&P500 ETF$2.78B3.0%
SHS CREATION UNI$1.74B1.8%
VALUE ETF$1.53B1.6%
CORE US AGGBD ET$1.51B1.6%
CL A$1.34B1.4%

Portfolio Concentration

Top 36.6%4–109.4%11–2511.5%Rest72.4%TOP 1016.1%0%100%
Top 3$6.25B6.6%
4–10$8.86B9.4%
11–25$10.80B11.5%
Rest$68.10B72.4%

Top 3 weight

6.6%

Top 10 weight

16.1%

Voting Authority Distribution

Total shares with voting rights: 1.31B

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.31B

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole4675
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings4675
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares4.26M
TypeSH
Market value$2.78B
2.96%
Sole
0.00
Shared
0.00
None
4.26M

APPLE INC

SOLE
COM
Shares7.06M
TypeSH
Market value$1.79B
1.90%
Sole
0.00
Shared
0.00
None
7.06M

NVIDIA CORPORATION

SOLE
COM
Shares9.62M
TypeSH
Market value$1.68B
1.78%
Sole
0.00
Shared
0.00
None
9.62M

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares7.74M
TypeSH
Market value$1.52B
1.62%
Sole
0.00
Shared
0.00
None
7.74M

ISHARES TR

SOLE
CORE US AGGBD ET
Shares15.25M
TypeSH
Market value$1.51B
1.61%
Sole
0.00
Shared
0.00
None
15.25M

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares2.33M
TypeSH
Market value$1.31B
1.39%
Sole
0.00
Shared
0.00
None
2.33M

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares2M
TypeSH
Market value$1.20B
1.27%
Sole
0.00
Shared
0.00
None
2M

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares1.82M
TypeSH
Market value$1.18B
1.25%
Sole
0.00
Shared
0.00
None
1.82M

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares3.36M
TypeSH
Market value$1.08B
1.15%
Sole
0.00
Shared
0.00
None
3.36M

MICROSOFT CORP

SOLE
COM
Shares2.88M
TypeSH
Market value$1.07B
1.13%
Sole
0.00
Shared
0.00
None
2.88M

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS1000GRW
Shares9.49M
TypeSH
Market value$1.04B
1.11%
Sole
0.00
Shared
0.00
None
9.49M

ISHARES TR

SOLE
CORE MSCI EAFE
Shares11.48M
TypeSH
Market value$1.04B
1.11%
Sole
0.00
Shared
0.00
None
11.48M

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares2.30M
TypeSH
Market value$1.00B
1.07%
Sole
0.00
Shared
0.00
None
2.30M

AMAZON COM INC

SOLE
COM
Shares4.47M
TypeSH
Market value$930.96M
0.99%
Sole
0.00
Shared
0.00
None
4.47M

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREATION UNI
Shares18.36M
TypeSH
Market value$781.00M
0.83%
Sole
0.00
Shared
0.00
None
18.36M

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares24.18M
TypeSH
Market value$741.98M
0.79%
Sole
0.00
Shared
0.00
None
24.18M

ISHARES TR

SOLE
S&P 500 VAL ETF
Shares3.30M
TypeSH
Market value$695.77M
0.74%
Sole
0.00
Shared
0.00
None
3.30M

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares1.57M
TypeSH
Market value$669.22M
0.71%
Sole
0.00
Shared
0.00
None
1.57M

ALPHABET INC

SOLE
CAP STK CL A
Shares2.17M
TypeSH
Market value$624.26M
0.66%
Sole
0.00
Shared
0.00
None
2.17M

ISHARES INC

SOLE
CORE MSCI EMKT
Shares8.77M
TypeSH
Market value$611.39M
0.65%
Sole
0.00
Shared
0.00
None
8.77M

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares7.63M
TypeSH
Market value$561.57M
0.60%
Sole
0.00
Shared
0.00
None
7.63M

ISHARES TR

SOLE
S&P 500 GRWT ETF
Shares4.75M
TypeSH
Market value$537.79M
0.57%
Sole
0.00
Shared
0.00
None
4.75M

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares2.22M
TypeSH
Market value$526.81M
0.56%
Sole
0.00
Shared
0.00
None
2.22M

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares17.96M
TypeSH
Market value$523.05M
0.56%
Sole
0.00
Shared
0.00
None
17.96M

VANGUARD STAR FDS

SOLE
VG TL INTL STK F
Shares6.61M
TypeSH
Market value$509.68M
0.54%
Sole
0.00
Shared
0.00
None
6.61M
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