CETERA INVESTMENT ADVISERS

PrivateCIK: 1666741
Location

SCHAUMBURG, IL

4863
Positions
$109.76B
Total AUM (reported)
1.42B
Total Shares

Allocation by class

TOTAL AUM$109.76B4863 positions
COM$25.06B22.8%
CORE S&P500 ETF$3.56B3.2%
SHS CREAT UNIT$2.11B1.9%
VALUE ETF$1.75B1.6%
UNIT SER 1$1.67B1.5%
CORE US AGGBD ET$1.53B1.4%
S&P 500 ETF SHS$1.52B1.4%

Portfolio Concentration

Top 37.0%4–109.5%11–2511.4%Rest72.2%TOP 1016.5%0%100%
Top 3$7.66B7.0%
4–10$10.42B9.5%
11–25$12.46B11.4%
Rest$79.21B72.2%

Top 3 weight

7.0%

Top 10 weight

16.5%

Voting Authority Distribution

Total shares with voting rights: 1.42B

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.42B

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole4863
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings4863
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares4.76M
TypeSH
Market value$3.56B
3.24%
Sole
0.00
Shared
0.00
None
4.76M

APPLE INC

SOLE
COM
Shares7.37M
TypeSH
Market value$2.13B
1.94%
Sole
0.00
Shared
0.00
None
7.37M

NVIDIA CORPORATION

SOLE
COM
Shares9.87M
TypeSH
Market value$1.97B
1.80%
Sole
0.00
Shared
0.00
None
9.87M

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares7.99M
TypeSH
Market value$1.74B
1.59%
Sole
0.00
Shared
0.00
None
7.99M

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares2.27M
TypeSH
Market value$1.67B
1.52%
Sole
0.00
Shared
0.00
None
2.27M

ISHARES TR

SOLE
CORE US AGGBD ET
Shares15.48M
TypeSH
Market value$1.53B
1.40%
Sole
0.00
Shared
0.00
None
15.48M

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares2.22M
TypeSH
Market value$1.52B
1.39%
Sole
0.00
Shared
0.00
None
2.22M

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares1.87M
TypeSH
Market value$1.40B
1.27%
Sole
0.00
Shared
0.00
None
1.87M

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares3.51M
TypeSH
Market value$1.30B
1.18%
Sole
0.00
Shared
0.00
None
3.51M

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares14.65M
TypeSH
Market value$1.26B
1.15%
Sole
0.00
Shared
0.00
None
14.65M

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS1000GRW
Shares9.55M
TypeSH
Market value$1.22B
1.11%
Sole
0.00
Shared
0.00
None
9.55M

MICROSOFT CORP

SOLE
COM
Shares3.04M
TypeSH
Market value$1.13B
1.03%
Sole
0.00
Shared
0.00
None
3.04M

ISHARES TR

SOLE
CORE MSCI EAFE
Shares11.56M
TypeSH
Market value$1.12B
1.02%
Sole
0.00
Shared
0.00
None
11.56M

AMAZON COM INC

SOLE
COM
Shares4.65M
TypeSH
Market value$1.11B
1.01%
Sole
0.00
Shared
0.00
None
4.65M

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREAT UNIT
Shares18.28M
TypeSH
Market value$900.64M
0.82%
Sole
0.00
Shared
0.00
None
18.28M

ALPHABET INC

SOLE
CAP STK CL A
Shares2.27M
TypeSH
Market value$812.84M
0.74%
Sole
0.00
Shared
0.00
None
2.27M

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares25.49M
TypeSH
Market value$808.20M
0.74%
Sole
0.00
Shared
0.00
None
25.49M

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares6.24M
TypeSH
Market value$774.90M
0.71%
Sole
0.00
Shared
0.00
None
6.24M

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares2.39M
TypeSH
Market value$722.76M
0.66%
Sole
0.00
Shared
0.00
None
2.39M

ISHARES TR

SOLE
S&P 500 VAL ETF
Shares3.07M
TypeSH
Market value$696.14M
0.63%
Sole
0.00
Shared
0.00
None
3.07M

ISHARES TR

SOLE
S&P 500 GRWT ETF
Shares4.79M
TypeSH
Market value$658.74M
0.60%
Sole
0.00
Shared
0.00
None
4.79M

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares19.04M
TypeSH
Market value$644.18M
0.59%
Sole
0.00
Shared
0.00
None
19.04M

ISHARES INC

SOLE
CORE MSCI EMKT
Shares7.57M
TypeSH
Market value$627.45M
0.57%
Sole
0.00
Shared
0.00
None
7.57M

BROADCOM INC

SOLE
COM
Shares1.65M
TypeSH
Market value$624.60M
0.57%
Sole
0.00
Shared
0.00
None
1.65M

ISHARES TR

SOLE
CORE UNIVRSL USD
Shares13.34M
TypeSH
Market value$615.53M
0.56%
Sole
0.00
Shared
0.00
None
13.34M
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