Filed: 8/12/2026ACC: 0001666741-26-000004
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 4863 equity positions with a total reported market value of $109.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4863
Positions
$109.76B
Total AUM (reported)
1.42B
Total Shares
Allocation by class
COM$25.06B22.8%
CORE S&P500 ETF$3.56B3.2%
SHS CREAT UNIT$2.11B1.9%
VALUE ETF$1.75B1.6%
UNIT SER 1$1.67B1.5%
CORE US AGGBD ET$1.53B1.4%
S&P 500 ETF SHS$1.52B1.4%
Portfolio Concentration
Top 3$7.66B7.0%
4–10$10.42B9.5%
11–25$12.46B11.4%
Rest$79.21B72.2%
Top 3 weight
7.0%
Top 10 weight
16.5%
Voting Authority Distribution
Total shares with voting rights: 1.42B
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.42B
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole4863
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings4863
Rows:
ISHARES TR
SOLEShares4.76M
TypeSH
Market value$3.56B
3.24%
Sole
0.00
Shared
0.00
None
4.76M
APPLE INC
SOLEShares7.37M
TypeSH
Market value$2.13B
1.94%
Sole
0.00
Shared
0.00
None
7.37M
NVIDIA CORPORATION
SOLEShares9.87M
TypeSH
Market value$1.97B
1.80%
Sole
0.00
Shared
0.00
None
9.87M
VANGUARD INDEX FDS
SOLEShares7.99M
TypeSH
Market value$1.74B
1.59%
Sole
0.00
Shared
0.00
None
7.99M
INVESCO QQQ TR
SOLEShares2.27M
TypeSH
Market value$1.67B
1.52%
Sole
0.00
Shared
0.00
None
2.27M
ISHARES TR
SOLEShares15.48M
TypeSH
Market value$1.53B
1.40%
Sole
0.00
Shared
0.00
None
15.48M
VANGUARD INDEX FDS
SOLEShares2.22M
TypeSH
Market value$1.52B
1.39%
Sole
0.00
Shared
0.00
None
2.22M
STATE STR SPDR S&P 500 ETF T
SOLEShares1.87M
TypeSH
Market value$1.40B
1.27%
Sole
0.00
Shared
0.00
None
1.87M
VANGUARD INDEX FDS
SOLEShares3.51M
TypeSH
Market value$1.30B
1.18%
Sole
0.00
Shared
0.00
None
3.51M
VANGUARD INDEX FDS
SOLEShares14.65M
TypeSH
Market value$1.26B
1.15%
Sole
0.00
Shared
0.00
None
14.65M
VANGUARD SCOTTSDALE FDS
SOLEShares9.55M
TypeSH
Market value$1.22B
1.11%
Sole
0.00
Shared
0.00
None
9.55M
MICROSOFT CORP
SOLEShares3.04M
TypeSH
Market value$1.13B
1.03%
Sole
0.00
Shared
0.00
None
3.04M
ISHARES TR
SOLEShares11.56M
TypeSH
Market value$1.12B
1.02%
Sole
0.00
Shared
0.00
None
11.56M
AMAZON COM INC
SOLEShares4.65M
TypeSH
Market value$1.11B
1.01%
Sole
0.00
Shared
0.00
None
4.65M
CAPITAL GROUP DIVIDEND VALUE
SOLEShares18.28M
TypeSH
Market value$900.64M
0.82%
Sole
0.00
Shared
0.00
None
18.28M
ALPHABET INC
SOLEShares2.27M
TypeSH
Market value$812.84M
0.74%
Sole
0.00
Shared
0.00
None
2.27M
SCHWAB STRATEGIC TR
SOLEShares25.49M
TypeSH
Market value$808.20M
0.74%
Sole
0.00
Shared
0.00
None
25.49M
ISHARES TR
SOLEShares6.24M
TypeSH
Market value$774.90M
0.71%
Sole
0.00
Shared
0.00
None
6.24M
INVESCO EXCH TRADED FD TR II
SOLEShares2.39M
TypeSH
Market value$722.76M
0.66%
Sole
0.00
Shared
0.00
None
2.39M
ISHARES TR
SOLEShares3.07M
TypeSH
Market value$696.14M
0.63%
Sole
0.00
Shared
0.00
None
3.07M
ISHARES TR
SOLEShares4.79M
TypeSH
Market value$658.74M
0.60%
Sole
0.00
Shared
0.00
None
4.79M
SCHWAB STRATEGIC TR
SOLEShares19.04M
TypeSH
Market value$644.18M
0.59%
Sole
0.00
Shared
0.00
None
19.04M
ISHARES INC
SOLEShares7.57M
TypeSH
Market value$627.45M
0.57%
Sole
0.00
Shared
0.00
None
7.57M
BROADCOM INC
SOLEShares1.65M
TypeSH
Market value$624.60M
0.57%
Sole
0.00
Shared
0.00
None
1.65M
ISHARES TR
SOLEShares13.34M
TypeSH
Market value$615.53M
0.56%
Sole
0.00
Shared
0.00
None
13.34M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 4.76M | SH | $3.56B 3.24% | 0.00 | 0.00 | 4.76M |
APPLE INCSOLE | COM | 7.37M | SH | $2.13B 1.94% | 0.00 | 0.00 | 7.37M |
NVIDIA CORPORATIONSOLE | COM | 9.87M | SH | $1.97B 1.80% | 0.00 | 0.00 | 9.87M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 7.99M | SH | $1.74B 1.59% | 0.00 | 0.00 | 7.99M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.27M | SH | $1.67B 1.52% | 0.00 | 0.00 | 2.27M |
ISHARES TRSOLE | CORE US AGGBD ET | 15.48M | SH | $1.53B 1.40% | 0.00 | 0.00 | 15.48M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 2.22M | SH | $1.52B 1.39% | 0.00 | 0.00 | 2.22M |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 1.87M | SH | $1.40B 1.27% | 0.00 | 0.00 | 1.87M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 3.51M | SH | $1.30B 1.18% | 0.00 | 0.00 | 3.51M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 14.65M | SH | $1.26B 1.15% | 0.00 | 0.00 | 14.65M |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000GRW | 9.55M | SH | $1.22B 1.11% | 0.00 | 0.00 | 9.55M |
MICROSOFT CORPSOLE | COM | 3.04M | SH | $1.13B 1.03% | 0.00 | 0.00 | 3.04M |
ISHARES TRSOLE | CORE MSCI EAFE | 11.56M | SH | $1.12B 1.02% | 0.00 | 0.00 | 11.56M |
AMAZON COM INCSOLE | COM | 4.65M | SH | $1.11B 1.01% | 0.00 | 0.00 | 4.65M |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREAT UNIT | 18.28M | SH | $900.64M 0.82% | 0.00 | 0.00 | 18.28M |
ALPHABET INCSOLE | CAP STK CL A | 2.27M | SH | $812.84M 0.74% | 0.00 | 0.00 | 2.27M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 25.49M | SH | $808.20M 0.74% | 0.00 | 0.00 | 25.49M |
ISHARES TRSOLE | RUS 1000 GRW ETF | 6.24M | SH | $774.90M 0.71% | 0.00 | 0.00 | 6.24M |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 2.39M | SH | $722.76M 0.66% | 0.00 | 0.00 | 2.39M |
ISHARES TRSOLE | S&P 500 VAL ETF | 3.07M | SH | $696.14M 0.63% | 0.00 | 0.00 | 3.07M |
ISHARES TRSOLE | S&P 500 GRWT ETF | 4.79M | SH | $658.74M 0.60% | 0.00 | 0.00 | 4.79M |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 19.04M | SH | $644.18M 0.59% | 0.00 | 0.00 | 19.04M |
ISHARES INCSOLE | CORE MSCI EMKT | 7.57M | SH | $627.45M 0.57% | 0.00 | 0.00 | 7.57M |
BROADCOM INCSOLE | COM | 1.65M | SH | $624.60M 0.57% | 0.00 | 0.00 | 1.65M |
ISHARES TRSOLE | CORE UNIVRSL USD | 13.34M | SH | $615.53M 0.56% | 0.00 | 0.00 | 13.34M |
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