CETERA INVESTMENT ADVISERS

Filed: 5/15/2024ACC: 0001085146-24-002489

📋 What this filing means

CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 1761 equity positions with a total reported market value of $9.29B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1761

Positions

$9.29B

Total AUM (reported)

123.19M

Total Shares

Allocation by class

COM$2.11B22.7%

CORE S&P500 ETF$444.62M4.8%

TOTAL STK MKT$242.38M2.6%

CORE TOTAL USD$211.33M2.3%

VG TL INTL STK F$166.78M1.8%

TOTAL BND MRKT$145.45M1.6%

GROWTH ETF$144.78M1.6%

Portfolio Concentration

Top 3$898.33M9.7%

4–10$1.08B11.6%

11–25$1.28B13.8%

Rest$6.03B64.9%

Top 3 weight

9.7%

Top 10 weight

21.3%

Voting Authority Distribution

Total shares with voting rights: 123.19M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

123.19M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1761

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1761

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares845.73K

TypeSH

Market value$444.62M

4.79%

Sole

0.00

Shared

0.00

None

845.73K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares932.61K

TypeSH

Market value$242.38M

2.61%

Sole

0.00

Shared

0.00

None

932.61K

ISHARES TR

SOLE

CORE TOTAL USD

Shares4.64M

TypeSH

Market value$211.33M

2.28%

Sole

0.00

Shared

0.00

None

4.64M

APPLE INC

SOLE

COM

Shares1.21M

TypeSH

Market value$207.15M

2.23%

Sole

0.00

Shared

0.00

None

1.21M

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares2.77M

TypeSH

Market value$166.78M

1.80%

Sole

0.00

Shared

0.00

None

2.77M

AMAZON COM INC

SOLE

COM

Shares893.45K

TypeSH

Market value$161.14M

1.74%

Sole

0.00

Shared

0.00

None

893.45K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares2M

TypeSH

Market value$145.45M

1.57%

Sole

0.00

Shared

0.00

None

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares420.61K

TypeSH

Market value$144.78M

1.56%

Sole

0.00

Shared

0.00

None

420.61K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares287.10K

TypeSH

Market value$127.47M

1.37%

Sole

0.00

Shared

0.00

None

287.10K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares1.30M

TypeSH

Market value$127.19M

1.37%

Sole

0.00

Shared

0.00

None

1.30M

MICROSOFT CORP

SOLE

COM

Shares285.63K

TypeSH

Market value$120.17M

1.29%

Sole

0.00

Shared

0.00

None

285.63K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares719.15K

TypeSH

Market value$117.12M

1.26%

Sole

0.00

Shared

0.00

None

719.15K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares229.44K

TypeSH

Market value$110.29M

1.19%

Sole

0.00

Shared

0.00

None

229.44K

NVIDIA CORPORATION

SOLE

COM

Shares113.90K

TypeSH

Market value$102.91M

1.11%

Sole

0.00

Shared

0.00

None

113.90K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares603.89K

TypeSH

Market value$99.25M

1.07%

Sole

0.00

Shared

0.00

None

603.89K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares1.79M

TypeSH

Market value$88.27M

0.95%

Sole

0.00

Shared

0.00

None

1.79M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares1.64M

TypeSH

Market value$82.43M

0.89%

Sole

0.00

Shared

0.00

None

1.64M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares1.05M

TypeSH

Market value$78.13M

0.84%

Sole

0.00

Shared

0.00

None

1.05M

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares223.63K

TypeSH

Market value$75.37M

0.81%

Sole

0.00

Shared

0.00

None

223.63K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares404.33K

TypeSH

Market value$72.42M

0.78%

Sole

0.00

Shared

0.00

None

404.33K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares829.61K

TypeSH

Market value$70.05M

0.75%

Sole

0.00

Shared

0.00

None

829.61K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares133.10K

TypeSH

Market value$68.40M

0.74%

Sole

0.00

Shared

0.00

None

133.10K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares728.46K

TypeSH

Market value$66.87M

0.72%

Sole

0.00

Shared

0.00

None

728.46K

BLACKROCK ETF TRUST

SOLE

US EQT FACTOR

Shares1.44M

TypeSH

Market value$64.12M

0.69%

Sole

0.00

Shared

0.00

None

1.44M

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares579.68K

TypeSH

Market value$62.37M

0.67%

Sole

0.00

Shared

0.00

None

579.68K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	845.73K	SH	$444.62M 4.79%	845.73K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	932.61K	SH	$242.38M 2.61%	932.61K
ISHARES TRSOLE	CORE TOTAL USD	4.64M	SH	$211.33M 2.28%	4.64M
APPLE INCSOLE	COM	1.21M	SH	$207.15M 2.23%	1.21M
VANGUARD STAR FDSSOLE	VG TL INTL STK F	2.77M	SH	$166.78M 1.80%	2.77M
AMAZON COM INCSOLE	COM	893.45K	SH	$161.14M 1.74%	893.45K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	2M	SH	$145.45M 1.57%	2M
VANGUARD INDEX FDSSOLE	GROWTH ETF	420.61K	SH	$144.78M 1.56%	420.61K
INVESCO QQQ TRSOLE	UNIT SER 1	287.10K	SH	$127.47M 1.37%	287.10K
ISHARES TRSOLE	CORE US AGGBD ET	1.30M	SH	$127.19M 1.37%	1.30M
MICROSOFT CORPSOLE	COM	285.63K	SH	$120.17M 1.29%	285.63K
VANGUARD INDEX FDSSOLE	VALUE ETF	719.15K	SH	$117.12M 1.26%	719.15K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	229.44K	SH	$110.29M 1.19%	229.44K
NVIDIA CORPORATIONSOLE	COM	113.90K	SH	$102.91M 1.11%	113.90K
ISHARES TRSOLE	MSCI USA QLT FCT	603.89K	SH	$99.25M 1.07%	603.89K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	1.79M	SH	$88.27M 0.95%	1.79M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	1.64M	SH	$82.43M 0.89%	1.64M
ISHARES TRSOLE	CORE MSCI EAFE	1.05M	SH	$78.13M 0.84%	1.05M
ISHARES TRSOLE	RUS 1000 GRW ETF	223.63K	SH	$75.37M 0.81%	223.63K
ISHARES TRSOLE	RUS 1000 VAL ETF	404.33K	SH	$72.42M 0.78%	404.33K
ISHARES TRSOLE	S&P 500 GRWT ETF	829.61K	SH	$70.05M 0.75%	829.61K
SPDR S&P 500 ETF TRSOLE	TR UNIT	133.10K	SH	$68.40M 0.74%	133.10K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	728.46K	SH	$66.87M 0.72%	728.46K
BLACKROCK ETF TRUSTSOLE	US EQT FACTOR	1.44M	SH	$64.12M 0.69%	1.44M
ISHARES TRSOLE	NATIONAL MUN ETF	579.68K	SH	$62.37M 0.67%	579.68K

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