Filed: 2/13/2024ACC: 0001085146-24-001187
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 2211 equity positions with a total reported market value of $12.31B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2211
Positions
$12.31B
Total AUM (reported)
182.49M
Total Shares
Allocation by class
COM$3.14B25.5%
CORE S&P500 ETF$516.87M4.2%
TOTAL STK MKT$302.28M2.5%
UNIT SER 1$252.08M2.0%
CL A$190.59M1.5%
BLOOMBERG 1-3 MO$190.03M1.5%
VG TL INTL STK F$175.91M1.4%
Portfolio Concentration
Top 3$1.14B9.3%
4–10$1.31B10.6%
11–25$1.51B12.3%
Rest$8.35B67.8%
Top 3 weight
9.3%
Top 10 weight
19.9%
Voting Authority Distribution
Total shares with voting rights: 182.49M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
182.49M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2211
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2211
Rows:
ISHARES TR
SOLEShares1.08M
TypeSH
Market value$516.87M
4.20%
Sole
0.00
Shared
0.00
None
1.08M
APPLE INC
SOLEShares1.69M
TypeSH
Market value$324.41M
2.64%
Sole
0.00
Shared
0.00
None
1.69M
VANGUARD INDEX FDS
SOLEShares1.27M
TypeSH
Market value$302.28M
2.46%
Sole
0.00
Shared
0.00
None
1.27M
INVESCO QQQ TR
SOLEShares615.55K
TypeSH
Market value$252.08M
2.05%
Sole
0.00
Shared
0.00
None
615.55K
MICROSOFT CORP
SOLEShares549.43K
TypeSH
Market value$206.61M
1.68%
Sole
0.00
Shared
0.00
None
549.43K
SPDR SER TR
SOLEShares2.08M
TypeSH
Market value$190.03M
1.54%
Sole
0.00
Shared
0.00
None
2.08M
VANGUARD STAR FDS
SOLEShares3.04M
TypeSH
Market value$175.91M
1.43%
Sole
0.00
Shared
0.00
None
3.04M
ISHARES TR
SOLEShares3.76M
TypeSH
Market value$173.38M
1.41%
Sole
0.00
Shared
0.00
None
3.76M
VANGUARD BD INDEX FDS
SOLEShares2.15M
TypeSH
Market value$157.88M
1.28%
Sole
0.00
Shared
0.00
None
2.15M
VANGUARD INDEX FDS
SOLEShares483.80K
TypeSH
Market value$150.40M
1.22%
Sole
0.00
Shared
0.00
None
483.80K
ISHARES TR
SOLEShares1.46M
TypeSH
Market value$144.46M
1.17%
Sole
0.00
Shared
0.00
None
1.46M
AMAZON COM INC
SOLEShares819.71K
TypeSH
Market value$124.53M
1.01%
Sole
0.00
Shared
0.00
None
819.71K
VANGUARD INDEX FDS
SOLEShares267.68K
TypeSH
Market value$116.92M
0.95%
Sole
0.00
Shared
0.00
None
267.68K
VANGUARD INDEX FDS
SOLEShares781.24K
TypeSH
Market value$116.80M
0.95%
Sole
0.00
Shared
0.00
None
781.24K
NVIDIA CORPORATION
SOLEShares231.75K
TypeSH
Market value$114.77M
0.93%
Sole
0.00
Shared
0.00
None
231.75K
SCHWAB STRATEGIC TR
SOLEShares1.37M
TypeSH
Market value$104.64M
0.85%
Sole
0.00
Shared
0.00
None
1.37M
ISHARES TR
SOLEShares695.34K
TypeSH
Market value$102.31M
0.83%
Sole
0.00
Shared
0.00
None
695.34K
SPDR S&P 500 ETF TR
SOLEShares212.13K
TypeSH
Market value$99.52M
0.81%
Sole
0.00
Shared
0.00
None
212.13K
VANGUARD CHARLOTTE FDS
SOLEShares1.90M
TypeSH
Market value$93.82M
0.76%
Sole
0.00
Shared
0.00
None
1.90M
VANGUARD TAX-MANAGED FDS
SOLEShares1.85M
TypeSH
Market value$88.43M
0.72%
Sole
0.00
Shared
0.00
None
1.85M
ISHARES TR
SOLEShares1.70M
TypeSH
Market value$85.92M
0.70%
Sole
0.00
Shared
0.00
None
1.70M
ISHARES TR
SOLEShares1.17M
TypeSH
Market value$82.20M
0.67%
Sole
0.00
Shared
0.00
None
1.17M
ALPHABET INC
SOLEShares577.89K
TypeSH
Market value$80.72M
0.66%
Sole
0.00
Shared
0.00
None
577.89K
ISHARES TR
SOLEShares1.53M
TypeSH
Market value$79.66M
0.65%
Sole
0.00
Shared
0.00
None
1.53M
ISHARES INC
SOLEShares1.57M
TypeSH
Market value$79.27M
0.64%
Sole
0.00
Shared
0.00
None
1.57M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 1.08M | SH | $516.87M 4.20% | 0.00 | 0.00 | 1.08M |
APPLE INCSOLE | COM | 1.69M | SH | $324.41M 2.64% | 0.00 | 0.00 | 1.69M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.27M | SH | $302.28M 2.46% | 0.00 | 0.00 | 1.27M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 615.55K | SH | $252.08M 2.05% | 0.00 | 0.00 | 615.55K |
MICROSOFT CORPSOLE | COM | 549.43K | SH | $206.61M 1.68% | 0.00 | 0.00 | 549.43K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 2.08M | SH | $190.03M 1.54% | 0.00 | 0.00 | 2.08M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 3.04M | SH | $175.91M 1.43% | 0.00 | 0.00 | 3.04M |
ISHARES TRSOLE | CORE TOTAL USD | 3.76M | SH | $173.38M 1.41% | 0.00 | 0.00 | 3.76M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 2.15M | SH | $157.88M 1.28% | 0.00 | 0.00 | 2.15M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 483.80K | SH | $150.40M 1.22% | 0.00 | 0.00 | 483.80K |
ISHARES TRSOLE | CORE US AGGBD ET | 1.46M | SH | $144.46M 1.17% | 0.00 | 0.00 | 1.46M |
AMAZON COM INCSOLE | COM | 819.71K | SH | $124.53M 1.01% | 0.00 | 0.00 | 819.71K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 267.68K | SH | $116.92M 0.95% | 0.00 | 0.00 | 267.68K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 781.24K | SH | $116.80M 0.95% | 0.00 | 0.00 | 781.24K |
NVIDIA CORPORATIONSOLE | COM | 231.75K | SH | $114.77M 0.93% | 0.00 | 0.00 | 231.75K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 1.37M | SH | $104.64M 0.85% | 0.00 | 0.00 | 1.37M |
ISHARES TRSOLE | MSCI USA QLT FCT | 695.34K | SH | $102.31M 0.83% | 0.00 | 0.00 | 695.34K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 212.13K | SH | $99.52M 0.81% | 0.00 | 0.00 | 212.13K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 1.90M | SH | $93.82M 0.76% | 0.00 | 0.00 | 1.90M |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 1.85M | SH | $88.43M 0.72% | 0.00 | 0.00 | 1.85M |
ISHARES TRSOLE | TRS FLT RT BD | 1.70M | SH | $85.92M 0.70% | 0.00 | 0.00 | 1.70M |
ISHARES TRSOLE | CORE MSCI EAFE | 1.17M | SH | $82.20M 0.67% | 0.00 | 0.00 | 1.17M |
ALPHABET INCSOLE | CAP STK CL A | 577.89K | SH | $80.72M 0.66% | 0.00 | 0.00 | 577.89K |
ISHARES TRSOLE | EAFE VALUE ETF | 1.53M | SH | $79.66M 0.65% | 0.00 | 0.00 | 1.53M |
ISHARES INCSOLE | CORE MSCI EMKT | 1.57M | SH | $79.27M 0.64% | 0.00 | 0.00 | 1.57M |
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