Filed: 11/14/2023ACC: 0001085146-23-004411
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 2178 equity positions with a total reported market value of $11.58B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2178
Positions
$11.58B
Total AUM (reported)
189.63M
Total Shares
Allocation by class
COM$2.85B24.6%
CORE S&P500 ETF$441.82M3.8%
TOTAL STK MKT$274.68M2.4%
SHS$179.08M1.5%
TR UNIT$166.19M1.4%
CORE TOTAL USD$165.62M1.4%
VG TL INTL STK F$161.20M1.4%
Portfolio Concentration
Top 3$1.01B8.7%
4–10$1.11B9.6%
11–25$1.52B13.1%
Rest$7.94B68.6%
Top 3 weight
8.7%
Top 10 weight
18.3%
Voting Authority Distribution
Total shares with voting rights: 189.63M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
189.63M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2178
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2178
Rows:
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$441.82M
3.81%
Sole
0.00
Shared
0.00
None
1.03M
APPLE INC
SOLEShares1.73M
TypeSH
Market value$295.90M
2.55%
Sole
0.00
Shared
0.00
None
1.73M
VANGUARD INDEX FDS
SOLEShares1.29M
TypeSH
Market value$274.68M
2.37%
Sole
0.00
Shared
0.00
None
1.29M
MICROSOFT CORP
SOLEShares539.26K
TypeSH
Market value$170.27M
1.47%
Sole
0.00
Shared
0.00
None
539.26K
ISHARES TR
SOLEShares3.79M
TypeSH
Market value$165.62M
1.43%
Sole
0.00
Shared
0.00
None
3.79M
SPDR S&P 500 ETF TR
SOLEShares383.83K
TypeSH
Market value$162.62M
1.40%
Sole
0.00
Shared
0.00
None
383.83K
VANGUARD STAR FDS
SOLEShares3.01M
TypeSH
Market value$161.20M
1.39%
Sole
0.00
Shared
0.00
None
3.01M
VANGUARD BD INDEX FDS
SOLEShares2.20M
TypeSH
Market value$153.56M
1.33%
Sole
0.00
Shared
0.00
None
2.20M
INVESCO QQQ TR
SOLEShares425.03K
TypeSH
Market value$152.27M
1.31%
Sole
0.00
Shared
0.00
None
425.03K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.99M
TypeSH
Market value$146.50M
1.26%
Sole
0.00
Shared
0.00
None
1.99M
VANGUARD INDEX FDS
SOLEShares528.85K
TypeSH
Market value$144.01M
1.24%
Sole
0.00
Shared
0.00
None
528.85K
ISHARES TR
SOLEShares1.48M
TypeSH
Market value$138.88M
1.20%
Sole
0.00
Shared
0.00
None
1.48M
SCHWAB STRATEGIC TR
SOLEShares1.68M
TypeSH
Market value$118.53M
1.02%
Sole
0.00
Shared
0.00
None
1.68M
VANGUARD INDEX FDS
SOLEShares827.91K
TypeSH
Market value$114.19M
0.99%
Sole
0.00
Shared
0.00
None
827.91K
VANGUARD BD INDEX FDS
SOLEShares1.39M
TypeSH
Market value$104.22M
0.90%
Sole
0.00
Shared
0.00
None
1.39M
AMAZON COM INC
SOLEShares818.99K
TypeSH
Market value$104.10M
0.90%
Sole
0.00
Shared
0.00
None
818.99K
VANGUARD INDEX FDS
SOLEShares251.38K
TypeSH
Market value$98.71M
0.85%
Sole
0.00
Shared
0.00
None
251.38K
NVIDIA CORPORATION
SOLEShares226.91K
TypeSH
Market value$98.70M
0.85%
Sole
0.00
Shared
0.00
None
226.91K
VANGUARD CHARLOTTE FDS
SOLEShares2M
TypeSH
Market value$95.46M
0.82%
Sole
0.00
Shared
0.00
None
2M
ISHARES TR
SOLEShares1.72M
TypeSH
Market value$87.14M
0.75%
Sole
0.00
Shared
0.00
None
1.72M
ISHARES TR
SOLEShares657.19K
TypeSH
Market value$86.61M
0.75%
Sole
0.00
Shared
0.00
None
657.19K
ISHARES TR
SOLEShares1.72M
TypeSH
Market value$84.25M
0.73%
Sole
0.00
Shared
0.00
None
1.72M
VANGUARD TAX-MANAGED FDS
SOLEShares1.92M
TypeSH
Market value$83.88M
0.72%
Sole
0.00
Shared
0.00
None
1.92M
ISHARES TR
SOLEShares888.94K
TypeSH
Market value$78.94M
0.68%
Sole
0.00
Shared
0.00
None
888.94K
FIRST TR MORNINGSTAR DIVID L
SOLEShares2.35M
TypeSH
Market value$78.47M
0.68%
Sole
0.00
Shared
0.00
None
2.35M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 1.03M | SH | $441.82M 3.81% | 0.00 | 0.00 | 1.03M |
APPLE INCSOLE | COM | 1.73M | SH | $295.90M 2.55% | 0.00 | 0.00 | 1.73M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.29M | SH | $274.68M 2.37% | 0.00 | 0.00 | 1.29M |
MICROSOFT CORPSOLE | COM | 539.26K | SH | $170.27M 1.47% | 0.00 | 0.00 | 539.26K |
ISHARES TRSOLE | CORE TOTAL USD | 3.79M | SH | $165.62M 1.43% | 0.00 | 0.00 | 3.79M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 383.83K | SH | $162.62M 1.40% | 0.00 | 0.00 | 383.83K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 3.01M | SH | $161.20M 1.39% | 0.00 | 0.00 | 3.01M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 2.20M | SH | $153.56M 1.33% | 0.00 | 0.00 | 2.20M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 425.03K | SH | $152.27M 1.31% | 0.00 | 0.00 | 425.03K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 1.99M | SH | $146.50M 1.26% | 0.00 | 0.00 | 1.99M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 528.85K | SH | $144.01M 1.24% | 0.00 | 0.00 | 528.85K |
ISHARES TRSOLE | CORE US AGGBD ET | 1.48M | SH | $138.88M 1.20% | 0.00 | 0.00 | 1.48M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 1.68M | SH | $118.53M 1.02% | 0.00 | 0.00 | 1.68M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 827.91K | SH | $114.19M 0.99% | 0.00 | 0.00 | 827.91K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 1.39M | SH | $104.22M 0.90% | 0.00 | 0.00 | 1.39M |
AMAZON COM INCSOLE | COM | 818.99K | SH | $104.10M 0.90% | 0.00 | 0.00 | 818.99K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 251.38K | SH | $98.71M 0.85% | 0.00 | 0.00 | 251.38K |
NVIDIA CORPORATIONSOLE | COM | 226.91K | SH | $98.70M 0.85% | 0.00 | 0.00 | 226.91K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 2M | SH | $95.46M 0.82% | 0.00 | 0.00 | 2M |
ISHARES TRSOLE | TRS FLT RT BD | 1.72M | SH | $87.14M 0.75% | 0.00 | 0.00 | 1.72M |
ISHARES TRSOLE | MSCI USA QLT FCT | 657.19K | SH | $86.61M 0.75% | 0.00 | 0.00 | 657.19K |
ISHARES TRSOLE | EAFE VALUE ETF | 1.72M | SH | $84.25M 0.73% | 0.00 | 0.00 | 1.72M |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 1.92M | SH | $83.88M 0.72% | 0.00 | 0.00 | 1.92M |
ISHARES TRSOLE | MBS ETF | 888.94K | SH | $78.94M 0.68% | 0.00 | 0.00 | 888.94K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 2.35M | SH | $78.47M 0.68% | 0.00 | 0.00 | 2.35M |
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