Filed: 8/10/2023ACC: 0001085146-23-003191
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 2173 equity positions with a total reported market value of $11.90B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2173
Positions
$11.90B
Total AUM (reported)
188.65M
Total Shares
Allocation by class
COM$3.01B25.3%
CORE S&P500 ETF$442.45M3.7%
TOTAL STK MKT$290.18M2.4%
SHORT TRM BOND$205.22M1.7%
CORE TOTAL USD$195.53M1.6%
SHS$192.51M1.6%
VG TL INTL STK F$167.26M1.4%
Portfolio Concentration
Top 3$1.09B9.2%
4–10$1.21B10.2%
11–25$1.62B13.7%
Rest$7.97B67.0%
Top 3 weight
9.2%
Top 10 weight
19.3%
Voting Authority Distribution
Total shares with voting rights: 188.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
188.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2173
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2173
Rows:
ISHARES TR
SOLEShares992.68K
TypeSH
Market value$442.45M
3.72%
Sole
0.00
Shared
0.00
None
992.68K
APPLE INC
SOLEShares1.84M
TypeSH
Market value$356.24M
2.99%
Sole
0.00
Shared
0.00
None
1.84M
VANGUARD INDEX FDS
SOLEShares1.32M
TypeSH
Market value$290.18M
2.44%
Sole
0.00
Shared
0.00
None
1.32M
VANGUARD BD INDEX FDS
SOLEShares2.72M
TypeSH
Market value$205.22M
1.73%
Sole
0.00
Shared
0.00
None
2.72M
ISHARES TR
SOLEShares4.30M
TypeSH
Market value$195.53M
1.64%
Sole
0.00
Shared
0.00
None
4.30M
MICROSOFT CORP
SOLEShares525.77K
TypeSH
Market value$179.05M
1.51%
Sole
0.00
Shared
0.00
None
525.77K
VANGUARD STAR FDS
SOLEShares2.98M
TypeSH
Market value$167.26M
1.41%
Sole
0.00
Shared
0.00
None
2.98M
VANGUARD BD INDEX FDS
SOLEShares2.19M
TypeSH
Market value$158.93M
1.34%
Sole
0.00
Shared
0.00
None
2.19M
INVESCO QQQ TR
SOLEShares415.51K
TypeSH
Market value$153.50M
1.29%
Sole
0.00
Shared
0.00
None
415.51K
SPDR S&P 500 ETF TR
SOLEShares339.86K
TypeSH
Market value$149.09M
1.25%
Sole
0.00
Shared
0.00
None
339.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.96M
TypeSH
Market value$146.99M
1.24%
Sole
0.00
Shared
0.00
None
1.96M
VANGUARD INDEX FDS
SOLEShares505.39K
TypeSH
Market value$143.00M
1.20%
Sole
0.00
Shared
0.00
None
505.39K
ISHARES TR
SOLEShares1.40M
TypeSH
Market value$137.27M
1.15%
Sole
0.00
Shared
0.00
None
1.40M
SCHWAB STRATEGIC TR
SOLEShares1.69M
TypeSH
Market value$122.51M
1.03%
Sole
0.00
Shared
0.00
None
1.69M
ISHARES TR
SOLEShares816.78K
TypeSH
Market value$110.16M
0.93%
Sole
0.00
Shared
0.00
None
816.78K
VANGUARD INDEX FDS
SOLEShares769.58K
TypeSH
Market value$109.36M
0.92%
Sole
0.00
Shared
0.00
None
769.58K
AMAZON COM INC
SOLEShares804.72K
TypeSH
Market value$104.89M
0.88%
Sole
0.00
Shared
0.00
None
804.72K
VANGUARD INDEX FDS
SOLEShares257.35K
TypeSH
Market value$104.81M
0.88%
Sole
0.00
Shared
0.00
None
257.35K
ISHARES INC
SOLEShares2M
TypeSH
Market value$98.44M
0.83%
Sole
0.00
Shared
0.00
None
2M
VANGUARD CHARLOTTE FDS
SOLEShares1.99M
TypeSH
Market value$97.12M
0.82%
Sole
0.00
Shared
0.00
None
1.99M
ISHARES TR
SOLEShares1.04M
TypeSH
Market value$97.00M
0.82%
Sole
0.00
Shared
0.00
None
1.04M
VANGUARD TAX-MANAGED FDS
SOLEShares1.97M
TypeSH
Market value$91.19M
0.77%
Sole
0.00
Shared
0.00
None
1.97M
NVIDIA CORPORATION
SOLEShares215.28K
TypeSH
Market value$91.07M
0.77%
Sole
0.00
Shared
0.00
None
215.28K
ISHARES TR
SOLEShares942.85K
TypeSH
Market value$89.96M
0.76%
Sole
0.00
Shared
0.00
None
942.85K
FIRST TR MORNINGSTAR DIVID L
SOLEShares2.35M
TypeSH
Market value$79.98M
0.67%
Sole
0.00
Shared
0.00
None
2.35M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 992.68K | SH | $442.45M 3.72% | 0.00 | 0.00 | 992.68K |
APPLE INCSOLE | COM | 1.84M | SH | $356.24M 2.99% | 0.00 | 0.00 | 1.84M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.32M | SH | $290.18M 2.44% | 0.00 | 0.00 | 1.32M |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 2.72M | SH | $205.22M 1.73% | 0.00 | 0.00 | 2.72M |
ISHARES TRSOLE | CORE TOTAL USD | 4.30M | SH | $195.53M 1.64% | 0.00 | 0.00 | 4.30M |
MICROSOFT CORPSOLE | COM | 525.77K | SH | $179.05M 1.51% | 0.00 | 0.00 | 525.77K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 2.98M | SH | $167.26M 1.41% | 0.00 | 0.00 | 2.98M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 2.19M | SH | $158.93M 1.34% | 0.00 | 0.00 | 2.19M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 415.51K | SH | $153.50M 1.29% | 0.00 | 0.00 | 415.51K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 339.86K | SH | $149.09M 1.25% | 0.00 | 0.00 | 339.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 1.96M | SH | $146.99M 1.24% | 0.00 | 0.00 | 1.96M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 505.39K | SH | $143.00M 1.20% | 0.00 | 0.00 | 505.39K |
ISHARES TRSOLE | CORE US AGGBD ET | 1.40M | SH | $137.27M 1.15% | 0.00 | 0.00 | 1.40M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 1.69M | SH | $122.51M 1.03% | 0.00 | 0.00 | 1.69M |
ISHARES TRSOLE | MSCI USA QLT FCT | 816.78K | SH | $110.16M 0.93% | 0.00 | 0.00 | 816.78K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 769.58K | SH | $109.36M 0.92% | 0.00 | 0.00 | 769.58K |
AMAZON COM INCSOLE | COM | 804.72K | SH | $104.89M 0.88% | 0.00 | 0.00 | 804.72K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 257.35K | SH | $104.81M 0.88% | 0.00 | 0.00 | 257.35K |
ISHARES INCSOLE | CORE MSCI EMKT | 2M | SH | $98.44M 0.83% | 0.00 | 0.00 | 2M |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 1.99M | SH | $97.12M 0.82% | 0.00 | 0.00 | 1.99M |
ISHARES TRSOLE | MBS ETF | 1.04M | SH | $97.00M 0.82% | 0.00 | 0.00 | 1.04M |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 1.97M | SH | $91.19M 0.77% | 0.00 | 0.00 | 1.97M |
NVIDIA CORPORATIONSOLE | COM | 215.28K | SH | $91.07M 0.77% | 0.00 | 0.00 | 215.28K |
ISHARES TRSOLE | EAFE GRWTH ETF | 942.85K | SH | $89.96M 0.76% | 0.00 | 0.00 | 942.85K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 2.35M | SH | $79.98M 0.67% | 0.00 | 0.00 | 2.35M |
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