Filed: 5/15/2023ACC: 0001085146-23-002382
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 2145 equity positions with a total reported market value of $11.44B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2145
Positions
$11.44B
Total AUM (reported)
189.46M
Total Shares
Allocation by class
COM$2.78B24.3%
CORE S&P500 ETF$405.70M3.5%
TOTAL STK MKT$273.63M2.4%
SHORT TRM BOND$218.42M1.9%
SHS$198.72M1.7%
CORE TOTAL USD$197.83M1.7%
US DIVIDEND EQ$187.80M1.6%
Portfolio Concentration
Top 3$991.36M8.7%
4–10$1.23B10.8%
11–25$1.53B13.4%
Rest$7.69B67.2%
Top 3 weight
8.7%
Top 10 weight
19.4%
Voting Authority Distribution
Total shares with voting rights: 189.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
189.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2145
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2145
Rows:
ISHARES TR
SOLEShares986.92K
TypeSH
Market value$405.70M
3.55%
Sole
0.00
Shared
0.00
None
986.92K
APPLE INC
SOLEShares1.89M
TypeSH
Market value$312.02M
2.73%
Sole
0.00
Shared
0.00
None
1.89M
VANGUARD INDEX FDS
SOLEShares1.34M
TypeSH
Market value$273.63M
2.39%
Sole
0.00
Shared
0.00
None
1.34M
VANGUARD BD INDEX FDS
SOLEShares2.86M
TypeSH
Market value$218.42M
1.91%
Sole
0.00
Shared
0.00
None
2.86M
ISHARES TR
SOLEShares4.29M
TypeSH
Market value$197.83M
1.73%
Sole
0.00
Shared
0.00
None
4.29M
SCHWAB STRATEGIC TR
SOLEShares2.57M
TypeSH
Market value$187.80M
1.64%
Sole
0.00
Shared
0.00
None
2.57M
VANGUARD BD INDEX FDS
SOLEShares2.27M
TypeSH
Market value$167.45M
1.46%
Sole
0.00
Shared
0.00
None
2.27M
VANGUARD STAR FDS
SOLEShares3.02M
TypeSH
Market value$166.92M
1.46%
Sole
0.00
Shared
0.00
None
3.02M
MICROSOFT CORP
SOLEShares520.38K
TypeSH
Market value$150.02M
1.31%
Sole
0.00
Shared
0.00
None
520.38K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.95M
TypeSH
Market value$142.53M
1.25%
Sole
0.00
Shared
0.00
None
1.95M
ISHARES TR
SOLEShares1.40M
TypeSH
Market value$139.61M
1.22%
Sole
0.00
Shared
0.00
None
1.40M
INVESCO QQQ TR
SOLEShares392.19K
TypeSH
Market value$125.86M
1.10%
Sole
0.00
Shared
0.00
None
392.19K
VANGUARD INDEX FDS
SOLEShares482.47K
TypeSH
Market value$120.35M
1.05%
Sole
0.00
Shared
0.00
None
482.47K
VANGUARD INDEX FDS
SOLEShares758.71K
TypeSH
Market value$104.79M
0.92%
Sole
0.00
Shared
0.00
None
758.71K
VANGUARD CHARLOTTE FDS
SOLEShares2.08M
TypeSH
Market value$101.70M
0.89%
Sole
0.00
Shared
0.00
None
2.08M
SPDR SER TR
SOLEShares1.11M
TypeSH
Market value$101.52M
0.89%
Sole
0.00
Shared
0.00
None
1.11M
ISHARES TR
SOLEShares805.25K
TypeSH
Market value$99.90M
0.87%
Sole
0.00
Shared
0.00
None
805.25K
ISHARES INC
SOLEShares2.03M
TypeSH
Market value$99.00M
0.87%
Sole
0.00
Shared
0.00
None
2.03M
J P MORGAN EXCHANGE TRADED F
SOLEShares1.94M
TypeSH
Market value$97.43M
0.85%
Sole
0.00
Shared
0.00
None
1.94M
VANGUARD INDEX FDS
SOLEShares255.50K
TypeSH
Market value$96.09M
0.84%
Sole
0.00
Shared
0.00
None
255.50K
ISHARES TR
SOLEShares975.01K
TypeSH
Market value$92.36M
0.81%
Sole
0.00
Shared
0.00
None
975.01K
VANGUARD TAX-MANAGED FDS
SOLEShares2M
TypeSH
Market value$90.13M
0.79%
Sole
0.00
Shared
0.00
None
2M
ISHARES TR
SOLEShares812.50K
TypeSH
Market value$87.54M
0.77%
Sole
0.00
Shared
0.00
None
812.50K
FIRST TR MORNINGSTAR DIVID L
SOLEShares2.44M
TypeSH
Market value$86.50M
0.76%
Sole
0.00
Shared
0.00
None
2.44M
ISHARES TR
SOLEShares922.39K
TypeSH
Market value$86.41M
0.76%
Sole
0.00
Shared
0.00
None
922.39K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 986.92K | SH | $405.70M 3.55% | 0.00 | 0.00 | 986.92K |
APPLE INCSOLE | COM | 1.89M | SH | $312.02M 2.73% | 0.00 | 0.00 | 1.89M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.34M | SH | $273.63M 2.39% | 0.00 | 0.00 | 1.34M |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 2.86M | SH | $218.42M 1.91% | 0.00 | 0.00 | 2.86M |
ISHARES TRSOLE | CORE TOTAL USD | 4.29M | SH | $197.83M 1.73% | 0.00 | 0.00 | 4.29M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 2.57M | SH | $187.80M 1.64% | 0.00 | 0.00 | 2.57M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 2.27M | SH | $167.45M 1.46% | 0.00 | 0.00 | 2.27M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 3.02M | SH | $166.92M 1.46% | 0.00 | 0.00 | 3.02M |
MICROSOFT CORPSOLE | COM | 520.38K | SH | $150.02M 1.31% | 0.00 | 0.00 | 520.38K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 1.95M | SH | $142.53M 1.25% | 0.00 | 0.00 | 1.95M |
ISHARES TRSOLE | CORE US AGGBD ET | 1.40M | SH | $139.61M 1.22% | 0.00 | 0.00 | 1.40M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 392.19K | SH | $125.86M 1.10% | 0.00 | 0.00 | 392.19K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 482.47K | SH | $120.35M 1.05% | 0.00 | 0.00 | 482.47K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 758.71K | SH | $104.79M 0.92% | 0.00 | 0.00 | 758.71K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 2.08M | SH | $101.70M 0.89% | 0.00 | 0.00 | 2.08M |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 1.11M | SH | $101.52M 0.89% | 0.00 | 0.00 | 1.11M |
ISHARES TRSOLE | MSCI USA QLT FCT | 805.25K | SH | $99.90M 0.87% | 0.00 | 0.00 | 805.25K |
ISHARES INCSOLE | CORE MSCI EMKT | 2.03M | SH | $99.00M 0.87% | 0.00 | 0.00 | 2.03M |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 1.94M | SH | $97.43M 0.85% | 0.00 | 0.00 | 1.94M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 255.50K | SH | $96.09M 0.84% | 0.00 | 0.00 | 255.50K |
ISHARES TRSOLE | MBS ETF | 975.01K | SH | $92.36M 0.81% | 0.00 | 0.00 | 975.01K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 2M | SH | $90.13M 0.79% | 0.00 | 0.00 | 2M |
ISHARES TRSOLE | NATIONAL MUN ETF | 812.50K | SH | $87.54M 0.77% | 0.00 | 0.00 | 812.50K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 2.44M | SH | $86.50M 0.76% | 0.00 | 0.00 | 2.44M |
ISHARES TRSOLE | EAFE GRWTH ETF | 922.39K | SH | $86.41M 0.76% | 0.00 | 0.00 | 922.39K |
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