Filed: 2/14/2023ACC: 0001085146-23-001271
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 2088 equity positions with a total reported market value of $10.79B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2088
Positions
$10.79B
Total AUM (reported)
184.08M
Total Shares
Allocation by class
COM$2.58B23.9%
CORE S&P500 ETF$377.04M3.5%
TOTAL STK MKT$255.43M2.4%
SHORT TRM BOND$211.29M2.0%
US DIVIDEND EQ$183.55M1.7%
TOTAL BND MRKT$163.14M1.5%
VG TL INTL STK F$156.14M1.4%
Portfolio Concentration
Top 3$881.98M8.2%
4–10$1.16B10.8%
11–25$1.46B13.5%
Rest$7.29B67.5%
Top 3 weight
8.2%
Top 10 weight
19.0%
Voting Authority Distribution
Total shares with voting rights: 184.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
184.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2088
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2088
Rows:
ISHARES TR
SOLEShares981.33K
TypeSH
Market value$377.04M
3.49%
Sole
0.00
Shared
0.00
None
981.33K
VANGUARD INDEX FDS
SOLEShares1.34M
TypeSH
Market value$255.43M
2.37%
Sole
0.00
Shared
0.00
None
1.34M
APPLE INC
SOLEShares1.92M
TypeSH
Market value$249.51M
2.31%
Sole
0.00
Shared
0.00
None
1.92M
VANGUARD BD INDEX FDS
SOLEShares2.81M
TypeSH
Market value$211.29M
1.96%
Sole
0.00
Shared
0.00
None
2.81M
SCHWAB STRATEGIC TR
SOLEShares2.43M
TypeSH
Market value$183.55M
1.70%
Sole
0.00
Shared
0.00
None
2.43M
VANGUARD BD INDEX FDS
SOLEShares2.27M
TypeSH
Market value$163.14M
1.51%
Sole
0.00
Shared
0.00
None
2.27M
VANGUARD STAR FDS
SOLEShares3.02M
TypeSH
Market value$156.14M
1.45%
Sole
0.00
Shared
0.00
None
3.02M
ISHARES TR
SOLEShares3.42M
TypeSH
Market value$153.72M
1.42%
Sole
0.00
Shared
0.00
None
3.42M
ISHARES TR
SOLEShares1.57M
TypeSH
Market value$152.04M
1.41%
Sole
0.00
Shared
0.00
None
1.57M
ISHARES TR
SOLEShares1.71M
TypeSH
Market value$144.84M
1.34%
Sole
0.00
Shared
0.00
None
1.71M
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.79M
TypeSH
Market value$134.50M
1.25%
Sole
0.00
Shared
0.00
None
1.79M
MICROSOFT CORP
SOLEShares516.33K
TypeSH
Market value$123.83M
1.15%
Sole
0.00
Shared
0.00
None
516.33K
J P MORGAN EXCHANGE TRADED F
SOLEShares2.26M
TypeSH
Market value$113.30M
1.05%
Sole
0.00
Shared
0.00
None
2.26M
SPDR SER TR
SOLEShares1.19M
TypeSH
Market value$108.82M
1.01%
Sole
0.00
Shared
0.00
None
1.19M
VANGUARD INDEX FDS
SOLEShares765.87K
TypeSH
Market value$107.50M
1.00%
Sole
0.00
Shared
0.00
None
765.87K
VANGUARD INDEX FDS
SOLEShares477.57K
TypeSH
Market value$101.78M
0.94%
Sole
0.00
Shared
0.00
None
477.57K
INVESCO QQQ TR
SOLEShares370.70K
TypeSH
Market value$98.71M
0.91%
Sole
0.00
Shared
0.00
None
370.70K
VANGUARD CHARLOTTE FDS
SOLEShares2.04M
TypeSH
Market value$96.59M
0.90%
Sole
0.00
Shared
0.00
None
2.04M
ISHARES TR
SOLEShares839.99K
TypeSH
Market value$88.64M
0.82%
Sole
0.00
Shared
0.00
None
839.99K
VANGUARD TAX-MANAGED FDS
SOLEShares2.11M
TypeSH
Market value$88.48M
0.82%
Sole
0.00
Shared
0.00
None
2.11M
VANGUARD INDEX FDS
SOLEShares234.32K
TypeSH
Market value$82.33M
0.76%
Sole
0.00
Shared
0.00
None
234.32K
ISHARES TR
SOLEShares871.07K
TypeSH
Market value$80.79M
0.75%
Sole
0.00
Shared
0.00
None
871.07K
ISHARES TR
SOLEShares855.12K
TypeSH
Market value$80.74M
0.75%
Sole
0.00
Shared
0.00
None
855.12K
ISHARES TR
SOLEShares1.64M
TypeSH
Market value$75.32M
0.70%
Sole
0.00
Shared
0.00
None
1.64M
ISHARES TR
SOLEShares493.08K
TypeSH
Market value$74.78M
0.69%
Sole
0.00
Shared
0.00
None
493.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 981.33K | SH | $377.04M 3.49% | 0.00 | 0.00 | 981.33K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.34M | SH | $255.43M 2.37% | 0.00 | 0.00 | 1.34M |
APPLE INCSOLE | COM | 1.92M | SH | $249.51M 2.31% | 0.00 | 0.00 | 1.92M |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 2.81M | SH | $211.29M 1.96% | 0.00 | 0.00 | 2.81M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 2.43M | SH | $183.55M 1.70% | 0.00 | 0.00 | 2.43M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 2.27M | SH | $163.14M 1.51% | 0.00 | 0.00 | 2.27M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 3.02M | SH | $156.14M 1.45% | 0.00 | 0.00 | 3.02M |
ISHARES TRSOLE | CORE TOTAL USD | 3.42M | SH | $153.72M 1.42% | 0.00 | 0.00 | 3.42M |
ISHARES TRSOLE | CORE US AGGBD ET | 1.57M | SH | $152.04M 1.41% | 0.00 | 0.00 | 1.57M |
ISHARES TRSOLE | ESG AWR MSCI USA | 1.71M | SH | $144.84M 1.34% | 0.00 | 0.00 | 1.71M |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 1.79M | SH | $134.50M 1.25% | 0.00 | 0.00 | 1.79M |
MICROSOFT CORPSOLE | COM | 516.33K | SH | $123.83M 1.15% | 0.00 | 0.00 | 516.33K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 2.26M | SH | $113.30M 1.05% | 0.00 | 0.00 | 2.26M |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 1.19M | SH | $108.82M 1.01% | 0.00 | 0.00 | 1.19M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 765.87K | SH | $107.50M 1.00% | 0.00 | 0.00 | 765.87K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 477.57K | SH | $101.78M 0.94% | 0.00 | 0.00 | 477.57K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 370.70K | SH | $98.71M 0.91% | 0.00 | 0.00 | 370.70K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 2.04M | SH | $96.59M 0.90% | 0.00 | 0.00 | 2.04M |
ISHARES TRSOLE | NATIONAL MUN ETF | 839.99K | SH | $88.64M 0.82% | 0.00 | 0.00 | 839.99K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 2.11M | SH | $88.48M 0.82% | 0.00 | 0.00 | 2.11M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 234.32K | SH | $82.33M 0.76% | 0.00 | 0.00 | 234.32K |
ISHARES TRSOLE | MBS ETF | 871.07K | SH | $80.79M 0.75% | 0.00 | 0.00 | 871.07K |
ISHARES TRSOLE | CORE S&P SCP ETF | 855.12K | SH | $80.74M 0.75% | 0.00 | 0.00 | 855.12K |
ISHARES TRSOLE | EAFE VALUE ETF | 1.64M | SH | $75.32M 0.70% | 0.00 | 0.00 | 1.64M |
ISHARES TRSOLE | RUS 1000 VAL ETF | 493.08K | SH | $74.78M 0.69% | 0.00 | 0.00 | 493.08K |
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