Filed: 11/14/2022ACC: 0001085146-22-003932
📋 What this filing means
CETERA INVESTMENT ADVISERS filed this quarterly 13F‑HR report disclosing 1731 equity positions with a total reported market value of $5.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1731
Positions
$5.01M
Total AUM (reported)
116.14M
Total Shares
Allocation by class
COM$1.19M23.7%
US DIVIDEND EQ$155.0K3.1%
CORE S&P500 ETF$114.9K2.3%
SHORT TRM BOND$111.7K2.2%
SHS$85.7K1.7%
ULTRA SHRT INC$76.9K1.5%
TOTAL STK MKT$71.8K1.4%
Portfolio Concentration
Top 3$381.6K7.6%
4–10$464.5K9.3%
11–25$574.1K11.5%
Rest$3.59M71.6%
Top 3 weight
7.6%
Top 10 weight
16.9%
Voting Authority Distribution
Total shares with voting rights: 116.14M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
116.14M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1731
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1731
Rows:
SCHWAB STRATEGIC TR
SOLEShares2.33M
TypeSH
Market value$155.0K
3.09%
Sole
0.00
Shared
0.00
None
2.33M
ISHARES TR
SOLEShares320.46K
TypeSH
Market value$114.9K
2.29%
Sole
0.00
Shared
0.00
None
320.46K
VANGUARD BD INDEX FDS
SOLEShares1.49M
TypeSH
Market value$111.7K
2.23%
Sole
0.00
Shared
0.00
None
1.49M
J P MORGAN EXCHANGE TRADED F
SOLEShares1.53M
TypeSH
Market value$76.9K
1.54%
Sole
0.00
Shared
0.00
None
1.53M
VANGUARD INDEX FDS
SOLEShares399.97K
TypeSH
Market value$71.8K
1.43%
Sole
0.00
Shared
0.00
None
399.97K
MICROSOFT CORP
SOLEShares303.13K
TypeSH
Market value$70.6K
1.41%
Sole
0.00
Shared
0.00
None
303.13K
VANGUARD INDEX FDS
SOLEShares305.43K
TypeSH
Market value$65.3K
1.30%
Sole
0.00
Shared
0.00
None
305.43K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.30M
TypeSH
Market value$61.4K
1.23%
Sole
0.00
Shared
0.00
None
1.30M
SPDR S&P 500 ETF TR
SOLEShares174.42K
TypeSH
Market value$59.4K
1.19%
Sole
0.00
Shared
0.00
None
174.42K
VANGUARD INDEX FDS
SOLEShares478.51K
TypeSH
Market value$59.1K
1.18%
Sole
0.00
Shared
0.00
None
478.51K
FIRST TR VALUE LINE DIVID IN
SOLEShares1.52M
TypeSH
Market value$54.3K
1.08%
Sole
0.00
Shared
0.00
None
1.52M
ISHARES TR
SOLEShares486.21K
TypeSH
Market value$49.9K
1.00%
Sole
0.00
Shared
0.00
None
486.21K
ISHARES TR
SOLEShares203.53K
TypeSH
Market value$44.6K
0.89%
Sole
0.00
Shared
0.00
None
203.53K
VANGUARD INDEX FDS
SOLEShares132.96K
TypeSH
Market value$43.7K
0.87%
Sole
0.00
Shared
0.00
None
132.96K
ISHARES TR
SOLEShares474.94K
TypeSH
Market value$41.4K
0.83%
Sole
0.00
Shared
0.00
None
474.94K
SPDR SER TR
SOLEShares415.27K
TypeSH
Market value$38.0K
0.76%
Sole
0.00
Shared
0.00
None
415.27K
WISDOMTREE TR
SOLEShares682.05K
TypeSH
Market value$36.8K
0.73%
Sole
0.00
Shared
0.00
None
682.05K
ISHARES TR
SOLEShares801.01K
TypeSH
Market value$35.6K
0.71%
Sole
0.00
Shared
0.00
None
801.01K
VANGUARD BD INDEX FDS
SOLEShares492.03K
TypeSH
Market value$35.1K
0.70%
Sole
0.00
Shared
0.00
None
492.03K
ALPHABET INC
SOLEShares364.31K
TypeSH
Market value$34.8K
0.70%
Sole
0.00
Shared
0.00
None
364.31K
ISHARES TR
SOLEShares426.33K
TypeSH
Market value$33.9K
0.68%
Sole
0.00
Shared
0.00
None
426.33K
ISHARES TR
SOLEShares348.01K
TypeSH
Market value$33.5K
0.67%
Sole
0.00
Shared
0.00
None
348.01K
VANGUARD STAR FDS
SOLEShares713.20K
TypeSH
Market value$32.6K
0.65%
Sole
0.00
Shared
0.00
None
713.20K
FIRST TR EXCHANGE-TRADED FD
SOLEShares810.86K
TypeSH
Market value$31.5K
0.63%
Sole
0.00
Shared
0.00
None
810.86K
EXXON MOBIL CORP
SOLEShares324.82K
TypeSH
Market value$28.4K
0.57%
Sole
0.00
Shared
0.00
None
324.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 2.33M | SH | $155.0K 3.09% | 0.00 | 0.00 | 2.33M |
ISHARES TRSOLE | CORE S&P500 ETF | 320.46K | SH | $114.9K 2.29% | 0.00 | 0.00 | 320.46K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 1.49M | SH | $111.7K 2.23% | 0.00 | 0.00 | 1.49M |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 1.53M | SH | $76.9K 1.54% | 0.00 | 0.00 | 1.53M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 399.97K | SH | $71.8K 1.43% | 0.00 | 0.00 | 399.97K |
MICROSOFT CORPSOLE | COM | 303.13K | SH | $70.6K 1.41% | 0.00 | 0.00 | 303.13K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 305.43K | SH | $65.3K 1.30% | 0.00 | 0.00 | 305.43K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 1.30M | SH | $61.4K 1.23% | 0.00 | 0.00 | 1.30M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 174.42K | SH | $59.4K 1.19% | 0.00 | 0.00 | 174.42K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 478.51K | SH | $59.1K 1.18% | 0.00 | 0.00 | 478.51K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 1.52M | SH | $54.3K 1.08% | 0.00 | 0.00 | 1.52M |
ISHARES TRSOLE | NATIONAL MUN ETF | 486.21K | SH | $49.9K 1.00% | 0.00 | 0.00 | 486.21K |
ISHARES TRSOLE | CORE S&P MCP ETF | 203.53K | SH | $44.6K 0.89% | 0.00 | 0.00 | 203.53K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 132.96K | SH | $43.7K 0.87% | 0.00 | 0.00 | 132.96K |
ISHARES TRSOLE | CORE S&P SCP ETF | 474.94K | SH | $41.4K 0.83% | 0.00 | 0.00 | 474.94K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 415.27K | SH | $38.0K 0.76% | 0.00 | 0.00 | 415.27K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 682.05K | SH | $36.8K 0.73% | 0.00 | 0.00 | 682.05K |
ISHARES TRSOLE | CORE DIV GRWTH | 801.01K | SH | $35.6K 0.71% | 0.00 | 0.00 | 801.01K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 492.03K | SH | $35.1K 0.70% | 0.00 | 0.00 | 492.03K |
ALPHABET INCSOLE | CAP STK CL A | 364.31K | SH | $34.8K 0.70% | 0.00 | 0.00 | 364.31K |
ISHARES TRSOLE | ESG AWR MSCI USA | 426.33K | SH | $33.9K 0.68% | 0.00 | 0.00 | 426.33K |
ISHARES TRSOLE | CORE US AGGBD ET | 348.01K | SH | $33.5K 0.67% | 0.00 | 0.00 | 348.01K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 713.20K | SH | $32.6K 0.65% | 0.00 | 0.00 | 713.20K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 810.86K | SH | $31.5K 0.63% | 0.00 | 0.00 | 810.86K |
EXXON MOBIL CORPSOLE | COM | 324.82K | SH | $28.4K 0.57% | 0.00 | 0.00 | 324.82K |
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