CDC FINANCIAL, INC.

PrivateCIK: 2077836
Location

CHICAGO, IL

47
Positions
$238.83M
Total AUM (reported)
31.29M
Total Shares

Allocation by class

TOTAL AUM$238.83M47 positions
COM$123.77M51.8%
TR UNIT$36.97M15.5%
RUSSELL 2000 ETF$27.64M11.6%
UNIT SER 1$23.49M9.8%
COM NEW$17.73M7.4%
SHS$6.27M2.6%
SHS CL A$1.10M0.5%

Portfolio Concentration

Top 336.9%4–1032.8%11–2524.3%Rest5.9%TOP 1069.7%0%100%
Top 3$88.10M36.9%
4–10$78.41M32.8%
11–25$58.14M24.3%
Rest$14.19M5.9%

Top 3 weight

36.9%

Top 10 weight

69.7%

Voting Authority Distribution

Total shares with voting rights: 31.29M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

31.29M

shares

% of voting shares100.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other47
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings47
Rows:

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares49.50K
TypeSH
Market value$36.97M
15.48%
Sole
0.00
Shared
49.50K
None
0.00

ISHARES TR

DFND
RUSSELL 2000 ETF
Shares92K
TypeSH
Market value$27.64M
11.57%
Sole
0.00
Shared
92K
None
0.00

INVESCO QQQ TR

DFND
UNIT SER 1
Shares31.90K
TypeSH
Market value$23.49M
9.84%
Sole
0.00
Shared
31.90K
None
0.00

INHIBRX BIOSCIENCES INC

DFND
COM
Shares170.13K
TypeSH
Market value$16.12M
6.75%
Sole
0.00
Shared
170.13K
None
0.00

HEALTH CATALYST INC

DFND
COM
Shares7.09M
TypeSH
Market value$14.11M
5.91%
Sole
0.00
Shared
7.09M
None
0.00

LEGALZOOM COM INC

DFND
COM
Shares1.89M
TypeSH
Market value$11.59M
4.85%
Sole
0.00
Shared
1.89M
None
0.00

AMPLIFY ENERGY CORP NEW

DFND
COM
Shares2.59M
TypeSH
Market value$10.30M
4.31%
Sole
0.00
Shared
2.59M
None
0.00

ATLAS ENERGY SOLUTIONS INC

DFND
COM NEW
Shares552.75K
TypeSH
Market value$9.18M
3.84%
Sole
0.00
Shared
552.75K
None
0.00

IMMERSION CORP

DFND
COM
Shares1.29M
TypeSH
Market value$8.75M
3.67%
Sole
0.00
Shared
1.29M
None
0.00

CENTURY ALUM CO

DFND
COM
Shares181.43K
TypeSH
Market value$8.35M
3.50%
Sole
0.00
Shared
181.43K
None
0.00

VOX ROYALTY CORP

DFND
COM
Shares1.76M
TypeSH
Market value$8.32M
3.48%
Sole
0.00
Shared
1.76M
None
0.00

ALGOMA STL GROUP INC

DFND
COM
Shares1.79M
TypeSH
Market value$7.23M
3.03%
Sole
0.00
Shared
1.79M
None
0.00

HUMANA INC

DFND
COM
Shares15K
TypeSH
Market value$5.96M
2.49%
Sole
0.00
Shared
15K
None
0.00

ADVANCED FLOWER CAP INC

DFND
COM
Shares1.80M
TypeSH
Market value$5.57M
2.33%
Sole
0.00
Shared
1.80M
None
0.00

TURTLE BEACH CORP

DFND
COM NEW
Shares386.85K
TypeSH
Market value$4.82M
2.02%
Sole
0.00
Shared
386.85K
None
0.00

INSPIRED ENTMT INC

DFND
COM
Shares506K
TypeSH
Market value$4.17M
1.75%
Sole
0.00
Shared
506K
None
0.00

SIMILARWEB LTD

DFND
SHS
Shares674.23K
TypeSH
Market value$4.13M
1.73%
Sole
0.00
Shared
674.23K
None
0.00

RING ENERGY INC

DFND
COM
Shares3.54M
TypeSH
Market value$3.82M
1.60%
Sole
0.00
Shared
3.54M
None
0.00

THRYV HLDGS INC

DFND
COM NEW
Shares702.02K
TypeSH
Market value$2.77M
1.16%
Sole
0.00
Shared
702.02K
None
0.00

GARMIN LTD

DFND
SHS
Shares9K
TypeSH
Market value$2.14M
0.90%
Sole
0.00
Shared
9K
None
0.00

TARGET CORP

DFND
COM
Shares15K
TypeSH
Market value$1.96M
0.82%
Sole
0.00
Shared
15K
None
0.00

RYERSON HLDG CORP

DFND
COM
Shares78.45K
TypeSH
Market value$1.93M
0.81%
Sole
0.00
Shared
78.45K
None
0.00

SERVICENOW INC

DFND
COM
Shares18.40K
TypeSH
Market value$1.83M
0.76%
Sole
0.00
Shared
18.40K
None
0.00

CHICAGO ATLANTIC REAL ESTATE

DFND
COM
Shares163.70K
TypeSH
Market value$1.75M
0.73%
Sole
0.00
Shared
163.70K
None
0.00

CHICAGO ATLANTIC BDC INC

DFND
COM
Shares177.39K
TypeSH
Market value$1.73M
0.73%
Sole
0.00
Shared
177.39K
None
0.00
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