Filed: 8/14/2026ACC: 0000921895-26-002169
📋 What this filing means
CDC FINANCIAL, INC. filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $238.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$238.83M
Total AUM (reported)
31.29M
Total Shares
Allocation by class
COM$123.77M51.8%
TR UNIT$36.97M15.5%
RUSSELL 2000 ETF$27.64M11.6%
UNIT SER 1$23.49M9.8%
COM NEW$17.73M7.4%
SHS$6.27M2.6%
SHS CL A$1.10M0.5%
Portfolio Concentration
Top 3$88.10M36.9%
4–10$78.41M32.8%
11–25$58.14M24.3%
Rest$14.19M5.9%
Top 3 weight
36.9%
Top 10 weight
69.7%
Voting Authority Distribution
Total shares with voting rights: 31.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
31.29M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other47
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings47
Rows:
STATE STR SPDR S&P 500 ETF T
DFNDShares49.50K
TypeSH
Market value$36.97M
15.48%
Sole
0.00
Shared
49.50K
None
0.00
ISHARES TR
DFNDShares92K
TypeSH
Market value$27.64M
11.57%
Sole
0.00
Shared
92K
None
0.00
INVESCO QQQ TR
DFNDShares31.90K
TypeSH
Market value$23.49M
9.84%
Sole
0.00
Shared
31.90K
None
0.00
INHIBRX BIOSCIENCES INC
DFNDShares170.13K
TypeSH
Market value$16.12M
6.75%
Sole
0.00
Shared
170.13K
None
0.00
HEALTH CATALYST INC
DFNDShares7.09M
TypeSH
Market value$14.11M
5.91%
Sole
0.00
Shared
7.09M
None
0.00
LEGALZOOM COM INC
DFNDShares1.89M
TypeSH
Market value$11.59M
4.85%
Sole
0.00
Shared
1.89M
None
0.00
AMPLIFY ENERGY CORP NEW
DFNDShares2.59M
TypeSH
Market value$10.30M
4.31%
Sole
0.00
Shared
2.59M
None
0.00
ATLAS ENERGY SOLUTIONS INC
DFNDShares552.75K
TypeSH
Market value$9.18M
3.84%
Sole
0.00
Shared
552.75K
None
0.00
IMMERSION CORP
DFNDShares1.29M
TypeSH
Market value$8.75M
3.67%
Sole
0.00
Shared
1.29M
None
0.00
CENTURY ALUM CO
DFNDShares181.43K
TypeSH
Market value$8.35M
3.50%
Sole
0.00
Shared
181.43K
None
0.00
VOX ROYALTY CORP
DFNDShares1.76M
TypeSH
Market value$8.32M
3.48%
Sole
0.00
Shared
1.76M
None
0.00
ALGOMA STL GROUP INC
DFNDShares1.79M
TypeSH
Market value$7.23M
3.03%
Sole
0.00
Shared
1.79M
None
0.00
HUMANA INC
DFNDShares15K
TypeSH
Market value$5.96M
2.49%
Sole
0.00
Shared
15K
None
0.00
ADVANCED FLOWER CAP INC
DFNDShares1.80M
TypeSH
Market value$5.57M
2.33%
Sole
0.00
Shared
1.80M
None
0.00
TURTLE BEACH CORP
DFNDShares386.85K
TypeSH
Market value$4.82M
2.02%
Sole
0.00
Shared
386.85K
None
0.00
INSPIRED ENTMT INC
DFNDShares506K
TypeSH
Market value$4.17M
1.75%
Sole
0.00
Shared
506K
None
0.00
SIMILARWEB LTD
DFNDShares674.23K
TypeSH
Market value$4.13M
1.73%
Sole
0.00
Shared
674.23K
None
0.00
RING ENERGY INC
DFNDShares3.54M
TypeSH
Market value$3.82M
1.60%
Sole
0.00
Shared
3.54M
None
0.00
THRYV HLDGS INC
DFNDShares702.02K
TypeSH
Market value$2.77M
1.16%
Sole
0.00
Shared
702.02K
None
0.00
GARMIN LTD
DFNDShares9K
TypeSH
Market value$2.14M
0.90%
Sole
0.00
Shared
9K
None
0.00
TARGET CORP
DFNDShares15K
TypeSH
Market value$1.96M
0.82%
Sole
0.00
Shared
15K
None
0.00
RYERSON HLDG CORP
DFNDShares78.45K
TypeSH
Market value$1.93M
0.81%
Sole
0.00
Shared
78.45K
None
0.00
SERVICENOW INC
DFNDShares18.40K
TypeSH
Market value$1.83M
0.76%
Sole
0.00
Shared
18.40K
None
0.00
CHICAGO ATLANTIC REAL ESTATE
DFNDShares163.70K
TypeSH
Market value$1.75M
0.73%
Sole
0.00
Shared
163.70K
None
0.00
CHICAGO ATLANTIC BDC INC
DFNDShares177.39K
TypeSH
Market value$1.73M
0.73%
Sole
0.00
Shared
177.39K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TDFND | TR UNIT | 49.50K | SH | $36.97M 15.48% | 0.00 | 49.50K | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 92K | SH | $27.64M 11.57% | 0.00 | 92K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 31.90K | SH | $23.49M 9.84% | 0.00 | 31.90K | 0.00 |
INHIBRX BIOSCIENCES INCDFND | COM | 170.13K | SH | $16.12M 6.75% | 0.00 | 170.13K | 0.00 |
HEALTH CATALYST INCDFND | COM | 7.09M | SH | $14.11M 5.91% | 0.00 | 7.09M | 0.00 |
LEGALZOOM COM INCDFND | COM | 1.89M | SH | $11.59M 4.85% | 0.00 | 1.89M | 0.00 |
AMPLIFY ENERGY CORP NEWDFND | COM | 2.59M | SH | $10.30M 4.31% | 0.00 | 2.59M | 0.00 |
ATLAS ENERGY SOLUTIONS INCDFND | COM NEW | 552.75K | SH | $9.18M 3.84% | 0.00 | 552.75K | 0.00 |
IMMERSION CORPDFND | COM | 1.29M | SH | $8.75M 3.67% | 0.00 | 1.29M | 0.00 |
CENTURY ALUM CODFND | COM | 181.43K | SH | $8.35M 3.50% | 0.00 | 181.43K | 0.00 |
VOX ROYALTY CORPDFND | COM | 1.76M | SH | $8.32M 3.48% | 0.00 | 1.76M | 0.00 |
ALGOMA STL GROUP INCDFND | COM | 1.79M | SH | $7.23M 3.03% | 0.00 | 1.79M | 0.00 |
HUMANA INCDFND | COM | 15K | SH | $5.96M 2.49% | 0.00 | 15K | 0.00 |
ADVANCED FLOWER CAP INCDFND | COM | 1.80M | SH | $5.57M 2.33% | 0.00 | 1.80M | 0.00 |
TURTLE BEACH CORPDFND | COM NEW | 386.85K | SH | $4.82M 2.02% | 0.00 | 386.85K | 0.00 |
INSPIRED ENTMT INCDFND | COM | 506K | SH | $4.17M 1.75% | 0.00 | 506K | 0.00 |
SIMILARWEB LTDDFND | SHS | 674.23K | SH | $4.13M 1.73% | 0.00 | 674.23K | 0.00 |
RING ENERGY INCDFND | COM | 3.54M | SH | $3.82M 1.60% | 0.00 | 3.54M | 0.00 |
THRYV HLDGS INCDFND | COM NEW | 702.02K | SH | $2.77M 1.16% | 0.00 | 702.02K | 0.00 |
GARMIN LTDDFND | SHS | 9K | SH | $2.14M 0.90% | 0.00 | 9K | 0.00 |
TARGET CORPDFND | COM | 15K | SH | $1.96M 0.82% | 0.00 | 15K | 0.00 |
RYERSON HLDG CORPDFND | COM | 78.45K | SH | $1.93M 0.81% | 0.00 | 78.45K | 0.00 |
SERVICENOW INCDFND | COM | 18.40K | SH | $1.83M 0.76% | 0.00 | 18.40K | 0.00 |
CHICAGO ATLANTIC REAL ESTATEDFND | COM | 163.70K | SH | $1.75M 0.73% | 0.00 | 163.70K | 0.00 |
CHICAGO ATLANTIC BDC INCDFND | COM | 177.39K | SH | $1.73M 0.73% | 0.00 | 177.39K | 0.00 |
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